Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NiteHawk Pediatric Urgent Care, LLC See All Filings	D/A	2017-05-15 13:32:20 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001607395 Filed Document 0001607395-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 13:32:20 UTC Type of Offering D/A Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Fundamental Partners III Access Fund LP See All Filings	D/A	2017-05-15 13:24:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001667503 Filed Document 0001667503-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 13:24:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STRIVE TECH INC. See All Filings	D	2017-05-15 13:18:12 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001706277 Filed Document 0001706277-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-15 13:18:12 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Oricula Therapeutics LLC See All Filings	D	2017-05-15 13:15:40 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001590934 Filed Document 0001590934-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 13:15:40 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Flex Logix Technologies, Inc. See All Filings	D	2017-05-15 13:12:56 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001608647 Filed Document 0001706593-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 13:12:56 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NEWPORT CROWN LLC See All Filings	D/A	2017-05-15 13:08:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001367820 Filed Document 0001659828-17-000048 Exclusions or Exemptions 506b Accepted Date 2017-05-15 13:08:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWPORT ABSOLUTE LLC See All Filings	D/A	2017-05-15 13:07:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001102585 Filed Document 0001659828-17-000047 Exclusions or Exemptions 506b Accepted Date 2017-05-15 13:07:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DTE Front Money Ltd Liability Co See All Filings	D	2017-05-15 13:03:28 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001703961 Filed Document 0001703961-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-15 13:03:28 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Quadratic Fund Ltd See All Filings	D/A	2017-05-15 12:58:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640620 Filed Document 0001640620-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-15 12:58:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sienna Biopharmaceuticals, Inc. See All Filings	D	2017-05-15 12:56:51 UTC
Amount To Be Raised $40,500,000 Associated Brokers / Dealers N/A CIK Number 0001656328 Filed Document 0001140361-17-020428 Exclusions or Exemptions 506b Accepted Date 2017-05-15 12:56:51 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Selery Fulfillment Inc. See All Filings	D	2017-05-15 12:54:50 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001706476 Filed Document 0001706476-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 12:54:50 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Sienna Biopharmaceuticals, Inc. See All Filings	D/A	2017-05-15 12:51:44 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001656328 Filed Document 0001140361-17-020423 Exclusions or Exemptions 506b Accepted Date 2017-05-15 12:51:44 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Diverse Development Group Inc. See All Filings	D/A	2017-05-15 12:51:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001672897 Filed Document 0001021432-17-000161 Exclusions or Exemptions 506b Accepted Date 2017-05-15 12:51:29 UTC Type of Offering D/A Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Quadratic Fund LLC See All Filings	D/A	2017-05-15 12:42:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640608 Filed Document 0001640608-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 12:42:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Band's Visit Broadway, LLC See All Filings	D	2017-05-15 12:38:40 UTC
Amount To Be Raised $8,750,000 Associated Brokers / Dealers N/A CIK Number 0001705879 Filed Document 0001705879-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 12:38:40 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
TEXAS ANGLETON RANCH AT 1400 LLC See All Filings	D	2017-05-15 12:26:29 UTC
Amount To Be Raised $4,500,100 Associated Brokers / Dealers N/A CIK Number 0001706606 Filed Document 0001706606-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 12:26:29 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
SBS Stallion Share Fund LLC See All Filings	D	2017-05-15 12:20:39 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001706643 Filed Document 0001706643-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 12:20:39 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Quadratic Fund Ltd See All Filings	D	2017-05-15 12:18:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640620 Filed Document 0001640620-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 12:18:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arbor Venture Fund II, L.P. See All Filings	D	2017-05-15 12:08:48 UTC
Amount To Be Raised $220,000,000 Associated Brokers / Dealers N/A CIK Number 0001703182 Filed Document 0001703182-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 12:08:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BLUE CLOUD VENTURES III LP See All Filings	D	2017-05-15 11:35:25 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001706617 Filed Document 0001706617-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 11:35:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
True Capital Real Estate Fund IV, LLC See All Filings	D	2017-05-15 11:30:26 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001705769 Filed Document 0001705769-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 11:30:26 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Schroder Securitized Credit Fund, L.P. See All Filings	D	2017-05-15 11:23:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001705340 Filed Document 0001705340-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 11:23:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlsbad Fitness Group LLC See All Filings	D	2017-05-15 11:22:09 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers None CIK Number 0001706639 Filed Document 0001696896-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-15 11:22:09 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Schroder Securitized Credit Fund Ltd See All Filings	D	2017-05-15 11:20:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001705254 Filed Document 0001705254-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 11:20:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENHANCED CMBS FUND, a series of Principal Global Investors Trust See All Filings	D/A	2017-05-15 11:05:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Principal Funds Distributor, Inc. CIK Number 0001512430 Filed Document 0001393725-17-000111 Exclusions or Exemptions 506b Accepted Date 2017-05-15 11:05:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
International Equity Fund, a series of Principal Global Investors Trust See All Filings	D/A	2017-05-15 11:04:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Principal Funds Distributor, Inc. CIK Number 0001381355 Filed Document 0001393725-17-000110 Exclusions or Exemptions 506b Accepted Date 2017-05-15 11:04:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
International Property Securities Fund, a series of Principal Global Investors Trust See All Filings	D/A	2017-05-15 11:03:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Principal Funds Distributor, Inc. CIK Number 0001448550 Filed Document 0001393725-17-000109 Exclusions or Exemptions 506b Accepted Date 2017-05-15 11:03:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Preferred Securities Fund, a series of Principal Global Investors Trust See All Filings	D/A	2017-05-15 11:02:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Principal Funds Distributor, Inc. CIK Number 0001593518 Filed Document 0001393725-17-000108 Exclusions or Exemptions 506b Accepted Date 2017-05-15 11:02:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Real Estate Securities Fund, a series of Principal Global Investors Trust See All Filings	D/A	2017-05-15 11:01:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Principal Funds Distributor, Inc. CIK Number 0001381354 Filed Document 0001393725-17-000107 Exclusions or Exemptions 506b Accepted Date 2017-05-15 11:01:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
High Yield Fixed Income Fund, a series of Principal Global Investors Trust See All Filings	D/A	2017-05-15 11:00:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Principal Funds Distributor, Inc. CIK Number 0001381362 Filed Document 0001393725-17-000106 Exclusions or Exemptions 506b Accepted Date 2017-05-15 11:00:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
International Growth Equity Fund, a series of Principal Global Investors Trust See All Filings	D/A	2017-05-15 10:59:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Principal Funds Distributor, Inc. CIK Number 0001381359 Filed Document 0001393725-17-000105 Exclusions or Exemptions 506b Accepted Date 2017-05-15 10:59:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ultra Short Enhanced Yield Fund, a series of Principal Global Investors Trust See All Filings	D/A	2017-05-15 10:58:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Principal Funds Distributor, Inc. CIK Number 0001616060 Filed Document 0001393725-17-000104 Exclusions or Exemptions 506b Accepted Date 2017-05-15 10:58:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Latticework Partners, LP See All Filings	D/A	2017-05-15 10:50:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674125 Filed Document 0001672225-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 10:50:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TOMI Environmental Solutions, Inc. See All Filings	D/A	2017-05-15 10:32:42 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0000314227 Filed Document 0001170022-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-05-15 10:32:42 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
CCP Regal LLC See All Filings	D	2017-05-15 10:23:02 UTC
Amount To Be Raised $3,125,000 Associated Brokers / Dealers Peter M. Cannell CIK Number 0001706432 Filed Document 0001706432-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 10:23:02 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Agent Capital Fund I LP See All Filings	D	2017-05-15 09:58:26 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001706036 Filed Document 0001706036-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 09:58:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brahman Partners IV (Cayman), Ltd. See All Filings	D/A	2017-05-15 09:56:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580271 Filed Document 0000902664-17-002342 Exclusions or Exemptions 506b Accepted Date 2017-05-15 09:56:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NETHERLANDS ANTILLES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hometown Stories, LLC See All Filings	D	2017-05-15 09:24:45 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001706260 Filed Document 0001706260-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 09:24:45 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Credntia LLC See All Filings	D	2017-05-15 09:02:25 UTC
Amount To Be Raised $980,000 Associated Brokers / Dealers N/A CIK Number 0001705811 Filed Document 0001705811-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 09:02:25 UTC Type of Offering D Industry Other Technology Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Value Special Situations Offshore Fund IV, L.P. See All Filings	D	2017-05-15 08:59:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705216 Filed Document 0001705216-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 08:59:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Value Special Situations Fund IV, L.P. See All Filings	D	2017-05-15 08:58:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001705215 Filed Document 0001705215-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 08:58:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Southeastern Concentrated Value LP See All Filings	D/A	2017-05-15 08:54:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642393 Filed Document 0000902664-17-002336 Exclusions or Exemptions 506b Accepted Date 2017-05-15 08:54:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hillair Capital Investments U.S. LLC See All Filings	D/A	2017-05-15 08:53:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners, LLC CIK Number 0001494250 Filed Document 0001494250-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 08:53:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kintbury Equity Fund LP See All Filings	D/A	2017-05-15 08:49:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642063 Filed Document 0000902664-17-002334 Exclusions or Exemptions 506b Accepted Date 2017-05-15 08:49:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Value Special Situations Feeder Fund IV, L.P. See All Filings	D	2017-05-15 08:49:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001705217 Filed Document 0001705217-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 08:49:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hillair Capital Investments Off-Shore Ltd. See All Filings	D/A	2017-05-15 08:48:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners, LLC CIK Number 0001648255 Filed Document 0001648255-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-15 08:48:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kintbury Equity Fund Ltd See All Filings	D/A	2017-05-15 08:48:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642064 Filed Document 0000902664-17-002333 Exclusions or Exemptions 506b Accepted Date 2017-05-15 08:48:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Galtere Strategic Commodity Fund Ltd. See All Filings	D/A	2017-05-15 08:31:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Creek Capital Distributors LLC CIK Number 0001586557 Filed Document 0000945621-17-000242 Exclusions or Exemptions 506b Accepted Date 2017-05-15 08:31:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCI HOSPITALITY HOLDINGS, INC. See All Filings	D	2017-05-12 21:09:52 UTC
Amount To Be Raised $5,440,000 Associated Brokers / Dealers N/A CIK Number 0000935419 Filed Document 0001493152-17-005180 Exclusions or Exemptions 506b Accepted Date 2017-05-12 21:09:52 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Debt
Wood Protection Technologies, Inc. See All Filings	D	2017-05-12 20:05:07 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers None CIK Number 0001706622 Filed Document 0001493152-17-005175 Exclusions or Exemptions 506b Accepted Date 2017-05-12 20:05:07 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity