Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Access Investment, LLC See All Filings	D/A	2017-05-17 13:46:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482282 Filed Document 0001482282-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-17 13:46:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
New York Metropolitan Regional Center, L.P. II See All Filings	D/A	2017-05-17 13:39:13 UTC
Amount To Be Raised $225,776,000 Associated Brokers / Dealers CANAM INVESTOR SERVICES LLC CIK Number 0001607148 Filed Document 0001607148-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 13:39:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capella Space Corp. See All Filings	D	2017-05-17 13:30:35 UTC
Amount To Be Raised $15,620,000 Associated Brokers / Dealers N/A CIK Number 0001706815 Filed Document 0001706815-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 13:30:35 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BDR REDMOND II LLC See All Filings	D	2017-05-17 13:25:20 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001706861 Filed Document 0001706861-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 13:25:20 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
FPA Investor HoldCo VI, LLC See All Filings	D	2017-05-17 13:16:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706885 Filed Document 0001706885-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 13:16:44 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Corex Resources Ltd. See All Filings	D	2017-05-17 13:16:08 UTC
Amount To Be Raised $22,940,481 Associated Brokers / Dealers N/A CIK Number 0001706792 Filed Document 0001706792-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 13:16:08 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Smule, Inc. See All Filings	D	2017-05-17 13:04:29 UTC
Amount To Be Raised $56,992,880 Associated Brokers / Dealers N/A CIK Number 0001441408 Filed Document 0001441408-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 13:04:29 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kinsman Partners LP See All Filings	D	2017-05-17 13:03:49 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers n/a CIK Number 0001706358 Filed Document 0001706358-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-17 13:03:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dream Holdings, Inc. See All Filings	D	2017-05-17 13:03:20 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001706244 Filed Document 0001706244-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 13:03:20 UTC Type of Offering D Industry Agriculture Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Sportiqe, LLC See All Filings	D	2017-05-17 12:58:36 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001692671 Filed Document 0001692671-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 12:58:36 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
FVC1 P, LLC See All Filings	D	2017-05-17 12:56:49 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001704010 Filed Document 0001140361-17-021091 Exclusions or Exemptions 506b Accepted Date 2017-05-17 12:56:49 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Water Redevelopment Co See All Filings	D	2017-05-17 12:53:53 UTC
Amount To Be Raised $253,000 Associated Brokers / Dealers N/A CIK Number 0001701460 Filed Document 0001701460-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-17 12:53:53 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Logbook Partners LP See All Filings	D/A	2017-05-17 12:44:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674954 Filed Document 0000919574-17-004397 Exclusions or Exemptions 506b Accepted Date 2017-05-17 12:44:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CanAm New York Regional Center LP IV See All Filings	D/A	2017-05-17 12:39:56 UTC
Amount To Be Raised $82,500,000 Associated Brokers / Dealers CanAm Investor Services LLC CIK Number 0001672522 Filed Document 0001672522-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 12:39:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SGP Broadway SR 3, LLC See All Filings	D	2017-05-17 12:39:26 UTC
Amount To Be Raised $306,000 Associated Brokers / Dealers N/A CIK Number 0001706380 Filed Document 0001706380-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 12:39:26 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
TimelinePI, Inc. See All Filings	D	2017-05-17 12:35:41 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001706870 Filed Document 0001706870-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 12:35:41 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Togo Land Company, LLC See All Filings	D/A	2017-05-17 12:20:58 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001650197 Filed Document 0001650197-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-17 12:20:58 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business LOUISIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Bridge Capital Asset Funding, LLC See All Filings	D/A	2017-05-17 12:16:26 UTC
Amount To Be Raised $51,348,725 Associated Brokers / Dealers N/A CIK Number 0001520589 Filed Document 0001520589-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 12:16:26 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
CanAm New York Regional Center LP V See All Filings	D/A	2017-05-17 12:04:00 UTC
Amount To Be Raised $168,300,000 Associated Brokers / Dealers CanAm Investor Services LLC CIK Number 0001672490 Filed Document 0001672490-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 12:04:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Holly View Productions Developmental LLC See All Filings	D	2017-05-17 12:03:40 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001706844 Filed Document 0001706844-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 12:03:40 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
SEFIRA COURTHOUSE OWNER, LP See All Filings	D	2017-05-17 11:54:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705949 Filed Document 0001705949-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-05-17 11:54:27 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NORTHWEST BIOTHERAPEUTICS INC See All Filings	D	2017-05-17 11:53:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001072379 Filed Document 0001144204-17-028107 Exclusions or Exemptions 506b Accepted Date 2017-05-17 11:53:01 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Piper Private Equity Fund VI L.P. See All Filings	D/A	2017-05-17 11:52:58 UTC
Amount To Be Raised $67,500,000 Associated Brokers / Dealers N/A CIK Number 0001675094 Filed Document 0001144204-17-028106 Exclusions or Exemptions 506b Accepted Date 2017-05-17 11:52:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Brevet Direct Lending - Short Duration Fund, Ltd. See All Filings	D/A	2017-05-17 11:47:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001636015 Filed Document 0001636015-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-17 11:47:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
EpiEP, Inc. See All Filings	D	2017-05-17 11:43:07 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0001466638 Filed Document 0001466638-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 11:43:07 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Exchange 3 LLC See All Filings	D	2017-05-17 11:39:31 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001706789 Filed Document 0001706789-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-05-17 11:39:31 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Arel Houston III LP See All Filings	D	2017-05-17 11:37:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706253 Filed Document 0000902664-17-002425 Exclusions or Exemptions 506b Accepted Date 2017-05-17 11:37:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lancaster Memory Care, LLC See All Filings	D	2017-05-17 11:32:11 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers None CIK Number 0001706866 Filed Document 0001706866-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 11:32:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business SOUTH DAKOTA Revenue or Assets $No Revenues Type of Security Equity
Whitehorse Liquidity Partners I LP See All Filings	D/A	2017-05-17 11:27:49 UTC
Amount To Be Raised $402,257,000 Associated Brokers / Dealers N/A CIK Number 0001665992 Filed Document 0001012975-17-000442 Exclusions or Exemptions 506b Accepted Date 2017-05-17 11:27:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Peppertree Capital Senior Debt Fund, LP See All Filings	D/A	2017-05-17 11:27:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532875 Filed Document 0001532875-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 11:27:35 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Other
South Capitol Holdings, LLC See All Filings	D	2017-05-17 11:26:22 UTC
Amount To Be Raised $614,500 Associated Brokers / Dealers N/A CIK Number 0001702340 Filed Document 0001702340-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-17 11:26:22 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SAND OAKS INVESTMENT FUNDS LP See All Filings	D/A	2017-05-17 11:25:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001435454 Filed Document 0001435454-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 11:25:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Luberon Partners, LP See All Filings	D/A	2017-05-17 11:08:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603590 Filed Document 0001603590-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 11:08:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Florida Regional Center, LP I See All Filings	D/A	2017-05-17 11:08:04 UTC
Amount To Be Raised $383,600,000 Associated Brokers / Dealers CanAm Investor Services LLC CIK Number 0001630920 Filed Document 0001630920-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 11:08:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRINNACLE FUND, LTD. See All Filings	D/A	2017-05-17 11:04:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674478 Filed Document 0001013594-17-000390 Exclusions or Exemptions 506b Accepted Date 2017-05-17 11:04:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Independence Retail West, LLLP See All Filings	D	2017-05-17 11:02:32 UTC
Amount To Be Raised $8,900,000 Associated Brokers / Dealers Republic Securities of America, Inc. CIK Number 0001613894 Filed Document 0001613894-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 11:02:32 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
iCapital-MSD Private Credit Opportunity II Access Fund, L.P. See All Filings	D	2017-05-17 11:02:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704460 Filed Document 0000897069-17-000310 Exclusions or Exemptions 506b Accepted Date 2017-05-17 11:02:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Trinnacle Fund, LP See All Filings	D/A	2017-05-17 10:58:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674472 Filed Document 0001013594-17-000389 Exclusions or Exemptions 506b Accepted Date 2017-05-17 10:58:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GMI-Long Island HWS, LP See All Filings	D/A	2017-05-17 10:56:48 UTC
Amount To Be Raised $10,088,757 Associated Brokers / Dealers Richard A Gagne, Bobby K Cowand, Tory Scott, Azam Jaber, Brian Smith, Carlos Resendez, Javier Larrea, Charles R Huffington, Nicholas Ippolito, Joseph Ondris, Ty Bauer, Michael Ihrie, Marc Seeherman, Scott Bussy, Taher Gialni, Maria Escobar, Aaron Knoll, and Rodger Sprouse CIK Number 0001699490 Filed Document 0001699490-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-05-17 10:56:48 UTC Type of Offering D/A Industry Lodging and Conventions Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ITC Rumba, LLC See All Filings	D	2017-05-17 10:44:23 UTC
Amount To Be Raised $13,940,000 Associated Brokers / Dealers N/A CIK Number 0001706896 Filed Document 0001706896-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 10:44:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CanAm Florida Regional Center, LP II See All Filings	D/A	2017-05-17 10:17:18 UTC
Amount To Be Raised $143,000,000 Associated Brokers / Dealers CanAm Investor Services LLC CIK Number 0001699023 Filed Document 0001699023-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-17 10:17:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOLARIA Corp See All Filings	D	2017-05-17 10:01:53 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001254993 Filed Document 0001254993-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-17 10:01:53 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
West Midtown Holdings, LLC See All Filings	D	2017-05-17 09:50:02 UTC
Amount To Be Raised $9,430,911 Associated Brokers / Dealers David Turner, Yacha Sutton, and Yoram Mehr CIK Number 0001706141 Filed Document 0001706141-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 09:50:02 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
White Wing VC Fund I LLC See All Filings	D/A	2017-05-17 09:42:31 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001703337 Filed Document 0001703337-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-05-17 09:42:31 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CVC Capital Partners VII(A) L.P. See All Filings	D	2017-05-17 09:31:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CVC Funding, LLC CIK Number 0001706801 Filed Document 0001706801-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 09:31:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Provisio Medical, Inc. See All Filings	D/A	2017-05-17 08:20:15 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001685703 Filed Document 0001437749-17-009434 Exclusions or Exemptions 506b Accepted Date 2017-05-17 08:20:15 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
American Wind, Inc. See All Filings	D	2017-05-17 07:45:24 UTC
Amount To Be Raised $1,025,000 Associated Brokers / Dealers N/A CIK Number 0001686632 Filed Document 0001686632-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-17 07:45:24 UTC Type of Offering D Industry Energy Conservation Principal Place of Business ALABAMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Parus Fund PLC See All Filings	D/A	2017-05-17 06:01:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671921 Filed Document 0000902664-17-002423 Exclusions or Exemptions 506b Accepted Date 2017-05-17 06:01:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Converus, Inc. See All Filings	D	2017-05-16 21:43:06 UTC
Amount To Be Raised $4,397,499 Associated Brokers / Dealers N/A CIK Number 0001706142 Filed Document 0001706142-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-16 21:43:06 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
CHARLIE CONTACTS CORP See All Filings	D	2017-05-16 21:04:45 UTC
Amount To Be Raised $3,954,764 Associated Brokers / Dealers N/A CIK Number 0001585893 Filed Document 0001140361-17-021062 Exclusions or Exemptions 506b Accepted Date 2017-05-16 21:04:45 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity