Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AlixPartners Holdings, LLP See All Filings	D	2019-05-15 17:09:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554144 Filed Document 0001554144-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-15 17:09:15 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Art Lending Fund LLC See All Filings	D	2019-05-15 17:03:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers March Capital Corp. and Blue Sand Securities CIK Number 0001767627 Filed Document 0001767627-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-15 17:03:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stonecreek Investor Group, LLC See All Filings	D	2019-05-15 16:58:10 UTC
Amount To Be Raised $8,250,000 Associated Brokers / Dealers N/A CIK Number 0001776673 Filed Document 0001776673-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-15 16:58:10 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Joseph Stone Special Opportunity Fund LLC Series 7Q See All Filings	D	2019-05-15 16:54:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph Stone Capital LLC CIK Number 0001773992 Filed Document 0001493152-19-007473 Exclusions or Exemptions 506b Accepted Date 2019-05-15 16:54:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Joseph Stone Special Opportunity Fund LLC Series 6Q See All Filings	D	2019-05-15 16:53:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph Stone Capital LLC CIK Number 0001773921 Filed Document 0001493152-19-007470 Exclusions or Exemptions 506b Accepted Date 2019-05-15 16:53:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Joseph Stone Special Opportunity Fund LLC Series 5Q See All Filings	D	2019-05-15 16:53:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph Stone Capital LLC CIK Number 0001773922 Filed Document 0001493152-19-007469 Exclusions or Exemptions 506b Accepted Date 2019-05-15 16:53:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Joseph Stone Special Opportunity Fund LLC Series 4Q See All Filings	D	2019-05-15 16:50:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph Stone Capital LLC CIK Number 0001773923 Filed Document 0001493152-19-007464 Exclusions or Exemptions 506b Accepted Date 2019-05-15 16:50:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Joseph Stone Special Opportunity Fund LLC Series 1Q See All Filings	D	2019-05-15 16:50:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph Stone Capital LLC CIK Number 0001770113 Filed Document 0001493152-19-007463 Exclusions or Exemptions 506b Accepted Date 2019-05-15 16:50:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Retrotope, Inc. See All Filings	D/A	2019-05-15 16:47:54 UTC
Amount To Be Raised $20,900,000 Associated Brokers / Dealers N/A CIK Number 0001607677 Filed Document 0001607677-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-15 16:47:54 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BlueBay Private Debt SMA (L) (Carried Interest) SLP See All Filings	D	2019-05-15 16:47:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774276 Filed Document 0001774217-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-05-15 16:47:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
REALPAGE INC See All Filings	D	2019-05-15 16:47:18 UTC
Amount To Be Raised $9,796,844 Associated Brokers / Dealers N/A CIK Number 0001286225 Filed Document 0001286225-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-05-15 16:47:18 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Equity
Fort Myers Multifamily DST See All Filings	D/A	2019-05-15 16:46:32 UTC
Amount To Be Raised $23,971,364 Associated Brokers / Dealers Inland Securities Corporation, Rudi Siela, John Chess, Edward Fernandez, RCX Capital Group LLC, Scott Sheehan, Kevin Daniels, Debra Shleining, Grant Conness, Robert Bye, Eric Scaff, Sherry Malone, Mike Bendix, Jeff Senglaub, Blayne Anderson, Troy Thomas, Damian Dering, Marinos Ballas, William Morrow, Jack Creighton, Mike Newton, John Bishop, Michael Janis, Jon Paul Cirelli, W Aubrey Morrow, Frank Kuiper, Christina Nielson, Daniel Prisciotta, Marc Geels, Bruce Horowitz, Robert Smith, John Christy, Arlon Enmeier, John Ariola, Kenneth Ulrich, Mark Iskander, Jeffrey Arburn, Mark Creason, Frank Hanna, Bryan Cogliano, and Teri Glaspy CIK Number 0001759531 Filed Document 0001759531-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-05-15 16:46:32 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CONCIERGE BUILDING SERVICES, LLC See All Filings	D	2019-05-15 16:43:53 UTC
Amount To Be Raised $2,650,000 Associated Brokers / Dealers N/A CIK Number 0001775398 Filed Document 0001775398-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-15 16:43:53 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
JOSEPH STONE SPECIAL OPPORTUNITY FUND LLC See All Filings	D/A	2019-05-15 16:42:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph Stone Capital LLC CIK Number 0001713559 Filed Document 0001493152-19-007444 Exclusions or Exemptions 506b Accepted Date 2019-05-15 16:42:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aiera Capital Fund LP See All Filings	D	2019-05-15 16:42:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001775466 Filed Document 0000919574-19-003738 Exclusions or Exemptions 506b Accepted Date 2019-05-15 16:42:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BlueBay Private Debt SMA (Q) (Carried Interest) SLP See All Filings	D	2019-05-15 16:40:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774237 Filed Document 0001774217-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-05-15 16:40:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
TEA AT FIVE ON BROADWAY Ltd LIABILITY Co See All Filings	D/A	2019-05-15 16:39:50 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001775185 Filed Document 0001775185-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-15 16:39:50 UTC Type of Offering D/A Industry Other Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Equity
Shelfbucks, Inc. See All Filings	D	2019-05-15 16:39:49 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001606392 Filed Document 0001606392-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-15 16:39:49 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Catalyst Resources LLC See All Filings	D	2019-05-15 16:38:32 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Bruce V Roberts1489100 CIK Number 0001584804 Filed Document 0001584804-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-15 16:38:32 UTC Type of Offering D Industry Coal Mining Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Debt
BlueBay Private Debt SMA (NST) (Carried Interest) SLP See All Filings	D	2019-05-15 16:36:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774227 Filed Document 0001774217-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-05-15 16:36:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Naked Biome, Inc. See All Filings	D/A	2019-05-15 16:35:21 UTC
Amount To Be Raised $8,665,712 Associated Brokers / Dealers N/A CIK Number 0001683849 Filed Document 0001683849-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-15 16:35:21 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BlueBay CS Private Debt (Carried Interest) SLP See All Filings	D	2019-05-15 16:30:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774225 Filed Document 0001774217-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-15 16:30:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
E-Cobalt Fund I, LP See All Filings	D/A	2019-05-15 16:24:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735994 Filed Document 0001735994-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-15 16:24:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BlueBay Private Debt SMA (A) (Carried Interest) SLP See All Filings	D	2019-05-15 16:23:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774222 Filed Document 0001774217-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-15 16:23:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Neuromotion Capsule, a series of FundRx Master Fund I, LLC See All Filings	D	2019-05-15 16:23:38 UTC
Amount To Be Raised $95,000 Associated Brokers / Dealers N/A CIK Number 0001776530 Filed Document 0001766012-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-05-15 16:23:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Self-Storage Portfolio VI, DST See All Filings	D/A	2019-05-15 16:21:01 UTC
Amount To Be Raised $26,663,786 Associated Brokers / Dealers Robert Smith, Chay Lapin, Bryan Hakola, Thomas Kieffer, David Levinson, Christopher Dukes, Elizabeth Friant, Scott Sheehan, Michael Radford, Shawn O'Shaugnessy, Caleb Tsang, Grant Conness, Mike Bendix, Forrest Padilla, RCX Capital Group, LLC, Glen Biener, David Dahill, Ronald Myers, John Jenkins, Mark Williams, Bryce Hamilton, Robert Fagan, Daren Pladson, Jason McMurty, Jill Klose, AnnMarie Millinazzo, Troy Thomas, Taylor Ashland, Brett Ohlen, Vickie Adams, Scott Barber, Eric Scaff, Roy Pfleger, Donald Meredith, Jack Creighton, Loren Kagan, Michael Prince, Daniel Uhm, Samuel Green, Arlon Enmeier, and James Spainhower CIK Number 0001765796 Filed Document 0001765796-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-05-15 16:21:01 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SmartCard Marketing Systems Inc See All Filings	1-A/A	2019-05-15 16:15:58 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0000900475 Filed Document 0001144204-19-026592 Accepted Date 2019-05-15 16:15:58 UTC Type of Offering 1-A/A Industry SERVICES-SERVICES, NEC Offering Tier Tier1 Principal Place of Business DELAWARE Revenue or Assets $61,011 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Recompose, PBC See All Filings	D	2019-05-15 16:15:57 UTC
Amount To Be Raised $6,751,786 Associated Brokers / Dealers N/A CIK Number 0001707734 Filed Document 0001707734-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-05-15 16:15:57 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BlueBay Direct Lending Fund III (Carried Interest) SLP See All Filings	D	2019-05-15 16:14:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774217 Filed Document 0001774217-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-15 16:14:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Arizona Opportunities Fund V, LLC See All Filings	D	2019-05-15 16:14:02 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001776743 Filed Document 0001776743-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-15 16:14:02 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Semper Augustus Investment Partners LP See All Filings	D/A	2019-05-15 16:13:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001293803 Filed Document 0001293803-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-15 16:13:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
JLP Stressed Credit Fund LP See All Filings	D/A	2019-05-15 16:10:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507116 Filed Document 0001507116-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-15 16:10:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HarbourVest Credit Opportunities Fund II L.P. See All Filings	D	2019-05-15 16:06:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001776698 Filed Document 0001741078-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-05-15 16:06:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Gold Bullion International LLC See All Filings	D/A	2019-05-15 16:03:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch CIK Number 0001511026 Filed Document 0001511026-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-15 16:03:32 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
JLP Partners Cayman Fund Ltd See All Filings	D/A	2019-05-15 16:03:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523606 Filed Document 0001523606-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-15 16:03:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Optima Lloyd George Asia Fund, a sub-fund of Apsley Fund ICAV See All Filings	D	2019-05-15 16:03:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776804 Filed Document 0000950172-19-000079 Exclusions or Exemptions 506b Accepted Date 2019-05-15 16:03:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Western Connecticut Orthopedic Surgical Center, LLC See All Filings	D	2019-05-15 16:02:44 UTC
Amount To Be Raised $198,731 Associated Brokers / Dealers N/A CIK Number 0001733942 Filed Document 0001733942-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-15 16:02:44 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PEGASYSTEMS INC See All Filings	D	2019-05-15 16:01:09 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001013857 Filed Document 0001013857-19-000015 Exclusions or Exemptions 506b Accepted Date 2019-05-15 16:01:09 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Equity
Lighthouse Holdings, Inc./DE See All Filings	D	2019-05-15 15:59:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776917 Filed Document 0000950103-19-006436 Exclusions or Exemptions 506b Accepted Date 2019-05-15 15:59:41 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Be the Change Labs, Inc. See All Filings	D	2019-05-15 15:59:33 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001719042 Filed Document 0001719042-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-15 15:59:33 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
PAYMENT RESERVATIONS, INC. See All Filings	D	2019-05-15 15:58:11 UTC
Amount To Be Raised $8,300,000 Associated Brokers / Dealers N/A CIK Number 0001768210 Filed Document 0001768210-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-15 15:58:11 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Flower Street Docs, LLC See All Filings	C	2019-05-15 15:57:11 UTC
Financial Interest The issuer will not owe a cash commission, or any other direct or indirect interest in the issuer, to the intermediary at the conclusion of the offering. Filing Platform MicroVenture Marketplace, Inc. Offering Amount $1,070,000 CIK Number 0001776715 Filed Document 0001776715-19-000001 Accepted Date 2019-05-15 15:57:11 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
HarbourVest Credit Opportunities II AIF SCSp See All Filings	D	2019-05-15 15:56:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001776728 Filed Document 0001741078-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-05-15 15:56:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
JLP Partners Fund LP See All Filings	D/A	2019-05-15 15:52:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507117 Filed Document 0001507117-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-15 15:52:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alastin Skincare, Inc. See All Filings	D/A	2019-05-15 15:47:06 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001639283 Filed Document 0001567619-19-011139 Exclusions or Exemptions 506b Accepted Date 2019-05-15 15:47:06 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 394 See All Filings	D	2019-05-15 15:47:05 UTC
Amount To Be Raised $502,082 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001773043 Filed Document 0001766012-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-05-15 15:47:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HarbourVest Credit Opportunities II Feeder AIF SCSp See All Filings	D	2019-05-15 15:46:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001776695 Filed Document 0001741078-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-05-15 15:46:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Moon Rocket Capital, LP See All Filings	D	2019-05-15 15:44:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772690 Filed Document 0001772690-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-15 15:44:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 398 See All Filings	D	2019-05-15 15:44:32 UTC
Amount To Be Raised $205,000 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001775132 Filed Document 0001766012-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-05-15 15:44:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GPV YCW19 LLC See All Filings	D	2019-05-15 15:44:15 UTC
Amount To Be Raised $255,000 Associated Brokers / Dealers N/A CIK Number 0001776570 Filed Document 0001776570-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-15 15:44:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund