Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
McConnell's Retail Investors LLC See All Filings	D/A	2017-05-19 14:33:40 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001705897 Filed Document 0001705897-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-19 14:33:40 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
ELCO SELECT FUND, L.P. See All Filings	D	2017-05-19 14:29:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001165138 Filed Document 0001165138-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 14:29:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
Blakeney Investors See All Filings	D/A	2017-05-19 14:27:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493091 Filed Document 0001493091-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 14:27:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Zai Venture Fund I, L.P. See All Filings	D	2017-05-19 14:23:56 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001706218 Filed Document 0001706218-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 14:23:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lung Therapeutics, Inc. See All Filings	D/A	2017-05-19 14:23:12 UTC
Amount To Be Raised $14,333,859 Associated Brokers / Dealers N/A CIK Number 0001611241 Filed Document 0001209191-17-033871 Exclusions or Exemptions 506b Accepted Date 2017-05-19 14:23:12 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Nuburu, Inc. See All Filings	D	2017-05-19 14:06:32 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001639581 Filed Document 0001639581-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 14:06:32 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Anson Investments LP See All Filings	D/A	2017-05-19 14:05:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491071 Filed Document 0001315863-17-000464 Exclusions or Exemptions 506b Accepted Date 2017-05-19 14:05:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Anson Opportunities Offshore Fund Ltd. See All Filings	D/A	2017-05-19 14:02:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675337 Filed Document 0001315863-17-000463 Exclusions or Exemptions 506b Accepted Date 2017-05-19 14:02:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Encompass Capital Fund Offshore Ltd. See All Filings	D/A	2017-05-19 13:57:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537464 Filed Document 0000919574-17-004449 Exclusions or Exemptions 506b Accepted Date 2017-05-19 13:57:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Anson Investments Offshore Fund, Ltd. See All Filings	D/A	2017-05-19 13:57:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491068 Filed Document 0001315863-17-000462 Exclusions or Exemptions 506b Accepted Date 2017-05-19 13:57:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Anson Catalyst Fund, Ltd. See All Filings	D/A	2017-05-19 13:56:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577587 Filed Document 0001315863-17-000461 Exclusions or Exemptions 506b Accepted Date 2017-05-19 13:56:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CommLoan, Inc. See All Filings	D/A	2017-05-19 13:53:09 UTC
Amount To Be Raised $3,735,073 Associated Brokers / Dealers N/A CIK Number 0001691136 Filed Document 0001691136-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-19 13:53:09 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
BRIGHTSTAR CAPITAL PARTNERS FUND I, L.P. See All Filings	D/A	2017-05-19 13:51:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001668064 Filed Document 0001668064-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 13:51:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Encompass Capital Fund L.P. See All Filings	D/A	2017-05-19 13:41:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537465 Filed Document 0000919574-17-004447 Exclusions or Exemptions 506b Accepted Date 2017-05-19 13:41:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Luminus EC, L.P. See All Filings	D	2017-05-19 13:31:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707179 Filed Document 0001706901-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-05-19 13:31:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Common House 1, LLC See All Filings	D	2017-05-19 13:30:22 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001656617 Filed Document 0001656617-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 13:30:22 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
ROYSTONE CAPITAL PARTNERS LP See All Filings	D/A	2017-05-19 13:27:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574463 Filed Document 0000919574-17-004445 Exclusions or Exemptions 506b Accepted Date 2017-05-19 13:27:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hudson Capital Georgetown, LLC See All Filings	D	2017-05-19 13:00:31 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001704682 Filed Document 0001704698-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-19 13:00:31 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Celcuity LLC See All Filings	D	2017-05-19 12:58:26 UTC
Amount To Be Raised $2,587,500 Associated Brokers / Dealers Cedar Point Capital, LLC CIK Number 0001603454 Filed Document 0001209191-17-033838 Exclusions or Exemptions 506b Accepted Date 2017-05-19 12:58:26 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Lux Organics Holdings, LLC See All Filings	D	2017-05-19 12:56:55 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001707006 Filed Document 0001707006-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 12:56:55 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
BlackRock Capital Structure Investments Offshore Fund Ltd. See All Filings	D/A	2017-05-19 12:53:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549619 Filed Document 0001706901-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-05-19 12:53:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
INVESTCORP DYNAMIC ALT BETA LLC See All Filings	D/A	2017-05-19 12:44:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N.A. INVESTCORP LLC CIK Number 0001679642 Filed Document 0001679642-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-19 12:44:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlackRock Capital Structure Investments Onshore Fund LLC See All Filings	D/A	2017-05-19 12:40:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549618 Filed Document 0001706901-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-19 12:40:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Outpost Capital Fund I LP See All Filings	D/A	2017-05-19 12:36:21 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001685551 Filed Document 0001213900-17-005527 Exclusions or Exemptions 506b Accepted Date 2017-05-19 12:36:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CANAMEX RESOURCES CORP. See All Filings	D	2017-05-19 12:24:20 UTC
Amount To Be Raised $1,610,579 Associated Brokers / Dealers N/A CIK Number 0001488843 Filed Document 0001488843-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 12:24:20 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Copperhill Loan Fund I, LLC See All Filings	D/A	2017-05-19 12:13:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608678 Filed Document 0001608678-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 12:13:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIMITLESS BLU, LP See All Filings	D/A	2017-05-19 12:11:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LIMITLESS CAPITAL MANAGEMENT INC. CIK Number 0001707097 Filed Document 0001707097-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-19 12:11:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
York Select Investors Unit Trust See All Filings	D/A	2017-05-19 12:04:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461082 Filed Document 0001144204-17-028572 Exclusions or Exemptions 506b Accepted Date 2017-05-19 12:04:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
York Select Investors, L.P. See All Filings	D/A	2017-05-19 12:01:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460919 Filed Document 0001144204-17-028570 Exclusions or Exemptions 506b Accepted Date 2017-05-19 12:01:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eisler Capital Fund LP See All Filings	D/A	2017-05-19 11:53:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675159 Filed Document 0000902664-17-002438 Exclusions or Exemptions 506b Accepted Date 2017-05-19 11:53:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INFUSION 51A, L.P. See All Filings	D/A	2017-05-19 11:53:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639365 Filed Document 0001639365-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-19 11:53:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Hudson Capital Richmond, LLC See All Filings	D	2017-05-19 11:52:33 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001704683 Filed Document 0001704698-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-19 11:52:33 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Bellerophon Therapeutics, Inc. See All Filings	D	2017-05-19 11:52:19 UTC
Amount To Be Raised $1,612,500 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001600132 Filed Document 0001600132-17-000054 Exclusions or Exemptions 506b Accepted Date 2017-05-19 11:52:19 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Winton Evolution Fund See All Filings	D/A	2017-05-19 11:49:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588105 Filed Document 0000943663-17-000162 Exclusions or Exemptions 506b Accepted Date 2017-05-19 11:49:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CARDAX, INC. See All Filings	D/A	2017-05-19 11:24:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544238 Filed Document 0001544238-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-19 11:24:37 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
Spinal Balance, Inc. See All Filings	D/A	2017-05-19 11:18:45 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers n/a CIK Number 0001658710 Filed Document 0001658710-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-19 11:18:45 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Hudson Capital Chattanooga, LLC See All Filings	D	2017-05-19 11:09:09 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001704698 Filed Document 0001704698-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 11:09:09 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Clinical Sensors, Inc. See All Filings	D	2017-05-19 11:07:44 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001705508 Filed Document 0001705508-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 11:07:44 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
APB Holding LLC See All Filings	D	2017-05-19 10:55:06 UTC
Amount To Be Raised $1,583,500 Associated Brokers / Dealers N/A CIK Number 0001706846 Filed Document 0001706846-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 10:55:06 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Respirogen, Inc. See All Filings	D	2017-05-19 10:49:36 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001707040 Filed Document 0001707040-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 10:49:36 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
KindHeart, Inc. See All Filings	D	2017-05-19 10:44:14 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001617570 Filed Document 0001617570-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-19 10:44:14 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
BVO Holdings, LLC See All Filings	D/A	2017-05-19 10:40:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629067 Filed Document 0001629067-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-19 10:40:36 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
FundRx, Inc. See All Filings	D	2017-05-19 10:32:55 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001707032 Filed Document 0001707032-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 10:32:55 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Blintzes & Tortillas Ltd Liability Co See All Filings	D	2017-05-19 10:29:05 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001705773 Filed Document 0001705773-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 10:29:05 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Carolina Securitized Credit Opportunities Ltd. See All Filings	D/A	2017-05-19 10:22:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMUNDI DISTRIBUTORS USA, LLC CIK Number 0001587360 Filed Document 0000919574-17-004439 Exclusions or Exemptions 506b Accepted Date 2017-05-19 10:22:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Carolina Securitized Credit Opportunities LLC See All Filings	D/A	2017-05-19 10:19:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMUNDI DISTRIBUTORS USA, LLC CIK Number 0001512046 Filed Document 0000919574-17-004437 Exclusions or Exemptions 506b Accepted Date 2017-05-19 10:19:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Carolina Institutional Short Duration Fund See All Filings	D/A	2017-05-19 10:15:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMUNDI DISTRIBUTORS USA, LLC CIK Number 0001494601 Filed Document 0000919574-17-004435 Exclusions or Exemptions 506b Accepted Date 2017-05-19 10:15:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
J. P. MORGAN U. S. REAL ESTATE INCOME & GROWTH DIRECT, LP See All Filings	D/A	2017-05-19 10:15:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments Inc. and J.P. Morgan Securities LLC CIK Number 0001458758 Filed Document 0001140361-17-021457 Exclusions or Exemptions 506b Accepted Date 2017-05-19 10:15:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
J.P. MORGAN U.S. REAL ESTATE INCOME & GROWTH DOMESTIC, LP See All Filings	D/A	2017-05-19 10:12:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments Inc. and J.P. Morgan Securities LLC CIK Number 0001165124 Filed Document 0001140361-17-021455 Exclusions or Exemptions 506b Accepted Date 2017-05-19 10:12:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carolina Institutional Short Duration Fund Ltd. See All Filings	D/A	2017-05-19 10:09:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMUNDI DISTRIBUTORS USA, LLC CIK Number 0001541281 Filed Document 0000919574-17-004433 Exclusions or Exemptions 506b Accepted Date 2017-05-19 10:09:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity