Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-05-22 07:59:34 UTC
Amount To Be Raised $5,880,002 Associated Brokers / Dealers Craig Main and David Peacock CIK Number 0001135856 Filed Document 0001135856-17-000163 Exclusions or Exemptions 506b Accepted Date 2017-05-22 07:59:34 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-05-22 07:55:30 UTC
Amount To Be Raised $5,594,203 Associated Brokers / Dealers Scott Holton and William Holton CIK Number 0001135856 Filed Document 0001135856-17-000162 Exclusions or Exemptions 506b Accepted Date 2017-05-22 07:55:30 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Mountaingate Capital Fund I-A, L.P. See All Filings	D/A	2017-05-19 21:54:02 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001637499 Filed Document 0001649606-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-19 21:54:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Mountaingate Capital Fund I, L.P. See All Filings	D/A	2017-05-19 21:52:01 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001637494 Filed Document 0001649606-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-19 21:52:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Mountaingate Capital Fund I-FF, L.P. See All Filings	D/A	2017-05-19 21:49:42 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001649606 Filed Document 0001649606-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 21:49:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
WayCare Technologies Ltd See All Filings	D	2017-05-19 21:26:34 UTC
Amount To Be Raised $515,000 Associated Brokers / Dealers N/A CIK Number 0001707215 Filed Document 0001214659-17-003499 Exclusions or Exemptions 506b Accepted Date 2017-05-19 21:26:34 UTC Type of Offering D Industry Other Technology Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Debt
LONG GAME SAVINGS INC. See All Filings	D/A	2017-05-19 21:11:03 UTC
Amount To Be Raised $7,300,626 Associated Brokers / Dealers N/A CIK Number 0001698735 Filed Document 0001698735-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-19 21:11:03 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fish People Corp See All Filings	D	2017-05-19 18:15:07 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001564821 Filed Document 0001564821-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-05-19 18:15:07 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
SPI Western Center 256, LLC See All Filings	D	2017-05-19 18:12:10 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001707209 Filed Document 0001707209-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 18:12:10 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MIMG BSW Fund V, LLC See All Filings	D	2017-05-19 18:04:38 UTC
Amount To Be Raised $9,355,000 Associated Brokers / Dealers N/A CIK Number 0001707231 Filed Document 0001707231-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 18:04:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Cujo LLC See All Filings	D	2017-05-19 17:51:25 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001707075 Filed Document 0001707075-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 17:51:25 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rotella ETA Carinae Fund, LLC See All Filings	D	2017-05-19 17:32:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707121 Filed Document 0001707121-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-19 17:32:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fitness Food Holdings, LLC See All Filings	D	2017-05-19 17:25:12 UTC
Amount To Be Raised $117,647,140 Associated Brokers / Dealers N/A CIK Number 0001707242 Filed Document 0001707242-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 17:25:12 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Great Bay Horizon Series LLC, Series 9 See All Filings	D	2017-05-19 17:24:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706934 Filed Document 0001706934-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 17:24:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ORAGENICS INC See All Filings	D	2017-05-19 17:16:28 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001174940 Filed Document 0001209191-17-033992 Exclusions or Exemptions 506b Accepted Date 2017-05-19 17:16:28 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Vndly Inc. See All Filings	D	2017-05-19 17:14:20 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001707246 Filed Document 0001707246-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 17:14:20 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Miller 8500 West Bowles Avenue LLC See All Filings	D	2017-05-19 17:10:32 UTC
Amount To Be Raised $2,475,500 Associated Brokers / Dealers N/A CIK Number 0001707203 Filed Document 0001707203-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 17:10:32 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TOWN KITCHEN PBC See All Filings	D	2017-05-19 17:10:15 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001707193 Filed Document 0001707193-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 17:10:15 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GrowGeneration Corp. See All Filings	D	2017-05-19 17:08:10 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers GVC Capital LLC and Moloney Securities Co., Inc. CIK Number 0001604868 Filed Document 0001213900-17-005567 Exclusions or Exemptions 506b Accepted Date 2017-05-19 17:08:10 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Generosity Beverages, Inc. See All Filings	D	2017-05-19 17:06:32 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001705858 Filed Document 0001705858-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 17:06:32 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Thirty Madison, Inc. See All Filings	D	2017-05-19 17:05:43 UTC
Amount To Be Raised $2,750,001 Associated Brokers / Dealers N/A CIK Number 0001707035 Filed Document 0001707035-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 17:05:43 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BRENTWOOD ASSOCIATES PRIVATE EQUITY VI, L.P. See All Filings	D/A	2017-05-19 17:04:28 UTC
Amount To Be Raised $1,100,000,000 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001691441 Filed Document 0001691441-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 17:04:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BRENTWOOD ASSOCIATES PRIVATE EQUITY VI-A, L.P. See All Filings	D/A	2017-05-19 17:03:37 UTC
Amount To Be Raised $1,100,000,000 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001691440 Filed Document 0001691440-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 17:03:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Healthy Minds Group, LLC See All Filings	D	2017-05-19 17:01:37 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001707236 Filed Document 0001707236-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-19 17:01:37 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
MEDICAL TRANSCRIPTION BILLING, CORP See All Filings	D	2017-05-19 17:00:28 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers Rodman & Renshaw, LLC CIK Number 0001582982 Filed Document 0001493152-17-005654 Exclusions or Exemptions 506b Accepted Date 2017-05-19 17:00:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
ENCORE KENTUCKY 2015-D See All Filings	D/A	2017-05-19 16:58:12 UTC
Amount To Be Raised $1,840,512 Associated Brokers / Dealers N/A CIK Number 0001642531 Filed Document 0001144204-17-028675 Exclusions or Exemptions 506b Accepted Date 2017-05-19 16:58:12 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Other
Owl Rock Capital Corp See All Filings	D/A	2017-05-19 16:55:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC, Owl Rock Capital Securities LLC, Merrill Lynch, Pierce, Fenner, & Smith Incorporated, and Ameriprise Financial Services, Inc. CIK Number 0001655888 Filed Document 0001140361-17-021588 Exclusions or Exemptions 506b Accepted Date 2017-05-19 16:55:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
STANDARD WELLNESS COMPANY, LLC See All Filings	D	2017-05-19 16:50:08 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001705637 Filed Document 0001705637-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 16:50:08 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
BLUE RIDGE SOLUTIONS, INC. See All Filings	D	2017-05-19 16:45:25 UTC
Amount To Be Raised $1,668,633 Associated Brokers / Dealers N/A CIK Number 0001695802 Filed Document 0001695802-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-19 16:45:25 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Encore Southern Kentucky 10-Well See All Filings	D/A	2017-05-19 16:43:36 UTC
Amount To Be Raised $1,674,584 Associated Brokers / Dealers N/A CIK Number 0001624337 Filed Document 0001144204-17-028665 Exclusions or Exemptions 506b Accepted Date 2017-05-19 16:43:36 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Other
BALA CAPITAL OPPORTUNITY FUND, L.P. See All Filings	D	2017-05-19 16:40:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706871 Filed Document 0000919574-17-004454 Exclusions or Exemptions 506b Accepted Date 2017-05-19 16:40:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Hutchin Hill Capital Offshore Fund, Ltd. See All Filings	D/A	2017-05-19 16:40:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE and NONE CIK Number 0001515030 Filed Document 0000950142-17-001075 Exclusions or Exemptions 506b Accepted Date 2017-05-19 16:40:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Hutchin Hill Diversified Alpha Master Fund Ltd See All Filings	D/A	2017-05-19 16:39:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001441680 Filed Document 0000950142-17-001074 Exclusions or Exemptions 506b Accepted Date 2017-05-19 16:39:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Hutchin Hill Capital Domestic Fund, LP See All Filings	D/A	2017-05-19 16:38:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE and NONE CIK Number 0001450232 Filed Document 0000950142-17-001073 Exclusions or Exemptions 506b Accepted Date 2017-05-19 16:38:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CBOA FINANCIAL, INC. See All Filings	D	2017-05-19 16:29:36 UTC
Amount To Be Raised $9,450,000 Associated Brokers / Dealers N/A CIK Number 0001584412 Filed Document 0001140361-17-021564 Exclusions or Exemptions 506b Accepted Date 2017-05-19 16:29:36 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
New Energy Capital Infrastructure Offshore Credit Fund LP See All Filings	D/A	2017-05-19 16:24:28 UTC
Amount To Be Raised $325,000,000 Associated Brokers / Dealers N/A CIK Number 0001667511 Filed Document 0001667511-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-19 16:24:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MOCHO TRADING LLC See All Filings	D/A	2017-05-19 16:23:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604610 Filed Document 0001604610-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-19 16:23:25 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Paulson Investment Co I LP See All Filings	D	2017-05-19 16:23:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701937 Filed Document 0001013594-17-000399 Exclusions or Exemptions 506b Accepted Date 2017-05-19 16:23:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Parliament High Yield Fund, LLC See All Filings	D/A	2017-05-19 16:14:38 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001642732 Filed Document 0001642732-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-19 16:14:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund
New Energy Capital Infrastructure Credit Fund LP See All Filings	D/A	2017-05-19 16:07:27 UTC
Amount To Be Raised $325,000,000 Associated Brokers / Dealers N/A CIK Number 0001667480 Filed Document 0001667480-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-19 16:07:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
LANCORE EXPLORATION & DEVELOPMENT LLC See All Filings	D/A	2017-05-19 16:00:23 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001634808 Filed Document 0001144204-17-028632 Exclusions or Exemptions 506b Accepted Date 2017-05-19 16:00:23 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
American Robotics, Inc. See All Filings	D	2017-05-19 15:43:56 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001707170 Filed Document 0001707170-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 15:43:56 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
JRSK, Inc. See All Filings	D	2017-05-19 15:35:33 UTC
Amount To Be Raised $16,999,997 Associated Brokers / Dealers N/A CIK Number 0001639148 Filed Document 0001639148-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-19 15:35:33 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Precognitive, Inc. See All Filings	D	2017-05-19 15:35:21 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001706883 Filed Document 0000897069-17-000315 Exclusions or Exemptions 506b Accepted Date 2017-05-19 15:35:21 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Yiheng Capital Partners II, L.P. See All Filings	D/A	2017-05-19 15:32:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579081 Filed Document 0001579081-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 15:32:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YIHENG CAPITAL PARTNERS LP See All Filings	D/A	2017-05-19 15:29:09 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001446832 Filed Document 0001446832-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 15:29:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Second Sun, Inc. See All Filings	D	2017-05-19 15:27:38 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001706769 Filed Document 0001706769-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 15:27:38 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Dev-Lock Systems, Inc. See All Filings	D	2017-05-19 15:22:36 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001616717 Filed Document 0001616717-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 15:22:36 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Anzode Inc. See All Filings	D	2017-05-19 15:21:03 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001473910 Filed Document 0001473910-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 15:21:03 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SC FUNDAMENTAL VALUE FUND L P See All Filings	D/A	2017-05-19 15:20:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000864295 Filed Document 0000864295-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 15:20:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund