Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Falcon Nano, Inc. See All Filings	D	2017-05-22 14:45:31 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001616473 Filed Document 0001616473-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-22 14:45:31 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-05-22 14:40:42 UTC
Amount To Be Raised $38,177,312 Associated Brokers / Dealers Craig Main, Michael Shannon, Phillip Currie, Adam Monson, and Paul Murray CIK Number 0001135856 Filed Document 0001135856-17-000176 Exclusions or Exemptions 506b Accepted Date 2017-05-22 14:40:42 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Nineteen77 Global Multi-Strategy Alpha LLC See All Filings	D/A	2017-05-22 14:34:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., UBS Asset Management (US) Inc., and UBS Asset Management (Americas) Inc. CIK Number 0001118319 Filed Document 0001118319-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-22 14:34:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Goodship, LLC See All Filings	D/A	2017-05-22 14:32:05 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001675268 Filed Document 0001675268-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-22 14:32:05 UTC Type of Offering D/A Industry Business Services Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SPRINGFIELD PARTNERS LP See All Filings	D/A	2017-05-22 14:26:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001031379 Filed Document 0000915299-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-22 14:26:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CelebOp, Inc. See All Filings	D	2017-05-22 14:23:15 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers Lawrence G. Suscy CIK Number 0001707174 Filed Document 0001707174-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-22 14:23:15 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Echodyne Corp. See All Filings	D	2017-05-22 14:21:27 UTC
Amount To Be Raised $29,029,590 Associated Brokers / Dealers N/A CIK Number 0001628751 Filed Document 0001628751-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-22 14:21:27 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Nineteen77 Global Multi-Strategy Alpha II Ltd See All Filings	D/A	2017-05-22 14:19:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., UBS Asset Management (US) Inc., and UBS Asset Management (Americas) Inc. CIK Number 0001502315 Filed Document 0001502315-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-22 14:19:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MODERNIZING MEDICINE, INC. See All Filings	D	2017-05-22 14:15:35 UTC
Amount To Be Raised $230,928,488 Associated Brokers / Dealers N/A CIK Number 0001491798 Filed Document 0001140361-17-021698 Exclusions or Exemptions 506b Accepted Date 2017-05-22 14:15:35 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Rise Gold Corp. See All Filings	D	2017-05-22 14:13:39 UTC
Amount To Be Raised $85,899 Associated Brokers / Dealers Skanderbeg Capital Advisors Inc. CIK Number 0001424864 Filed Document 0001424864-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-05-22 14:13:39 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
ACTAVALON, INC. See All Filings	D	2017-05-22 14:07:57 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001594641 Filed Document 0001594641-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-22 14:07:57 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Spotluck, Inc. See All Filings	D	2017-05-22 13:59:34 UTC
Amount To Be Raised $4,799,955 Associated Brokers / Dealers N/A CIK Number 0001672152 Filed Document 0001672152-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-22 13:59:34 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
RCL Linkem II LLC See All Filings	D/A	2017-05-22 13:56:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594198 Filed Document 0001594198-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-22 13:56:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Opportunities Offshore Fund, L.P. See All Filings	D/A	2017-05-22 13:54:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674665 Filed Document 0001315863-17-000467 Exclusions or Exemptions 506b Accepted Date 2017-05-22 13:54:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MH HHouse Investments, LLC See All Filings	D	2017-05-22 13:54:00 UTC
Amount To Be Raised $10,690,000 Associated Brokers / Dealers N/A CIK Number 0001707290 Filed Document 0001707290-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-22 13:54:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ExchangeRight Net Leased Portfolio 16 DST See All Filings	D	2017-05-22 13:53:38 UTC
Amount To Be Raised $28,530,000 Associated Brokers / Dealers Lighthouse Capital Group, LLC CIK Number 0001706186 Filed Document 0001706186-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-22 13:53:38 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Innovative Card Solutions, LLC See All Filings	D	2017-05-22 13:50:08 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001707282 Filed Document 0001707282-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-22 13:50:08 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Other
LONGMEADOW CAPITAL LIMITED PARTNERSHIP See All Filings	D/A	2017-05-22 13:43:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000915299 Filed Document 0000915299-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-22 13:43:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VELOMACCHI INC. See All Filings	D	2017-05-22 13:36:44 UTC
Amount To Be Raised $603,000 Associated Brokers / Dealers N/A CIK Number 0001706638 Filed Document 0001461859-17-000014 Exclusions or Exemptions 504 and 506b Accepted Date 2017-05-22 13:36:44 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Frrole, Inc. See All Filings	D	2017-05-22 13:34:45 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001706460 Filed Document 0001706460-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-22 13:34:45 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Kairos-Provivi SPV, L.P. See All Filings	D	2017-05-22 13:33:27 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001706860 Filed Document 0001315863-17-000466 Exclusions or Exemptions 506b Accepted Date 2017-05-22 13:33:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pine Street RIDA LLC See All Filings	D	2017-05-22 13:32:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001418181 Filed Document 0001418181-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-22 13:32:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scansorial, Inc. See All Filings	D	2017-05-22 13:23:33 UTC
Amount To Be Raised $2,199,996 Associated Brokers / Dealers N/A CIK Number 0001707189 Filed Document 0001140361-17-021690 Exclusions or Exemptions 506b Accepted Date 2017-05-22 13:23:33 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Graticule Managed Fund B Ltd See All Filings	D/A	2017-05-22 13:17:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642491 Filed Document 0000950172-17-000049 Exclusions or Exemptions 506b Accepted Date 2017-05-22 13:17:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sands Capital Emerging Markets Growth Feeder Fund (Cayman), Ltd See All Filings	D/A	2017-05-22 13:17:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627015 Filed Document 0001627015-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-22 13:17:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Graticule Managed Fund B LP See All Filings	D/A	2017-05-22 13:15:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642487 Filed Document 0000950172-17-000048 Exclusions or Exemptions 506b Accepted Date 2017-05-22 13:15:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANDS CAPITAL EMERGING MARKETS GROWTH FEEDER FUND (DE), L.P. See All Filings	D/A	2017-05-22 13:15:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608694 Filed Document 0001608694-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-22 13:15:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invesco Real Estate Asia Fund (Cayman) Unit Trust See All Filings	D	2017-05-22 13:02:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706995 Filed Document 0001707001-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-22 13:02:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
360 Holdings I Corp. See All Filings	D/A	2017-05-22 12:52:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670937 Filed Document 0000895345-17-000209 Exclusions or Exemptions 506b Accepted Date 2017-05-22 12:52:01 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lixivia, Inc. See All Filings	D/A	2017-05-22 12:49:33 UTC
Amount To Be Raised $1,816,604 Associated Brokers / Dealers N/A CIK Number 0001570565 Filed Document 0001570565-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-22 12:49:33 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vida Investors LLC See All Filings	D	2017-05-22 12:32:42 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001704650 Filed Document 0001704650-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-22 12:32:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2017-05-22 12:29:56 UTC
Amount To Be Raised $72,008 Associated Brokers / Dealers John Argue, Samir Sheth, and Jason Burlie CIK Number 0001135856 Filed Document 0001135856-17-000175 Exclusions or Exemptions 506b Accepted Date 2017-05-22 12:29:56 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Empresario LLC See All Filings	D	2017-05-22 12:29:19 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001641513 Filed Document 0001641513-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-22 12:29:19 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
NarrativeDx Inc. See All Filings	D	2017-05-22 12:22:50 UTC
Amount To Be Raised $3,671,365 Associated Brokers / Dealers N/A CIK Number 0001649092 Filed Document 0001649092-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-22 12:22:50 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Orpheus Bioscience, Inc. See All Filings	D	2017-05-22 12:21:44 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001707212 Filed Document 0001707212-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-22 12:21:44 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
ALPINE STREET PARTNERS, LP - SERIES A See All Filings	D/A	2017-05-22 12:21:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611125 Filed Document 0001405086-17-000124 Exclusions or Exemptions 506b Accepted Date 2017-05-22 12:21:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Invesco Real Estate Asia Fund See All Filings	D	2017-05-22 12:18:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707001 Filed Document 0001707001-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-22 12:18:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bowery Real Estate Systems, Inc. See All Filings	D	2017-05-22 12:12:57 UTC
Amount To Be Raised $1,992,500 Associated Brokers / Dealers N/A CIK Number 0001706157 Filed Document 0001706157-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-22 12:12:57 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Phoenix Natural Resources Holdings, LLC See All Filings	D	2017-05-22 12:07:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706906 Filed Document 0001706906-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-22 12:07:19 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
XERIS PHARMACEUTICALS INC See All Filings	D	2017-05-22 12:06:55 UTC
Amount To Be Raised $44,999,999 Associated Brokers / Dealers N/A CIK Number 0001346302 Filed Document 0001346302-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-22 12:06:55 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS FUND XX LLC See All Filings	D	2017-05-22 12:02:53 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001701054 Filed Document 0001707137-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-22 12:02:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Topo Insurance Group, LLC See All Filings	D	2017-05-22 12:00:05 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001674272 Filed Document 0001674272-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-22 12:00:05 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Siwa Corp See All Filings	D	2017-05-22 11:57:06 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001706026 Filed Document 0001706026-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-22 11:57:06 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
eTouches Topco, Inc. See All Filings	D	2017-05-22 11:54:48 UTC
Amount To Be Raised $154,353,588 Associated Brokers / Dealers N/A CIK Number 0001707235 Filed Document 0001707235-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-22 11:54:48 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MV EI FUND V LLC See All Filings	D	2017-05-22 11:47:18 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001707137 Filed Document 0001707137-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-22 11:47:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Squarepoint Focus International Feeder Ltd See All Filings	D	2017-05-22 11:38:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706782 Filed Document 0000902664-17-002448 Exclusions or Exemptions 506b Accepted Date 2017-05-22 11:38:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Squarepoint Focus US Feeder LP See All Filings	D	2017-05-22 11:37:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706687 Filed Document 0000902664-17-002447 Exclusions or Exemptions 506b Accepted Date 2017-05-22 11:37:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASIG International Ltd See All Filings	D	2017-05-22 11:37:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702303 Filed Document 0001315863-17-000465 Exclusions or Exemptions 506b Accepted Date 2017-05-22 11:37:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Squarepoint Focus Master Fund Ltd See All Filings	D	2017-05-22 11:36:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706781 Filed Document 0000902664-17-002446 Exclusions or Exemptions 506b Accepted Date 2017-05-22 11:36:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3883 Flamingo Center, LLC See All Filings	D	2017-05-22 11:32:14 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers SANDLAPPER Securities, LLC CIK Number 0001705755 Filed Document 0001705755-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-22 11:32:14 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity