Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Venture Center FinTech Fund IV, LLC See All Filings	D	2019-04-08 08:21:02 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001772047 Filed Document 0001772047-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-08 08:21:02 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets $Not Applicable Type of Security Equity
Viburnum Equity 4, LP See All Filings	D	2019-04-08 06:21:51 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001771901 Filed Document 0001144204-19-018533 Exclusions or Exemptions 506c Accepted Date 2019-04-08 06:21:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rowan Street Capital, LLC See All Filings	D	2019-04-05 20:00:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632683 Filed Document 0001632683-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-05 20:00:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Secured Fixed Income Fund, LLC See All Filings	D	2019-04-05 19:07:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669284 Filed Document 0001669284-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-04-05 19:07:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Vailshire Partners, L.P. See All Filings	D/A	2019-04-05 17:53:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595214 Filed Document 0001595214-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-05 17:53:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHOENIX INVESTMENT FUND, INC See All Filings	D	2019-04-05 17:06:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773003 Filed Document 0001773003-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-05 17:06:58 UTC Type of Offering D Industry Investing Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
Bradford Pointe I, LLC See All Filings	D	2019-04-05 16:42:03 UTC
Amount To Be Raised $4,025,000 Associated Brokers / Dealers Chessboard Capital, Inc. CIK Number 0001769627 Filed Document 0001178858-19-000005 Exclusions or Exemptions 506c Accepted Date 2019-04-05 16:42:03 UTC Type of Offering D Industry Commercial Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Broad Street Senior Credit Partners II, L.P. See All Filings	D/A	2019-04-05 15:05:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001760187 Filed Document 0001772704-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-04-05 15:05:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lili Financial Services Inc. See All Filings	D	2019-04-05 14:43:51 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001772346 Filed Document 0001772346-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-05 14:43:51 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Invesco High Quality Short Term Bond Fund See All Filings	D	2019-04-05 14:31:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001772493 Filed Document 0001772493-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-04-05 14:31:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Goldman Sachs Private Middle Market Credit II LLC See All Filings	D	2019-04-05 13:53:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001772704 Filed Document 0001772704-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-05 13:53:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Virtua Cholla Hills Holdings, LLC See All Filings	D	2019-04-05 13:20:55 UTC
Amount To Be Raised $7,850,000 Associated Brokers / Dealers Emerson Equity CIK Number 0001771332 Filed Document 0001771332-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-05 13:20:55 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Ariel International DM/EM LLC See All Filings	D/A	2019-04-05 12:38:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703033 Filed Document 0001703033-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-05 12:38:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Cove Atlanta Medical DST See All Filings	D	2019-04-05 12:26:28 UTC
Amount To Be Raised $6,280,851 Associated Brokers / Dealers Wealth Forge Securities, LLC CIK Number 0001772164 Filed Document 0001772164-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-05 12:26:28 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
VF Strategic Equities Fund See All Filings	D	2019-04-05 10:51:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679283 Filed Document 0001144204-19-018313 Exclusions or Exemptions 506c Accepted Date 2019-04-05 10:51:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FOOTHILLS EXPLORATION, INC. See All Filings	D	2019-04-05 09:36:11 UTC
Amount To Be Raised $92,268 Associated Brokers / Dealers N/A CIK Number 0001503458 Filed Document 0001493152-19-004926 Exclusions or Exemptions 506c Accepted Date 2019-04-05 09:36:11 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Mark Miner,INC See All Filings	D	2019-04-05 07:56:04 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers wen zhao CIK Number 0001772859 Filed Document 0001772859-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-05 07:56:04 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Signal Capital Management LLC See All Filings	D	2019-04-04 20:00:51 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers West Coast Marketing LLC CIK Number 0001772907 Filed Document 0001772907-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-04 20:00:51 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Alcova Capital Yield Premium Fund, L.P. See All Filings	D	2019-04-04 18:42:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001765344 Filed Document 0001765344-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-04-04 18:42:37 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Larson Capital Fund VI, LLC See All Filings	D	2019-04-04 18:27:22 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Larson Financial Securities, LLC CIK Number 0001772186 Filed Document 0001772186-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-04 18:27:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bedrock Mortgage Fund LLC See All Filings	D	2019-04-04 18:21:18 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001772680 Filed Document 0001772680-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-04 18:21:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Larson Capital Fund VIQ, LLC See All Filings	D	2019-04-04 17:57:12 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Larson Financial Securities, LLC CIK Number 0001772266 Filed Document 0001772266-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-04 17:57:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MLG Private Fund IV LLC See All Filings	D/A	2019-04-04 17:28:50 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001755350 Filed Document 0001755350-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-04-04 17:28:50 UTC Type of Offering D/A Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
AminAg LLC See All Filings	D	2019-04-04 16:43:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718182 Filed Document 0001718182-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-04 16:43:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
1050 OZ A, LLC See All Filings	D	2019-04-04 14:49:56 UTC
Amount To Be Raised $26,000,000 Associated Brokers / Dealers Baker Tilly Capital, LLC CIK Number 0001770702 Filed Document 0000897069-19-000197 Exclusions or Exemptions 506c Accepted Date 2019-04-04 14:49:56 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Aziel Corp See All Filings	D	2019-04-04 14:44:59 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001772839 Filed Document 0001387131-19-002534 Exclusions or Exemptions 506c Accepted Date 2019-04-04 14:44:59 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
1050 East Wash, LLC See All Filings	D	2019-04-04 14:44:29 UTC
Amount To Be Raised $26,000,000 Associated Brokers / Dealers Baker Tilly Capital, LLC CIK Number 0001770703 Filed Document 0000897069-19-000196 Exclusions or Exemptions 506c Accepted Date 2019-04-04 14:44:29 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Global Wealth Law Corp See All Filings	D	2019-04-04 14:02:21 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001768431 Filed Document 0001768431-19-000005 Exclusions or Exemptions 506c Accepted Date 2019-04-04 14:02:21 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Gilreath Mill 2019 Prospect Partners See All Filings	D/A	2019-04-04 12:01:33 UTC
Amount To Be Raised $852,000 Associated Brokers / Dealers N/A CIK Number 0001769885 Filed Document 0001750951-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-04-04 12:01:33 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
Independence Prospect Partners See All Filings	D/A	2019-04-04 10:59:08 UTC
Amount To Be Raised $1,140,000 Associated Brokers / Dealers N/A CIK Number 0001750951 Filed Document 0001750951-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-04 10:59:08 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
ENERGY FOCUS, INC/DE See All Filings	D	2019-04-03 17:42:41 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0000924168 Filed Document 0000924168-19-000021 Exclusions or Exemptions 506c Accepted Date 2019-04-03 17:42:41 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Saxum Opportunity Zone Fund I LP See All Filings	D	2019-04-03 17:16:15 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001769487 Filed Document 0001769487-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-03 17:16:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
South Georgia Industrial Development Fund, LLC See All Filings	D	2019-04-03 16:58:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772750 Filed Document 0001772750-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-03 16:58:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Ursaleo, Inc. See All Filings	D	2019-04-03 16:01:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734812 Filed Document 0001734812-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-03 16:01:38 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Northern Tower Fund LLC See All Filings	D/A	2019-04-03 15:29:02 UTC
Amount To Be Raised $38,000,000 Associated Brokers / Dealers N/A CIK Number 0001743955 Filed Document 0001743955-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-03 15:29:02 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
River Frontier LLC See All Filings	D	2019-04-03 14:43:51 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001772625 Filed Document 0001772625-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-03 14:43:51 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Hoverink Biotechnologies, Inc. See All Filings	D	2019-04-03 14:27:19 UTC
Amount To Be Raised $18,200,000 Associated Brokers / Dealers N/A CIK Number 0001586494 Filed Document 0001493152-19-004797 Exclusions or Exemptions 506c Accepted Date 2019-04-03 14:27:19 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PERMA FIX ENVIRONMENTAL SERVICES INC See All Filings	D	2019-04-03 14:15:28 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0000891532 Filed Document 0001448779-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-04-03 14:15:28 UTC Type of Offering D Industry Environmental Services Principal Place of Business GEORGIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
YList, Inc. See All Filings	D	2019-04-03 13:03:18 UTC
Amount To Be Raised $270,058 Associated Brokers / Dealers N/A CIK Number 0001772490 Filed Document 0001772490-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-04-03 13:03:18 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
FACE INTERNATIONAL CORP See All Filings	D	2019-04-03 12:46:36 UTC
Amount To Be Raised $2,450,000 Associated Brokers / Dealers N/A CIK Number 0001047416 Filed Document 0001047416-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-03 12:46:36 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Reading Opportunity Zone Fund, LP See All Filings	D/A	2019-04-02 20:48:45 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers None CIK Number 0001771816 Filed Document 0001493152-19-004771 Exclusions or Exemptions 506c Accepted Date 2019-04-02 20:48:45 UTC Type of Offering D/A Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WF5, LLC See All Filings	D	2019-04-02 19:59:59 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001772634 Filed Document 0001772634-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-02 19:59:59 UTC Type of Offering D Industry Investing Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Mega World Systems LLC See All Filings	D	2019-04-02 19:34:11 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001770868 Filed Document 0001770868-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-04-02 19:34:11 UTC Type of Offering D Industry Computers Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
John W. Bristol Equity Fund I LLC See All Filings	D	2019-04-02 19:31:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John W. Bristol & Co., Inc. CIK Number 0001562326 Filed Document 0001085146-19-001066 Exclusions or Exemptions 506c Accepted Date 2019-04-02 19:31:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Sentinel Point Fund LP See All Filings	D	2019-04-02 17:54:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001765705 Filed Document 0001765705-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-02 17:54:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
ISLAND TIME GECKO, LLC See All Filings	D	2019-04-02 17:50:36 UTC
Amount To Be Raised $1,990,000 Associated Brokers / Dealers N/A CIK Number 0001698962 Filed Document 0001376474-19-000071 Exclusions or Exemptions 506c Accepted Date 2019-04-02 17:50:36 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SUNSET GECKO, LLC See All Filings	D	2019-04-02 17:49:23 UTC
Amount To Be Raised $1,990,000 Associated Brokers / Dealers N/A CIK Number 0001698961 Filed Document 0001376474-19-000070 Exclusions or Exemptions 506c Accepted Date 2019-04-02 17:49:23 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PGC Tapestry of Tallahassee at Lakeshore Dr. LP See All Filings	D/A	2019-04-02 17:40:40 UTC
Amount To Be Raised $4,760,000 Associated Brokers / Dealers N/A CIK Number 0001739419 Filed Document 0001739419-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-04-02 17:40:40 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
LYTICAL VENTURES CI, LP See All Filings	D/A	2019-04-02 16:24:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748129 Filed Document 0001748129-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-04-02 16:24:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quetells & Company, Ltd See All Filings	D	2019-04-02 15:47:30 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001772304 Filed Document 0001393905-19-000109 Exclusions or Exemptions 506c Accepted Date 2019-04-02 15:47:30 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity