Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SFP Japan Special Opportunities Fund L.P. See All Filings	D/A	2017-06-01 08:55:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643500 Filed Document 0000902664-17-002523 Exclusions or Exemptions 506b Accepted Date 2017-06-01 08:55:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pleiad Asia Onshore Feeder Fund See All Filings	D/A	2017-06-01 08:54:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617935 Filed Document 0000945621-17-000246 Exclusions or Exemptions 506b Accepted Date 2017-06-01 08:54:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pleiad Asia Master Fund See All Filings	D/A	2017-06-01 08:51:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617934 Filed Document 0000945621-17-000245 Exclusions or Exemptions 506b Accepted Date 2017-06-01 08:51:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NUTRAFUELS INC See All Filings	D/A	2017-06-01 08:47:54 UTC
Amount To Be Raised $1,643,500 Associated Brokers / Dealers N/A CIK Number 0001563463 Filed Document 0001511164-17-000334 Exclusions or Exemptions 506b Accepted Date 2017-06-01 08:47:54 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Life Impact Solutions, Inc. See All Filings	D	2017-05-31 20:54:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706010 Filed Document 0001706010-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-31 20:54:36 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Royal Council of the Real Fairyland, LLC See All Filings	D	2017-05-31 20:25:44 UTC
Amount To Be Raised $975,000 Associated Brokers / Dealers N/A CIK Number 0001629804 Filed Document 0001629804-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-31 20:25:44 UTC Type of Offering D Industry Retailing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
PARAFFIN INTERNATIONAL, INC. See All Filings	D	2017-05-31 19:52:24 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001677865 Filed Document 0001677865-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-31 19:52:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
URANIUM ENERGY CORP See All Filings	D	2017-05-31 18:51:07 UTC
Amount To Be Raised $67,500 Associated Brokers / Dealers N/A CIK Number 0001334933 Filed Document 0001183740-17-000091 Exclusions or Exemptions 506b Accepted Date 2017-05-31 18:51:07 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Clean Energy Capital Fund IV, LLC See All Filings	D	2017-05-31 18:49:49 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001707883 Filed Document 0001707883-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-31 18:49:49 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Section Studios, Inc. See All Filings	D	2017-05-31 18:37:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668777 Filed Document 0001668777-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-31 18:37:15 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Vinehaven Partners, LLC See All Filings	D	2017-05-31 18:19:13 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001708095 Filed Document 0001708095-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-31 18:19:13 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Demandbase, Inc. See All Filings	D	2017-05-31 18:15:34 UTC
Amount To Be Raised $24,999,995 Associated Brokers / Dealers N/A CIK Number 0001391273 Filed Document 0001391273-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-05-31 18:15:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Apse, Inc. See All Filings	D	2017-05-31 18:13:46 UTC
Amount To Be Raised $463,500 Associated Brokers / Dealers N/A CIK Number 0001590265 Filed Document 0001590265-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-31 18:13:46 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
MacuLogix, Inc. See All Filings	D/A	2017-05-31 18:11:30 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001554897 Filed Document 0001554897-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-31 18:11:30 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
RIVI Opportunity Fund, L.P. See All Filings	D/A	2017-05-31 18:01:19 UTC
Amount To Be Raised $31,485,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001692012 Filed Document 0001692012-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-05-31 18:01:19 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BTCS Inc. See All Filings	D	2017-05-31 17:54:43 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001436229 Filed Document 0001493152-17-006044 Exclusions or Exemptions 506b Accepted Date 2017-05-31 17:54:43 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HOVIT CORP See All Filings	D	2017-05-31 17:44:58 UTC
Amount To Be Raised $2,000 Associated Brokers / Dealers N/A CIK Number 0001683315 Filed Document 0001117768-17-001124 Exclusions or Exemptions 506b Accepted Date 2017-05-31 17:44:58 UTC Type of Offering D Industry Other Travel Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SCA Forney Storage LP See All Filings	D	2017-05-31 17:43:38 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001707673 Filed Document 0001707673-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-31 17:43:38 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hyliion Inc. See All Filings	D	2017-05-31 17:41:19 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001708107 Filed Document 0001708107-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-31 17:41:19 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
NUTRAFUELS INC See All Filings	D/A	2017-05-31 17:27:00 UTC
Amount To Be Raised $445,000 Associated Brokers / Dealers N/A CIK Number 0001563463 Filed Document 0001511164-17-000332 Exclusions or Exemptions 506b Accepted Date 2017-05-31 17:27:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Vortus Investments II, LP See All Filings	D	2017-05-31 17:17:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FirstPoint Equity Partners LLP and None CIK Number 0001704828 Filed Document 0000902664-17-002516 Exclusions or Exemptions 506b Accepted Date 2017-05-31 17:17:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prime Opportunities Partners, LP See All Filings	D	2017-05-31 17:15:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514727 Filed Document 0001514727-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-31 17:15:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Guepardo Master Fund LLC See All Filings	D/A	2017-05-31 17:14:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574436 Filed Document 0001507943-17-000083 Exclusions or Exemptions 506b Accepted Date 2017-05-31 17:14:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Guepardo Investment Fund See All Filings	D/A	2017-05-31 17:12:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574437 Filed Document 0001507943-17-000082 Exclusions or Exemptions 506b Accepted Date 2017-05-31 17:12:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neuralstem, Inc. See All Filings	D	2017-05-31 17:06:33 UTC
Amount To Be Raised $42,000 Associated Brokers / Dealers N/A CIK Number 0001357459 Filed Document 0001171843-17-003405 Exclusions or Exemptions 506b Accepted Date 2017-05-31 17:06:33 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Callan Micro Cap Value Equity Fund See All Filings	D/A	2017-05-31 17:02:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576999 Filed Document 0001576999-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-31 17:02:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Topos Inc. See All Filings	D	2017-05-31 17:01:49 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001707960 Filed Document 0001707960-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-31 17:01:49 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Texas Veterinary Specialty Hospital Investors, LLC See All Filings	D	2017-05-31 16:58:47 UTC
Amount To Be Raised $4,475,000 Associated Brokers / Dealers N/A CIK Number 0001707704 Filed Document 0001707704-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-31 16:58:47 UTC Type of Offering D Industry Construction Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Blackbird Vineyards, LLC See All Filings	D	2017-05-31 16:53:16 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001621909 Filed Document 0001621909-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-31 16:53:16 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Upfront Opportunity Fund II, L.P. See All Filings	D	2017-05-31 16:50:33 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers N/A CIK Number 0001708050 Filed Document 0001708050-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-31 16:50:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Engen, Inc. See All Filings	D	2017-05-31 16:47:04 UTC
Amount To Be Raised $8,060,407 Associated Brokers / Dealers N/A CIK Number 0001683368 Filed Document 0001683368-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-31 16:47:04 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
NFM Custodial Account, LLC See All Filings	D	2017-05-31 16:45:19 UTC
Amount To Be Raised $21,310,000 Associated Brokers / Dealers Crews & Associates, Inc. CIK Number 0001707279 Filed Document 0001707279-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-31 16:45:19 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Other
KKR Global Credit Opportunities Fund (Overseas) L.P. See All Filings	D/A	2017-05-31 16:42:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607399 Filed Document 0000950142-17-001149 Exclusions or Exemptions 506b Accepted Date 2017-05-31 16:42:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GlassBridge Quant Strategy Onshore, LP See All Filings	D	2017-05-31 16:42:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695867 Filed Document 0000902664-17-002514 Exclusions or Exemptions 506b Accepted Date 2017-05-31 16:42:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
GlassBridge Quant Strategy Offshore, Ltd. See All Filings	D	2017-05-31 16:41:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695842 Filed Document 0000902664-17-002513 Exclusions or Exemptions 506b Accepted Date 2017-05-31 16:41:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
KKR Global Credit Opportunities Fund L.P. See All Filings	D/A	2017-05-31 16:41:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607383 Filed Document 0000950142-17-001148 Exclusions or Exemptions 506b Accepted Date 2017-05-31 16:41:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sprott Private Resource Lending (US), LP See All Filings	D/A	2017-05-31 16:38:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Moelis & Company LLC CIK Number 0001673923 Filed Document 0001507943-17-000081 Exclusions or Exemptions 506b Accepted Date 2017-05-31 16:38:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR Global Credit Opportunities Feeder II L.P. See All Filings	D/A	2017-05-31 16:38:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607398 Filed Document 0000950142-17-001147 Exclusions or Exemptions 506b Accepted Date 2017-05-31 16:38:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Upfront VI, L.P. See All Filings	D	2017-05-31 16:31:12 UTC
Amount To Be Raised $380,000,000 Associated Brokers / Dealers N/A CIK Number 0001707930 Filed Document 0001707930-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-31 16:31:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hargray Acquisition Holdings, LLC See All Filings	D	2017-05-31 16:29:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707880 Filed Document 0001140361-17-023096 Exclusions or Exemptions 506b Accepted Date 2017-05-31 16:29:42 UTC Type of Offering D Industry Telecommunications Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
Cintrifuse Syndicate Fund II, LLC See All Filings	D	2017-05-31 16:22:51 UTC
Amount To Be Raised $85,000,000 Associated Brokers / Dealers N/A CIK Number 0001708093 Filed Document 0001708093-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-31 16:22:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Fort Baker Catalyst Fund, LP See All Filings	D/A	2017-05-31 16:01:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666490 Filed Document 0001666490-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-31 16:01:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Genesee Global Holdings, LLC See All Filings	D/A	2017-05-31 15:59:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413426 Filed Document 0001413426-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-05-31 15:59:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fort Baker Catalyst Offshore Fund, Ltd. See All Filings	D/A	2017-05-31 15:58:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666491 Filed Document 0001666491-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-31 15:58:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SmartStory Technologies, Inc. See All Filings	D/A	2017-05-31 15:54:59 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001591383 Filed Document 0001591383-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-31 15:54:59 UTC Type of Offering D/A Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Debt
Avatar Capital Finance LLC See All Filings	D	2017-05-31 15:50:18 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-05-31 15:50:18 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
NYC English LLC See All Filings	D	2017-05-31 15:44:31 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001636612 Filed Document 0001636612-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-31 15:44:31 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CVRx, Inc. See All Filings	D/A	2017-05-31 15:33:37 UTC
Amount To Be Raised $93,000,000 Associated Brokers / Dealers N/A CIK Number 0001235912 Filed Document 0001235912-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-31 15:33:37 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Rod Capital Partners, LP See All Filings	D/A	2017-05-31 15:29:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672411 Filed Document 0001672411-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-31 15:29:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RREEF Core Plus Industrial Fund F.1 L.P. See All Filings	D	2017-05-31 15:05:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707247 Filed Document 0001707229-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-31 15:05:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund