Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Maze Focus Fund, LP See All Filings	D/A	2019-05-24 19:25:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers More than 5 CIK Number 0001612081 Filed Document 0001612081-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-24 19:25:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kiat680, a trust series of Roofstock One Trust See All Filings	D	2019-05-24 19:10:18 UTC
Amount To Be Raised $58,300 Associated Brokers / Dealers North Capital Private Securities Corp CIK Number 0001777673 Filed Document 0001777628-19-000005 Exclusions or Exemptions 506c Accepted Date 2019-05-24 19:10:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Weidmann Capital Partners, L.P. See All Filings	D/A	2019-05-24 19:08:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741700 Filed Document 0001144204-19-028230 Exclusions or Exemptions 506b Accepted Date 2019-05-24 19:08:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LNC Physics Holdings, LLC See All Filings	D	2019-05-24 19:04:43 UTC
Amount To Be Raised $3,725,000 Associated Brokers / Dealers N/A CIK Number 0001740731 Filed Document 0001740731-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-24 19:04:43 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
SLVC, LP See All Filings	D	2019-05-24 19:01:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777868 Filed Document 0001777868-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-24 19:01:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Structural Capital Osprey, LLC See All Filings	D/A	2019-05-24 18:57:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734595 Filed Document 0001734595-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-24 18:57:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wore638, a trust series of Roofstock One Trust See All Filings	D	2019-05-24 18:46:47 UTC
Amount To Be Raised $60,950 Associated Brokers / Dealers North Capital Private Securities Corp CIK Number 0001777671 Filed Document 0001777628-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-05-24 18:46:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Opportunity Fund, LP See All Filings	D/A	2019-05-24 18:41:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Over 5 CIK Number 0001496742 Filed Document 0001496742-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-24 18:41:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLANT POWER RESTAURANT GROUP, LLC See All Filings	D	2019-05-24 18:34:23 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001777888 Filed Document 0001777888-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-24 18:34:23 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prescient Capital Alternative Fixed Income Fund, LLC See All Filings	D	2019-05-24 18:25:26 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001647915 Filed Document 0001647915-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-24 18:25:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
STRIVE TECH INC. See All Filings	D	2019-05-24 18:25:18 UTC
Amount To Be Raised $2,901,162 Associated Brokers / Dealers N/A CIK Number 0001706277 Filed Document 0001706277-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-24 18:25:18 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Coin164, a trust series of Roofstock One Trust See All Filings	D	2019-05-24 18:23:02 UTC
Amount To Be Raised $74,800 Associated Brokers / Dealers North Capital Private Securities Corp CIK Number 0001777672 Filed Document 0001777628-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-05-24 18:23:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ORG OTR Coinvestment LP See All Filings	D	2019-05-24 18:08:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773771 Filed Document 0001773771-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-24 18:08:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KOA Investment Holdings LLC See All Filings	D	2019-05-24 18:07:27 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001777577 Filed Document 0001777577-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-24 18:07:27 UTC Type of Offering D Industry Investing Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Option To Acquire
REC City Holdings, Inc. See All Filings	D	2019-05-24 17:59:41 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001777504 Filed Document 0001777504-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-24 17:59:41 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Pathfinder Vancouver Holdings, LLC See All Filings	D	2019-05-24 17:58:32 UTC
Amount To Be Raised $10,100,000 Associated Brokers / Dealers N/A CIK Number 0001777802 Filed Document 0001777802-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-24 17:58:32 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Haitou GP, LLC See All Filings	D/A	2019-05-24 17:48:47 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001718730 Filed Document 0001718730-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-05-24 17:48:47 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Triumph Gold Corp. See All Filings	D	2019-05-24 17:48:04 UTC
Amount To Be Raised $18,968 Associated Brokers / Dealers Fieldhouse Capital Management Inc. CIK Number 0001387473 Filed Document 0001387473-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-24 17:48:04 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
ELECTRAMECCANICA VEHICLES CORP. See All Filings	D	2019-05-24 17:45:12 UTC
Amount To Be Raised $24,283 Associated Brokers / Dealers N/A CIK Number 0001637736 Filed Document 0001183740-19-000112 Exclusions or Exemptions 506b Accepted Date 2019-05-24 17:45:12 UTC Type of Offering D Industry Manufacturing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Momo599, a trust series of Roofstock One Trust See All Filings	D	2019-05-24 17:41:26 UTC
Amount To Be Raised $61,880 Associated Brokers / Dealers North Capital Private Securities Corp CIK Number 0001777627 Filed Document 0001777628-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-05-24 17:41:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elementus Inc. See All Filings	D	2019-05-24 17:33:20 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001744460 Filed Document 0001744460-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-24 17:33:20 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Haitou GP, LLC See All Filings	D/A	2019-05-24 17:31:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001718730 Filed Document 0001718730-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-05-24 17:31:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Folkevang, LLC See All Filings	D	2019-05-24 17:30:54 UTC
Amount To Be Raised $7,450,000 Associated Brokers / Dealers N/A CIK Number 0001777833 Filed Document 0001777833-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-24 17:30:54 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RiverNorth Specialty Finance LLC See All Filings	D/A	2019-05-24 17:22:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CLARITYSPRING SECURITIES LLC and Blue Sand Securities LLC CIK Number 0001674820 Filed Document 0001674820-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-24 17:22:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Damc142, a trust series of Roofstock One Trust See All Filings	D	2019-05-24 17:21:32 UTC
Amount To Be Raised $98,940 Associated Brokers / Dealers North Capital Private Securities Corp CIK Number 0001777628 Filed Document 0001777628-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-24 17:21:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PECO Real Estate Partners Net Lease Income REIT, Inc. See All Filings	D/A	2019-05-24 17:13:20 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers PREP Securities, LLC CIK Number 0001648780 Filed Document 0001648780-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-24 17:13:20 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Kytopen Corp. See All Filings	D	2019-05-24 17:13:07 UTC
Amount To Be Raised $4,350,000 Associated Brokers / Dealers N/A CIK Number 0001777277 Filed Document 0001567619-19-012125 Exclusions or Exemptions 506b Accepted Date 2019-05-24 17:13:07 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Boston Health Economic Holdings, LLC See All Filings	D	2019-05-24 17:08:21 UTC
Amount To Be Raised $63,000,000 Associated Brokers / Dealers N/A CIK Number 0001777240 Filed Document 0001567619-19-012123 Exclusions or Exemptions 506b Accepted Date 2019-05-24 17:08:21 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Group Island Spirit, Inc. See All Filings	D	2019-05-24 17:04:49 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001777123 Filed Document 0001777123-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-24 17:04:49 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Vigilant Aerospace Systems, Inc. See All Filings	D/A	2019-05-24 16:59:38 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001673085 Filed Document 0001673085-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-24 16:59:38 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Debt
Proterra Sustainable Agriculture Fund LP See All Filings	D	2019-05-24 16:48:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777551 Filed Document 0001777551-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-24 16:48:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Muze Collective, Inc. See All Filings	D	2019-05-24 16:45:13 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001777849 Filed Document 0001777849-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-24 16:45:13 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Arc Suppression Technologies, LLC See All Filings	D/A	2019-05-24 16:44:06 UTC
Amount To Be Raised $2,898,000 Associated Brokers / Dealers N/A CIK Number 0001670373 Filed Document 0001652255-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-24 16:44:06 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hope Foods, LLC See All Filings	D/A	2019-05-24 16:42:59 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001650570 Filed Document 0001650570-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-24 16:42:59 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Haitou GP, LLC See All Filings	D/A	2019-05-24 16:42:36 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001718730 Filed Document 0001718730-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-05-24 16:42:36 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Stony Point Capital Partners LP See All Filings	D/A	2019-05-24 16:38:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628640 Filed Document 0001628640-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-05-24 16:38:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kings Crowd LLC See All Filings	C	2019-05-24 16:35:46 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $902,952 CIK Number 0001744757 Filed Document 0001669191-19-000188 Accepted Date 2019-05-24 16:35:46 UTC Type of Offering C Security Offered Amount 5,556 Security Offered Type Other State MASSACHUSETTS
Warburg Pincus China-Southeast Asia II, L.P. See All Filings	D	2019-05-24 16:33:55 UTC
Amount To Be Raised $4,250,000,000 Associated Brokers / Dealers Baro Investment & Securities Co. Ltd. CIK Number 0001774613 Filed Document 0001774613-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-24 16:33:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
South Asia Growth Fund II, L.P. See All Filings	D/A	2019-05-24 16:32:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741962 Filed Document 0001567619-19-012091 Exclusions or Exemptions 506b Accepted Date 2019-05-24 16:32:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Haitou GP, LLC See All Filings	D/A	2019-05-24 16:31:31 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001718730 Filed Document 0001718730-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-05-24 16:31:31 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Warburg Pincus China-Southeast Asia II Partners, L.P. See All Filings	D	2019-05-24 16:28:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774612 Filed Document 0001774612-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-24 16:28:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Haitou GP, LLC See All Filings	D/A	2019-05-24 16:27:04 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001718730 Filed Document 0001718730-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-05-24 16:27:04 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Pura Vida Pro Special Opportunity Onshore Fund, LP See All Filings	D	2019-05-24 16:23:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Z. Omar Naeem CIK Number 0001774338 Filed Document 0000919574-19-003834 Exclusions or Exemptions 506b Accepted Date 2019-05-24 16:23:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WP China-Southeast Asia II Partners, L.P. See All Filings	D	2019-05-24 16:23:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774611 Filed Document 0001774611-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-24 16:23:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HarbourVest Partners Co-Investment V AIF L.P. See All Filings	D/A	2019-05-24 16:23:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734870 Filed Document 0001741078-19-000018 Exclusions or Exemptions 506b Accepted Date 2019-05-24 16:23:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Warburg Pincus China-Southeast Asia II-E, L.P. See All Filings	D	2019-05-24 16:21:04 UTC
Amount To Be Raised $4,250,000,000 Associated Brokers / Dealers N/A CIK Number 0001774615 Filed Document 0001774615-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-24 16:21:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Azure I Continuation Fund, L.P. See All Filings	D	2019-05-24 16:19:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Securities LLC CIK Number 0001777473 Filed Document 0001777473-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-24 16:19:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Affinity Healthcare Fund, LP See All Filings	D/A	2019-05-24 16:18:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730618 Filed Document 0001730618-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-24 16:18:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HarbourVest Partners Co-Investment V Feeder AIF L.P. See All Filings	D/A	2019-05-24 16:16:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734874 Filed Document 0001741078-19-000016 Exclusions or Exemptions 506b Accepted Date 2019-05-24 16:16:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
KNOW LABS, INC. See All Filings	D	2019-05-24 16:16:09 UTC
Amount To Be Raised $407,490 Associated Brokers / Dealers Boustead Securities LLC CIK Number 0001074828 Filed Document 0001161697-19-000214 Exclusions or Exemptions 506b Accepted Date 2019-05-24 16:16:09 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt