|
|
D/A |
2019-06-21 12:21:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Milton H. Cohn, Jr.
- CIK Number
- 0001080429
- Filed Document
- 0001104659-19-036930
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-21 12:21:07 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2019-06-21 12:20:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Eric Naison-Phillips and Michael Liebeskind
- CIK Number
- 0001080429
- Filed Document
- 0001104659-19-036929
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-21 12:20:37 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2019-06-21 12:20:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Eric Naison-Phillips and Michael Liebeskind
- CIK Number
- 0001080429
- Filed Document
- 0001104659-19-036928
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-21 12:20:07 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2019-06-21 12:19:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- David D Ehlert
- CIK Number
- 0001080429
- Filed Document
- 0001104659-19-036927
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-21 12:19:37 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2019-06-21 12:19:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Eric Naison-Phillips
- CIK Number
- 0001080429
- Filed Document
- 0001104659-19-036926
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-21 12:19:07 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2019-06-21 12:18:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Eric Naison-Phillips, Michael Liebeskind, and Milton H. Cohn, Jr.
- CIK Number
- 0001080429
- Filed Document
- 0001104659-19-036925
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-21 12:18:37 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2019-06-21 12:18:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Michael Liebeskind and Eric Naison-Phillips
- CIK Number
- 0001080429
- Filed Document
- 0001104659-19-036924
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-21 12:18:07 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2019-06-21 12:17:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Michael Liebeskind, Michael A. Mingolelli, and Eric Naison-Phillips
- CIK Number
- 0001080429
- Filed Document
- 0001104659-19-036923
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-21 12:17:37 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2019-06-21 12:17:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Various Agents
- CIK Number
- 0001080429
- Filed Document
- 0001104659-19-036922
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-21 12:17:07 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2019-06-21 12:16:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Milton H. Cohn, Jr.
- CIK Number
- 0001080429
- Filed Document
- 0001104659-19-036921
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-21 12:16:37 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2019-06-21 12:15:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001080429
- Filed Document
- 0001104659-19-036920
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-21 12:15:07 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2019-06-21 12:14:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001080429
- Filed Document
- 0001104659-19-036919
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-21 12:14:37 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2019-06-21 12:14:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001080429
- Filed Document
- 0001104659-19-036918
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-21 12:14:07 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2019-06-21 12:13:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001080429
- Filed Document
- 0001104659-19-036917
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-21 12:13:37 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2019-06-21 12:09:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001642470
- Filed Document
- 0001642470-19-000004
- Exclusions or Exemptions
- 504 and 506c
- Accepted Date
- 2019-06-21 12:09:04 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-06-21 12:05:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A, N/A, N/A, and N/A
- CIK Number
- 0001644664
- Filed Document
- 0000919574-19-004252
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-21 12:05:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-21 12:00:06 UTC |
- Amount To Be Raised
- $7,632,694
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001780335
- Filed Document
- 0001780335-19-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2019-06-21 12:00:06 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-21 11:58:32 UTC |
- Amount To Be Raised
- $383,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001780046
- Filed Document
- 0001780046-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-21 11:58:32 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-06-21 11:58:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598883
- Filed Document
- 0001315863-19-000525
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-21 11:58:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-21 11:57:04 UTC |
- Amount To Be Raised
- $16,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001780301
- Filed Document
- 0001780301-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-21 11:57:04 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-06-21 11:54:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598880
- Filed Document
- 0001315863-19-000524
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-21 11:54:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-21 11:53:44 UTC |
- Amount To Be Raised
- $1,225,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001778196
- Filed Document
- 0001567619-19-013800
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-21 11:53:44 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-21 11:30:58 UTC |
- Amount To Be Raised
- $350,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001779913
- Filed Document
- 0001779913-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-21 11:30:58 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- AUSTRALIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-21 11:29:25 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001780345
- Filed Document
- 0001780345-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-21 11:29:25 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2019-06-21 11:19:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001535188
- Filed Document
- 0001535188-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-21 11:19:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-06-21 11:15:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001647164
- Filed Document
- 0000919574-19-004249
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-21 11:15:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-21 11:14:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001642470
- Filed Document
- 0001642470-19-000002
- Exclusions or Exemptions
- 504 and 506c
- Accepted Date
- 2019-06-21 11:14:51 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-06-21 11:14:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001743364
- Filed Document
- 0001743364-19-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2019-06-21 11:14:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-21 11:10:16 UTC |
- Amount To Be Raised
- $1,568,650
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001713983
- Filed Document
- 0001713983-19-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2019-06-21 11:10:16 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-06-21 11:05:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001373990
- Filed Document
- 0000919574-19-004247
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-21 11:05:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-21 11:05:19 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- none
- CIK Number
- 0001779802
- Filed Document
- 0001779802-19-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-21 11:05:19 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2019-06-21 10:57:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001072995
- Filed Document
- 0000919574-19-004245
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-21 10:57:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-06-21 10:55:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635722
- Filed Document
- 0001635722-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-21 10:55:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-21 10:42:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001780231
- Filed Document
- 0001780231-19-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2019-06-21 10:42:14 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-06-21 10:40:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001677527
- Filed Document
- 0001677527-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-21 10:40:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-21 10:25:15 UTC |
- Amount To Be Raised
- $350,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001779549
- Filed Document
- 0000902664-19-002832
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-21 10:25:15 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-21 10:23:51 UTC |
- Amount To Be Raised
- $153,513,750
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001778409
- Filed Document
- 0000897069-19-000312
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-21 10:23:51 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-21 10:16:15 UTC |
- Amount To Be Raised
- $2,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001779439
- Filed Document
- 0001779439-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-21 10:16:15 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-06-21 10:15:31 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001780202
- Filed Document
- 0001780202-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-21 10:15:31 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-06-21 10:13:40 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001698552
- Filed Document
- 0001700784-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-21 10:13:40 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-21 09:56:36 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001779377
- Filed Document
- 0001779377-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-21 09:56:36 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-06-21 09:47:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001542575
- Filed Document
- 0000945621-19-000225
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-21 09:47:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-21 09:33:06 UTC |
- Amount To Be Raised
- $6,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001779488
- Filed Document
- 0001779488-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-21 09:33:06 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OHIO
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D/A |
2019-06-21 09:29:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001524779
- Filed Document
- 0000945621-19-000224
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-21 09:29:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-06-21 09:25:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001524778
- Filed Document
- 0000945621-19-000223
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-21 09:25:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-06-21 09:16:05 UTC |
- Amount To Be Raised
- $89,946,980
- Associated Brokers / Dealers
- Edward Fernandez, Concorde Investment Services LLC, Commonwealth Financial Network, Cetera Advisors, LLC, John Scott, Michael Hall, H D Vest Investment Securities Inc, Sagepoint Financial, Inc., Don Wittler, 1st Global Capital Corporation, Matthew Nielsen, Deborah Stackpole, Edward Kasperavich, Ricky Small, Crown Capital Securities L.P., Alec Abbott, Lincoln Financial Advisors, David Gillimore, Patrick Conway, Peter Fisher, Julienne Riddell, Ronald Strasburg, Eric Bicknese, Michael Strafford, Dieter Thurow, Diane Evans, Brandon Crabb, Paul Murphy, David Nelson, Tom Velken, Kirk Dobson, Christopher Riel, Ronald Cole, Troy Thomas, Thomas Stanley, Royal Alliance Associates, Inc., Keith Herman, Matthew Brozik, Timothy Harley, Roger Smith, Stacey Morimoto, Laura Collins, Brian Vosberg, Darren Oglesby, Spencer Weston, Daniel Pinkerton, Gregory Robert Schowe, Ryan Finch, Kenneth Nelson, Robert Pecha, John Bishop, Debra Schleining, Theresa Hall, Brandon Wagner, Allen Yee, John Orito, Paul Getty, Ron Selik, Jeremy Ftacek, Shawn Williamson, Daniel Bisese, Daniel Mercer, Fredrick Hubler, Michael Karapetian, David Levinson, Mark Joseph Rychel, Dinesh Gupta, and David Ash
- CIK Number
- 0001767656
- Filed Document
- 0001767656-19-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-21 09:16:05 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-06-21 09:08:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001609310
- Filed Document
- 0001609310-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-21 09:08:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-21 09:05:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Ascent Capital Advisors Limited
- CIK Number
- 0001780213
- Filed Document
- 0000950103-19-008241
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-21 09:05:25 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-06-21 08:59:08 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001780022
- Filed Document
- 0001014108-19-000098
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-21 08:59:08 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-06-21 08:39:05 UTC |
- Amount To Be Raised
- $1,923,915
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001778959
- Filed Document
- 0001778959-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-06-21 08:39:05 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|