Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Rockefeller Ocean Fund, L.P. See All Filings	D/A	2017-06-02 10:41:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545254 Filed Document 0000945621-17-000255 Exclusions or Exemptions 506b Accepted Date 2017-06-02 10:41:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3526 West Vickery Partners, LLC See All Filings	D	2017-06-02 10:41:37 UTC
Amount To Be Raised $660,000 Associated Brokers / Dealers N/A CIK Number 0001706395 Filed Document 0001654954-17-005297 Exclusions or Exemptions 506b Accepted Date 2017-06-02 10:41:37 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Vontobel International Equity Fund See All Filings	D/A	2017-06-02 10:41:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546663 Filed Document 0001546663-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-02 10:41:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SG BLOCKS, INC. See All Filings	D	2017-06-02 10:40:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001023994 Filed Document 0001213900-17-006094 Exclusions or Exemptions 506b Accepted Date 2017-06-02 10:40:54 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
OCA BREDS III LLC See All Filings	D/A	2017-06-02 10:40:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675439 Filed Document 0001675439-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-02 10:40:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Anchor Bolt Fund, LP See All Filings	D/A	2017-06-02 10:39:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548141 Filed Document 0000919574-17-004660 Exclusions or Exemptions 506b Accepted Date 2017-06-02 10:39:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Vontobel Global Emerging Markets Fund See All Filings	D/A	2017-06-02 10:35:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546664 Filed Document 0001546664-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-02 10:35:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Internet of Value Fund I LLC See All Filings	D	2017-06-02 10:33:31 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001708215 Filed Document 0001708215-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-02 10:33:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Strategos Deep Value Fund LP See All Filings	D/A	2017-06-02 10:30:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528654 Filed Document 0000945621-17-000254 Exclusions or Exemptions 506b Accepted Date 2017-06-02 10:30:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vontobel India Fund See All Filings	D/A	2017-06-02 10:28:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573880 Filed Document 0001573880-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-02 10:28:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Verge Inc. See All Filings	D	2017-06-02 10:25:12 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001708191 Filed Document 0001708191-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-02 10:25:12 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
ABRAMS BISON PARTNERS, LP See All Filings	D/A	2017-06-02 10:19:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001317587 Filed Document 0000919574-17-004658 Exclusions or Exemptions 506b Accepted Date 2017-06-02 10:19:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ShawSpring Partners Fund, L.P. See All Filings	D/A	2017-06-02 10:17:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613882 Filed Document 0001613882-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-02 10:17:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prudential Insurance Co of America Variable Contract Account GI-100 See All Filings	D/A	2017-06-02 10:16:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various agents CIK Number 0001511704 Filed Document 0001209191-17-037008 Exclusions or Exemptions 506b Accepted Date 2017-06-02 10:16:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prudential Insurance Co.of America VCA-GI-200 See All Filings	D/A	2017-06-02 10:15:36 UTC
Amount To Be Raised $0 Associated Brokers / Dealers Various agents CIK Number 0001638427 Filed Document 0001209191-17-037007 Exclusions or Exemptions 506b Accepted Date 2017-06-02 10:15:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invesco Venture Alpha Feeder Fund, L.P. See All Filings	D	2017-06-02 10:13:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001708238 Filed Document 0000897069-17-000353 Exclusions or Exemptions 506b Accepted Date 2017-06-02 10:13:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
January Therapeutics, Inc. See All Filings	D	2017-06-02 10:07:35 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001708145 Filed Document 0001708145-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-02 10:07:35 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GAM Unconstrained Bond Fund See All Filings	D/A	2017-06-02 10:05:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484496 Filed Document 0001484496-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-02 10:05:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stelliam Long Fund LP See All Filings	D/A	2017-06-02 10:00:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551404 Filed Document 0001315863-17-000477 Exclusions or Exemptions 506b Accepted Date 2017-06-02 10:00:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GAM Global Rates Hedge Fund (US Domicile), a series of GAM Absolute Return Strategies, LLC See All Filings	D/A	2017-06-02 09:58:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484560 Filed Document 0001484560-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-02 09:58:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GAM Absolute Return Bond Fund (US Domicile), a series of GAM Absolute Return Strategies, LLC See All Filings	D/A	2017-06-02 09:53:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478104 Filed Document 0001478104-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-02 09:53:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frontline Technology Solutions, LLC See All Filings	D	2017-06-02 09:39:31 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001706197 Filed Document 0001706197-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-02 09:39:31 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Venture Global LNG, Inc. See All Filings	D	2017-06-02 09:36:35 UTC
Amount To Be Raised $81,446,736 Associated Brokers / Dealers Morgan Stanley & Co. LLC and Goldman Sachs & Co. LLC CIK Number 0001616665 Filed Document 0000950103-17-005327 Exclusions or Exemptions 506b Accepted Date 2017-06-02 09:36:35 UTC Type of Offering D Industry Oil and Gas Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
BREWERY BLOCKS 45, LLC See All Filings	D	2017-06-02 09:33:47 UTC
Amount To Be Raised $6,200,000 Associated Brokers / Dealers N/A CIK Number 0001707042 Filed Document 0001707042-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-02 09:33:47 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
GAM FCM Cat Bond Inc. See All Filings	D/A	2017-06-02 09:30:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570016 Filed Document 0001570016-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-02 09:30:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alternative Premia Inc. See All Filings	D/A	2017-06-02 09:25:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GAM Services Inc. CIK Number 0001588052 Filed Document 0001588052-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-02 09:25:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
SingleOps, LLC See All Filings	D	2017-06-02 09:22:37 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001707409 Filed Document 0001707409-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-02 09:22:37 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PAM GLOBAL DIVERSIFIED FUND LLC See All Filings	D/A	2017-06-02 09:12:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UHLMANN PRICE SECURITIES, LLC, Wells Fargo Advisors, LLC, and Stephens, Inc. CIK Number 0001453364 Filed Document 0001453364-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-02 09:12:52 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Tournus Capital Partners, L.P. See All Filings	D	2017-06-02 09:07:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704707 Filed Document 0001704707-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-02 09:07:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Onex Credit Lending Partners I LP See All Filings	D	2017-06-02 08:51:36 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001707973 Filed Document 0001708241-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-02 08:51:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zebra Capital Partners, L.P. See All Filings	D/A	2017-06-02 08:27:49 UTC
Amount To Be Raised $611,100,000 Associated Brokers / Dealers N/A CIK Number 0001689090 Filed Document 0001689090-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-02 08:27:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riv Data Corp. See All Filings	D	2017-06-01 21:58:29 UTC
Amount To Be Raised $6,696,275 Associated Brokers / Dealers N/A CIK Number 0001700433 Filed Document 0001700433-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-01 21:58:29 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Altimeter Growth Partners Fund III, L.P. See All Filings	D	2017-06-01 21:49:22 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers GCA Advisors, LLC CIK Number 0001708013 Filed Document 0001708013-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-01 21:49:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
E&M Holdings, LLC See All Filings	D/A	2017-06-01 21:27:49 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001677882 Filed Document 0001128732-17-000016 Exclusions or Exemptions 506b Accepted Date 2017-06-01 21:27:49 UTC Type of Offering D/A Industry Restaurants Principal Place of Business IDAHO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
S&R Real Estate Fund VIII, LP See All Filings	D	2017-06-01 21:20:16 UTC
Amount To Be Raised $20,200,000 Associated Brokers / Dealers N/A CIK Number 0001685369 Filed Document 0001685369-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-01 21:20:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
S&R Real Estate Fund VII, LP See All Filings	D	2017-06-01 21:17:13 UTC
Amount To Be Raised $8,080,000 Associated Brokers / Dealers N/A CIK Number 0001685358 Filed Document 0001685358-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-01 21:17:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Jetoptera, Inc. See All Filings	D	2017-06-01 21:12:03 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001708246 Filed Document 0000927087-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-06-01 21:12:03 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Expansion Therapeutics, Inc. See All Filings	D/A	2017-06-01 20:24:23 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001691275 Filed Document 0001691275-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-01 20:24:23 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
BioMethod LLC See All Filings	D	2017-06-01 20:13:19 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001708149 Filed Document 0001708149-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-01 20:13:19 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FASETTO, LLC See All Filings	D	2017-06-01 19:59:35 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001692377 Filed Document 0001692377-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-01 19:59:35 UTC Type of Offering D Industry Other Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Faster Faster, Inc. See All Filings	D	2017-06-01 19:44:21 UTC
Amount To Be Raised $26,136,100 Associated Brokers / Dealers N/A CIK Number 0001620298 Filed Document 0001620298-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-01 19:44:21 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Triada Asia Credit Opportunities Master Fund See All Filings	D/A	2017-06-01 19:04:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708174 Filed Document 0001708174-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-01 19:04:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Series U - Middle Market Direct Lending 2017, a Series of Green Square Private Investment Partners, LLC See All Filings	D	2017-06-01 19:03:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707751 Filed Document 0001707751-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-01 19:03:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Pinemont Capital, LP See All Filings	D/A	2017-06-01 18:43:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599846 Filed Document 0001599846-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-01 18:43:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Power Component Holdings HG LLC See All Filings	D	2017-06-01 18:43:07 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001708143 Filed Document 0001708143-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-01 18:43:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FSV Opportunity Fund II LP See All Filings	D	2017-06-01 18:41:49 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001689008 Filed Document 0001144204-17-030696 Exclusions or Exemptions 506b Accepted Date 2017-06-01 18:41:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RS Pref Projects, LLC, Series H See All Filings	D	2017-06-01 18:40:11 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001708234 Filed Document 0001708234-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-01 18:40:11 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
W2 Beauty, Inc. See All Filings	D	2017-06-01 18:32:31 UTC
Amount To Be Raised $862,500 Associated Brokers / Dealers N/A CIK Number 0001699038 Filed Document 0001699038-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-01 18:32:31 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Velocitos, Inc. See All Filings	D/A	2017-06-01 18:31:48 UTC
Amount To Be Raised $2,550 Associated Brokers / Dealers N/A CIK Number 0001702625 Filed Document 0001702625-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-01 18:31:48 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Private Equity Global Select Fund VII (U.S.), L.P. See All Filings	D/A	2017-06-01 18:27:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, and None CIK Number 0001702049 Filed Document 0001702049-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-06-01 18:27:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund