Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Pidyon Controls Inc. See All Filings	D	2019-06-24 11:17:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780393 Filed Document 0001477932-19-003671 Exclusions or Exemptions 506c Accepted Date 2019-06-24 11:17:43 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
GMI-BDS, LP See All Filings	D/A	2019-06-24 11:11:24 UTC
Amount To Be Raised $23,630,272 Associated Brokers / Dealers Bobby K Cowand, Ty Bauer, Richard Goodwin, Charles Huffington, Kenneth Harter, Michael Ihrie, Marc Seeherman, Azam Jaber, Leslie Calhoun, Troy Sutton, Curtis J Jones, Torry Scott, Rodger Sprouse, Eliot Rosenberg, Kathy Scanlon, Javier Larrea, Todd Gottel, Taher Gilani, Jennifer Lander, Zach Carey, Christopher Fess, Paul Nicolini, Stephen Sumner, George Hjorth, Charles Lanza, Neal Scott, Jill Goldman, and Lisa Allen CIK Number 0001765835 Filed Document 0001765835-19-000012 Exclusions or Exemptions 506b Accepted Date 2019-06-24 11:11:24 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Canncure Investments Inc. See All Filings	D	2019-06-24 11:10:37 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001778297 Filed Document 0001062993-19-002712 Exclusions or Exemptions 506b Accepted Date 2019-06-24 11:10:37 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Type A Brands Inc. See All Filings	D	2019-06-24 11:08:01 UTC
Amount To Be Raised $2,050,000 Associated Brokers / Dealers N/A CIK Number 0001780314 Filed Document 0001780314-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-24 11:08:01 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
OurCrowd (Investment in Nanomed) L.P. See All Filings	D	2019-06-24 10:53:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780508 Filed Document 0001780508-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-24 10:53:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Vascular Perfusion Solutions, Inc. See All Filings	D	2019-06-24 10:43:48 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001779735 Filed Document 0001779735-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-24 10:43:48 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Muve - Warminster, LLC See All Filings	D	2019-06-24 10:40:08 UTC
Amount To Be Raised $222,352 Associated Brokers / Dealers N/A CIK Number 0001780225 Filed Document 0001780225-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-24 10:40:08 UTC Type of Offering D Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
Knopp Biosciences LLC See All Filings	D/A	2019-06-24 10:39:31 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001497598 Filed Document 0000898432-19-000923 Exclusions or Exemptions 506b Accepted Date 2019-06-24 10:39:31 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in FCG) L.P. See All Filings	D	2019-06-24 10:37:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780509 Filed Document 0001780509-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-24 10:37:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Alpine Media Technology, LLC See All Filings	D	2019-06-24 10:31:29 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001711348 Filed Document 0001711348-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-24 10:31:29 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Drone Racing League, Inc. See All Filings	D	2019-06-24 10:28:04 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001652001 Filed Document 0001652001-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-24 10:28:04 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Monarch Funding III, LLC See All Filings	D	2019-06-24 10:21:41 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001780108 Filed Document 0001780108-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-24 10:21:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
CommLife Ventures, LLC See All Filings	D	2019-06-24 10:13:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744908 Filed Document 0001213900-19-011299 Exclusions or Exemptions 506b Accepted Date 2019-06-24 10:13:10 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AF 2019 NPL A LLC See All Filings	1-A/A	2019-06-24 10:07:45 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001756950 Filed Document 0001213900-19-011297 Accepted Date 2019-06-24 10:07:45 UTC Type of Offering 1-A/A Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
AXIAL BIOTHERAPEUTICS, INC. See All Filings	D	2019-06-24 10:06:14 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001691625 Filed Document 0001691625-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-24 10:06:14 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ExpressCells, Inc. See All Filings	D	2019-06-24 09:43:20 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001780502 Filed Document 0001780502-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-24 09:43:20 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
FIRST FINANCIAL BANCORP /OH/ See All Filings	D	2019-06-24 09:37:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000708955 Filed Document 0000708955-19-000046 Exclusions or Exemptions 506b Accepted Date 2019-06-24 09:37:55 UTC Type of Offering D Industry Commercial Banking Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Whitecloud Technologies, LLC See All Filings	D/A	2019-06-24 09:24:26 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001765777 Filed Document 0001765777-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-06-24 09:24:26 UTC Type of Offering D/A Industry Other Technology Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
PunchFlix INC See All Filings	1-A	2019-06-24 08:29:40 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001755037 Filed Document 0000806171-19-000042 Accepted Date 2019-06-24 08:29:40 UTC Type of Offering 1-A Industry SERVICES-ALLIED TO MOTION PICTURE PRODUCTION Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security E
Sand Grove Opportunities Fund LP See All Filings	D/A	2019-06-24 08:23:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746121 Filed Document 0001677749-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-24 08:23:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sand Grove Opportunities Fund Ltd See All Filings	D/A	2019-06-24 08:18:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677749 Filed Document 0001677749-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-24 08:18:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AEW Value Investors U.S., L.P. See All Filings	D/A	2019-06-24 08:02:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710269 Filed Document 0001710269-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-24 08:02:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Leaf Relief Holdings LLC See All Filings	D	2019-06-21 21:27:47 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001776946 Filed Document 0001776946-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 21:27:47 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
HERBL, INC. See All Filings	D	2019-06-21 20:58:16 UTC
Amount To Be Raised $30,600,000 Associated Brokers / Dealers N/A CIK Number 0001778429 Filed Document 0001778429-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-21 20:58:16 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Driftwood Golf Club Development, Inc. See All Filings	D	2019-06-21 20:45:24 UTC
Amount To Be Raised $3,950,000 Associated Brokers / Dealers N/A CIK Number 0001761586 Filed Document 0001761586-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-21 20:45:24 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
FR Financial Holdings LLC See All Filings	D	2019-06-21 20:41:42 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers None CIK Number 0001780299 Filed Document 0001477932-19-003663 Exclusions or Exemptions 506c Accepted Date 2019-06-21 20:41:42 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
SR GLDN SPV I, LLC See All Filings	D	2019-06-21 20:40:02 UTC
Amount To Be Raised $324,500 Associated Brokers / Dealers N/A CIK Number 0001780364 Filed Document 0001780364-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 20:40:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ten Oaks Friar Series B Investors, LLC See All Filings	D	2019-06-21 20:36:44 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001780411 Filed Document 0001780372-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-21 20:36:44 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Double Anchor Investors, LLC See All Filings	D	2019-06-21 20:29:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780456 Filed Document 0001780456-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 20:29:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Eco Digital Holdings, LLC See All Filings	D	2019-06-21 20:25:34 UTC
Amount To Be Raised $2,000,557 Associated Brokers / Dealers N/A CIK Number 0001780372 Filed Document 0001780372-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 20:25:34 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Orion AeroSpace See All Filings	D	2019-06-21 20:19:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751818 Filed Document 0001751818-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 20:19:42 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RCV Frontline Holdings, LLC See All Filings	D	2019-06-21 20:07:01 UTC
Amount To Be Raised $1,550,000 Associated Brokers / Dealers N/A CIK Number 0001775675 Filed Document 0001775675-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 20:07:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pretium Single-Family Rental Fund III F.1, LP See All Filings	D	2019-06-21 19:21:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Long Neck Services LLC CIK Number 0001779173 Filed Document 0001779173-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 19:21:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Triumph Gold Corp. See All Filings	D	2019-06-21 19:16:59 UTC
Amount To Be Raised $26,116 Associated Brokers / Dealers Fieldhouse Capital Management Inc. and Haywood Securities Inc. CIK Number 0001387473 Filed Document 0001387473-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-21 19:16:59 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
LIFOGRAPH, INC. See All Filings	C	2019-06-21 19:13:03 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001776308 Filed Document 0001670254-19-000397 Accepted Date 2019-06-21 19:13:03 UTC Type of Offering C Security Offered Amount 100,000 Security Offered Type Other State CALIFORNIA
OT BioAg Fund III, LLC See All Filings	D/A	2019-06-21 18:55:31 UTC
Amount To Be Raised $14,112,743 Associated Brokers / Dealers N/A CIK Number 0001746913 Filed Document 0001724989-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-21 18:55:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pet Screening, Inc. See All Filings	D	2019-06-21 18:50:31 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001780121 Filed Document 0001780121-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 18:50:31 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
NewAm Health, LLC See All Filings	D	2019-06-21 18:33:36 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001710799 Filed Document 0001710799-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 18:33:36 UTC Type of Offering D Industry Health Insurance Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Lumia Capital Fund II Cayman, L.P. See All Filings	D	2019-06-21 18:33:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001779871 Filed Document 0001779873-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-21 18:33:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DISHCRAFT ROBOTICS, INC. See All Filings	D	2019-06-21 18:30:55 UTC
Amount To Be Raised $20,351,530 Associated Brokers / Dealers N/A CIK Number 0001706252 Filed Document 0001706252-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 18:30:55 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OT Microbiome Fund II, LLC See All Filings	D/A	2019-06-21 18:29:24 UTC
Amount To Be Raised $3,261,690 Associated Brokers / Dealers N/A CIK Number 0001724989 Filed Document 0001724989-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 18:29:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AUXXIT, INC. See All Filings	D	2019-06-21 18:28:15 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001745429 Filed Document 0001065949-19-000103 Exclusions or Exemptions 506b Accepted Date 2019-06-21 18:28:15 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MG-10 Federal-2 LLC See All Filings	D	2019-06-21 18:14:38 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001780436 Filed Document 0001780436-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-21 18:14:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lumia Capital Fund II, L.P. See All Filings	D	2019-06-21 18:09:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001779873 Filed Document 0001779873-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 18:09:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SLF FIXED INCOME FUND I, LLC See All Filings	D/A	2019-06-21 18:04:53 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001743869 Filed Document 0001743869-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-21 18:04:53 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business KANSAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
GENUINE FOOD LAB, LLC See All Filings	D	2019-06-21 17:53:41 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001780325 Filed Document 0001780325-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 17:53:41 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Salumi Artisan Cured Meats, LLC See All Filings	D	2019-06-21 17:36:21 UTC
Amount To Be Raised $1,711,125 Associated Brokers / Dealers N/A CIK Number 0001756544 Filed Document 0001756544-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 17:36:21 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
A&M Capital Partners II, LP See All Filings	D/A	2019-06-21 17:34:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated CIK Number 0001734361 Filed Document 0001734361-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 17:34:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DANDREW PARTNERS ENCORE VENTURES LLC See All Filings	D	2019-06-21 17:27:49 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001776398 Filed Document 0001776398-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-21 17:27:49 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Insigna, Inc. See All Filings	D	2019-06-21 17:24:14 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers AllVest Co. Ltd. (AVL) CIK Number 0001780356 Filed Document 0001780356-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 17:24:14 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity