Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Freenome Holdings, Inc. See All Filings	D	2017-06-07 13:14:45 UTC
Amount To Be Raised $69,999,975 Associated Brokers / Dealers N/A CIK Number 0001676446 Filed Document 0001676446-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-07 13:14:45 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OSP Value Fund II, LP See All Filings	D/A	2017-06-07 13:08:58 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001706172 Filed Document 0001144204-17-031462 Exclusions or Exemptions 506b Accepted Date 2017-06-07 13:08:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
4101 Laclede, LLC See All Filings	D	2017-06-07 13:05:42 UTC
Amount To Be Raised $3,467,431 Associated Brokers / Dealers N/A CIK Number 0001708562 Filed Document 0001708562-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-07 13:05:42 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
Aloha Brands, LLC See All Filings	D	2017-06-07 12:40:23 UTC
Amount To Be Raised $3,760,000 Associated Brokers / Dealers N/A CIK Number 0001629810 Filed Document 0001629810-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-07 12:40:23 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Highland Partners NV LLC See All Filings	D	2017-06-07 12:38:54 UTC
Amount To Be Raised $9,669,983 Associated Brokers / Dealers McDonald Partners, LLC CIK Number 0001708294 Filed Document 0001144204-17-031439 Exclusions or Exemptions 506b Accepted Date 2017-06-07 12:38:54 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Tetragon Credit Income II L.P. See All Filings	D/A	2017-06-07 12:27:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated, Merrill Lynch International, Blue Sand Securities LLC, ISP Securities AG, and GreensLedge Capital Markets, LLC CIK Number 0001657496 Filed Document 0001140361-17-024288 Exclusions or Exemptions 506b Accepted Date 2017-06-07 12:27:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
InterVene, Inc. See All Filings	D	2017-06-07 12:23:39 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001637074 Filed Document 0001209191-17-038259 Exclusions or Exemptions 506b Accepted Date 2017-06-07 12:23:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Stasys Medical Corp. See All Filings	D	2017-06-07 12:09:51 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001632952 Filed Document 0001632952-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-07 12:09:51 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Opaleye, L.P. See All Filings	D/A	2017-06-07 12:09:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001391634 Filed Document 0001144204-17-031430 Exclusions or Exemptions 506b Accepted Date 2017-06-07 12:09:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Secret Spice LLC See All Filings	D	2017-06-07 12:06:47 UTC
Amount To Be Raised $209,000 Associated Brokers / Dealers N/A CIK Number 0001708614 Filed Document 0001708612-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-07 12:06:47 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Uprise Brewing Company, LLC See All Filings	D	2017-06-07 12:03:14 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001708012 Filed Document 0001708012-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-07 12:03:14 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Indoctrination LLC See All Filings	D	2017-06-07 12:02:49 UTC
Amount To Be Raised $224,900 Associated Brokers / Dealers N/A CIK Number 0001708612 Filed Document 0001708612-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-07 12:02:49 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Blume Honey Water LLC See All Filings	D/A	2017-06-07 11:54:18 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001645727 Filed Document 0001645727-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-07 11:54:18 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
OLD FARM PARTNERS OFFSHORE FUND LTD. See All Filings	D/A	2017-06-07 11:49:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676936 Filed Document 0001676936-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-07 11:49:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neuberger Berman Emerging Market Debt Fund LLC See All Filings	D/A	2017-06-07 11:43:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607545 Filed Document 0001625257-17-000075 Exclusions or Exemptions 506b Accepted Date 2017-06-07 11:43:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIG Holdings, LLC See All Filings	D	2017-06-07 11:30:44 UTC
Amount To Be Raised $1,135,000 Associated Brokers / Dealers N/A CIK Number 0001479577 Filed Document 0001479577-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-07 11:30:44 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
STONE HARBOR GLOBAL FUNDS PLC - STONE HARBOR EMERGING MARKETS DEBT BLEND PORTFOLIO See All Filings	D/A	2017-06-07 11:26:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524430 Filed Document 0001524430-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-07 11:26:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arbiter Special Opportunities Fund I, LP See All Filings	D/A	2017-06-07 11:23:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551682 Filed Document 0000947871-17-000440 Exclusions or Exemptions 506b Accepted Date 2017-06-07 11:23:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ViZn Energy Systems, Inc See All Filings	D/A	2017-06-07 11:08:33 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001493704 Filed Document 0001493704-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-06-07 11:08:33 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Debt
OLD FARM PARTNERS MASTER FUND LP See All Filings	D/A	2017-06-07 11:08:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676572 Filed Document 0001676572-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-07 11:08:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alatus Inflection Long Only Fund Ltd See All Filings	D	2017-06-07 11:03:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708372 Filed Document 0000919574-17-004726 Exclusions or Exemptions 506b Accepted Date 2017-06-07 11:03:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MCF Co-Investment GP LP See All Filings	D	2017-06-07 10:55:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538585 Filed Document 0001538585-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-07 10:55:41 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
128 Technology, Inc. See All Filings	D	2017-06-07 10:43:19 UTC
Amount To Be Raised $21,499,997 Associated Brokers / Dealers N/A CIK Number 0001627997 Filed Document 0001140361-17-024271 Exclusions or Exemptions 506b Accepted Date 2017-06-07 10:43:19 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Boston Common International Sustainable Climate Fund, LLC See All Filings	D	2017-06-07 10:40:28 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001608384 Filed Document 0001608384-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-07 10:40:28 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Salient MLP Fund, L.P. See All Filings	D/A	2017-06-07 10:38:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Phillip M. Plant, N/A, N/A, Luke Powell, N/A, and N/A CIK Number 0001415987 Filed Document 0001415987-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-07 10:38:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Stirred, Inc. See All Filings	D	2017-06-07 10:17:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001708565 Filed Document 0001708565-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-07 10:17:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Fisher Investments Institutional Group Small Cap Value Fund See All Filings	D	2017-06-07 10:13:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001609845 Filed Document 0001609845-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-07 10:13:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Geekdom Fund II, LP See All Filings	D/A	2017-06-07 10:07:31 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001672114 Filed Document 0001672114-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-07 10:07:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ArthroMeda, Inc. See All Filings	D	2017-06-07 09:46:55 UTC
Amount To Be Raised $1,499,994 Associated Brokers / Dealers N/A CIK Number 0001566819 Filed Document 0001566819-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-07 09:46:55 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GTV GLOBOKASNET LLC See All Filings	D	2017-06-07 09:44:05 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001496780 Filed Document 0001496780-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-06-07 09:44:05 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Aspect Institutional Diversified Fund See All Filings	D/A	2017-06-07 09:43:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners LLC, Raymond James & Associates, Inc., and Raymond James Financial Services, Inc. CIK Number 0001605251 Filed Document 0001315863-17-000483 Exclusions or Exemptions 506b Accepted Date 2017-06-07 09:43:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viceroy Capital Healthcare Ltd. See All Filings	D/A	2017-06-07 09:41:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644191 Filed Document 0001315863-17-000482 Exclusions or Exemptions 506b Accepted Date 2017-06-07 09:41:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Summit Point Capital Partners LP See All Filings	D	2017-06-07 09:28:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708654 Filed Document 0001708654-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-07 09:28:06 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Quad Multi-Strategy Fund LP See All Filings	D/A	2017-06-07 09:27:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672640 Filed Document 0000902664-17-002566 Exclusions or Exemptions 506b Accepted Date 2017-06-07 09:27:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
777 Partners, LP See All Filings	D	2017-06-07 09:20:45 UTC
Amount To Be Raised $2,885,000 Associated Brokers / Dealers N/A CIK Number 0001708724 Filed Document 0001708724-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-07 09:20:45 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
VIP III Feeder LP See All Filings	D	2017-06-07 09:12:11 UTC
Amount To Be Raised $2,218,000,000 Associated Brokers / Dealers Monument Group, Inc. and Park Hill Group LLC CIK Number 0001708439 Filed Document 0001708438-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-07 09:12:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
VIP III LP See All Filings	D	2017-06-07 09:08:46 UTC
Amount To Be Raised $2,218,000,000 Associated Brokers / Dealers Monument Group, Inc. and Park Hill Group LLC CIK Number 0001708438 Filed Document 0001708438-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-07 09:08:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
JAGUSA Holdings, LLC See All Filings	D	2017-06-06 19:26:46 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001708648 Filed Document 0001127855-17-000159 Exclusions or Exemptions 506b Accepted Date 2017-06-06 19:26:46 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Bain Capital Public Equity Global Industrials Fund, L.P. See All Filings	D	2017-06-06 18:40:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bain Capital Distributors, LLC CIK Number 0001708515 Filed Document 0001708515-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-06 18:40:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Instylla, Inc. See All Filings	D	2017-06-06 18:22:31 UTC
Amount To Be Raised $8,075,000 Associated Brokers / Dealers N/A CIK Number 0001708696 Filed Document 0001708601-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-06 18:22:31 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PONOI CAPITAL, LP See All Filings	D	2017-06-06 18:02:46 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001707230 Filed Document 0001707230-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-06 18:02:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pure Power Financial II, LLC See All Filings	D	2017-06-06 18:02:21 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Tim Meyer, Al Smith, and St. John Capital Group, LLC CIK Number 0001708350 Filed Document 0001708049-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-06 18:02:21 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
3DBiopsy, Inc. See All Filings	D	2017-06-06 18:01:06 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001677661 Filed Document 0001677661-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-06 18:01:06 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Tusaar Corp. See All Filings	D	2017-06-06 17:44:20 UTC
Amount To Be Raised $806,485 Associated Brokers / Dealers N/A CIK Number 0001574375 Filed Document 0001574375-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-06 17:44:20 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Vest Financial Group, Inc. See All Filings	D	2017-06-06 17:37:02 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001708601 Filed Document 0001708601-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-06 17:37:02 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
t-lish V, LLC See All Filings	D	2017-06-06 17:31:56 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001707777 Filed Document 0001707777-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-06 17:31:56 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Junior Ninja Warriors Libertyville, LLC See All Filings	D	2017-06-06 17:29:49 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001708598 Filed Document 0001708598-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-06 17:29:49 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Destination Pet Holdings, LLC See All Filings	D	2017-06-06 17:18:52 UTC
Amount To Be Raised $12,600,000 Associated Brokers / Dealers N/A CIK Number 0001708602 Filed Document 0001140361-17-024008 Exclusions or Exemptions 506b Accepted Date 2017-06-06 17:18:52 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SOFIE BIOSCIENCES, INC. See All Filings	D	2017-06-06 17:13:43 UTC
Amount To Be Raised $16,752,250 Associated Brokers / Dealers N/A CIK Number 0001590830 Filed Document 0001382963-17-000105 Exclusions or Exemptions 506b Accepted Date 2017-06-06 17:13:43 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hampshire Millburn LLC See All Filings	D	2017-06-06 17:07:54 UTC
Amount To Be Raised $5,370,000 Associated Brokers / Dealers N/A CIK Number 0001705959 Filed Document 0001705959-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-06 17:07:54 UTC Type of Offering D Industry Commercial Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity