Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SHINE Medical Technologies, Inc. See All Filings	D	2019-06-28 16:09:16 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001514300 Filed Document 0000897069-19-000327 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:09:16 UTC Type of Offering D Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Cerberus 17 RM Fund, L.P. See All Filings	D/A	2019-06-28 16:08:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701931 Filed Document 0000905718-19-000567 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:08:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vertex Ventures US Fund II, L.P. See All Filings	D/A	2019-06-28 16:08:31 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001736514 Filed Document 0001736514-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:08:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AOZF, LP See All Filings	D	2019-06-28 16:08:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780532 Filed Document 0001780532-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:08:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cerberus Global Residential Mortgage Opportunity Fund, L.P. See All Filings	D/A	2019-06-28 16:07:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525933 Filed Document 0000905718-19-000565 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:07:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apex Farms Corp. See All Filings	1-A POS	2019-06-28 16:06:58 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001729481 Filed Document 0001445866-19-000759 Accepted Date 2019-06-28 16:06:58 UTC Type of Offering 1-A POS Industry MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT Offering Tier Tier2 Principal Place of Business UTAH Revenue or Assets $8,500 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
ATYPICAL VENTURES FUND I, L.P. See All Filings	D	2019-06-28 16:06:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781076 Filed Document 0001781076-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:06:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SLR Kathryn Investor, LLC See All Filings	D	2019-06-28 16:05:46 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001780982 Filed Document 0001780982-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:05:46 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CGRMO USTE Feeder, Ltd. See All Filings	D	2019-06-28 16:05:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001775476 Filed Document 0000905718-19-000563 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:05:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Iron Triangle Offshore Fund LTD See All Filings	D	2019-06-28 16:02:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780400 Filed Document 0000905718-19-000561 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:02:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KLS SPECIAL SITUATIONS FUND A LP See All Filings	D/A	2019-06-28 16:00:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALEX. BROWN, A DIVISION OF RAYMOND JAMES & ASSOCIATES, INC. CIK Number 0001746360 Filed Document 0001746360-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:00:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Iron Triangle Fund LP See All Filings	D	2019-06-28 16:00:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780399 Filed Document 0000905718-19-000559 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:00:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invictus Opportunity GP Coinvest, L.P.- Series B See All Filings	D/A	2019-06-28 16:00:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001749627 Filed Document 0001315863-19-000561 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:00:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Gokada Inc. See All Filings	D	2019-06-28 15:58:11 UTC
Amount To Be Raised $6,810,119 Associated Brokers / Dealers N/A CIK Number 0001735262 Filed Document 0001735262-19-000006 Exclusions or Exemptions 506c Accepted Date 2019-06-28 15:58:11 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Invictus Opportunity Offshore Feeder II, L.P. See All Filings	D/A	2019-06-28 15:54:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Optimus Capital, Alpine Capital Advisors SpA, Trump Securities, LLC, and Wavecrest Securities LLC CIK Number 0001747839 Filed Document 0001315863-19-000560 Exclusions or Exemptions 506b Accepted Date 2019-06-28 15:54:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Phoenix Fund, LLC See All Filings	D	2019-06-28 15:51:49 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001780983 Filed Document 0001780983-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-28 15:51:49 UTC Type of Offering D Industry Manufacturing Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Invictus Opportunity Fund II, L.P. See All Filings	D/A	2019-06-28 15:49:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Trump Securities, LLC, SAF Financial Securities LLC, and South 40 Capital CIK Number 0001747841 Filed Document 0001315863-19-000559 Exclusions or Exemptions 506b Accepted Date 2019-06-28 15:49:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Flat Rock Capital Corp. See All Filings	D/A	2019-06-28 15:38:43 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers N/A CIK Number 0001701724 Filed Document 0001213900-19-011753 Exclusions or Exemptions 506b Accepted Date 2019-06-28 15:38:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Golden Leaf Holdings Ltd See All Filings	D/A	2019-06-28 15:33:08 UTC
Amount To Be Raised $1,874,600 Associated Brokers / Dealers N/A CIK Number 0001709200 Filed Document 0001709200-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 15:33:08 UTC Type of Offering D/A Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
BluCollr, LLC See All Filings	C/A	2019-06-28 15:32:32 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $107,000 CIK Number 0001762188 Filed Document 0001665160-19-000737 Accepted Date 2019-06-28 15:32:32 UTC Type of Offering C/A Security Offered Amount 100 Security Offered Type Other State NEW YORK
East Side Capital, L.P. See All Filings	D/A	2019-06-28 15:30:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Keith M. Rosenbloom and Stephen H. Hamrick CIK Number 0001314688 Filed Document 0000919574-19-004342 Exclusions or Exemptions 506b Accepted Date 2019-06-28 15:30:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bard Micro-Cap Value Fund, L.P. See All Filings	D	2019-06-28 15:29:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719078 Filed Document 0001719078-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-28 15:29:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Montauk TriGuard Fund VIII LP See All Filings	D	2019-06-28 15:28:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001779636 Filed Document 0001779636-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 15:28:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FANview Sports Inc. See All Filings	C	2019-06-28 15:24:27 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $250,000 CIK Number 0001778104 Filed Document 0001669191-19-000208 Accepted Date 2019-06-28 15:24:27 UTC Type of Offering C Security Offered Amount 27,778 Security Offered Type Common Stock State CALIFORNIA
Secured Real Estate Income Fund II, LLC See All Filings	1-A/A	2019-06-28 15:18:52 UTC
Amount To Be Raised $47,100,000 Associated Brokers / Dealers N/A CIK Number 0001678107 Filed Document 0001445866-19-000754 Accepted Date 2019-06-28 15:18:52 UTC Type of Offering 1-A/A Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business ARIZONA Revenue or Assets $308,977 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Pershing Square International, Ltd. See All Filings	D/A	2019-06-28 15:13:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities Inc. and Credit Suisse Securities (Europe) Limited CIK Number 0001324919 Filed Document 0001324919-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-06-28 15:13:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Munera Inc. See All Filings	D	2019-06-28 15:11:24 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001781091 Filed Document 0001781091-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 15:11:24 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Pershing Square, L.P. See All Filings	D/A	2019-06-28 14:59:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities Inc. CIK Number 0001313682 Filed Document 0001313682-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-06-28 14:59:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Midwest Energy Emissions Corp. See All Filings	D	2019-06-28 14:49:22 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0000728385 Filed Document 0000945836-19-000012 Exclusions or Exemptions 506b Accepted Date 2019-06-28 14:49:22 UTC Type of Offering D Industry Environmental Services Principal Place of Business OHIO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Hewes Fund, LP See All Filings	D/A	2019-06-28 14:47:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710686 Filed Document 0000919574-19-004340 Exclusions or Exemptions 506b Accepted Date 2019-06-28 14:47:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
iintoo Maplewood Louisville Kentucky L.P. See All Filings	D	2019-06-28 14:39:40 UTC
Amount To Be Raised $4,740,000 Associated Brokers / Dealers Dalmore Group LLC CIK Number 0001778077 Filed Document 0001778077-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-28 14:39:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ultivue, Inc. See All Filings	D	2019-06-28 14:33:48 UTC
Amount To Be Raised $26,502,993 Associated Brokers / Dealers N/A CIK Number 0001651511 Filed Document 0001651511-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 14:33:48 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Avenue Value Credit Fund, L.P. See All Filings	D	2019-06-28 14:31:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770338 Filed Document 0000950142-19-001458 Exclusions or Exemptions 506b Accepted Date 2019-06-28 14:31:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Yellow Warbler, LP See All Filings	D/A	2019-06-28 14:29:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465946 Filed Document 0001465946-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-28 14:29:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Visionary Venture Fund II, LP See All Filings	D	2019-06-28 14:28:29 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001779114 Filed Document 0001779114-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-28 14:28:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Banneker (CORE) Investors, LLC See All Filings	D	2019-06-28 14:26:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781047 Filed Document 0000899140-19-000450 Exclusions or Exemptions 506b Accepted Date 2019-06-28 14:26:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Crakn, LLC See All Filings	D	2019-06-28 14:25:04 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001705996 Filed Document 0000892251-19-000050 Exclusions or Exemptions 506b Accepted Date 2019-06-28 14:25:04 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Fluent Forever Inc. See All Filings	D	2019-06-28 14:24:32 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001739450 Filed Document 0001739450-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-06-28 14:24:32 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Mac Ventures Fund I, LP See All Filings	D	2019-06-28 14:23:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780912 Filed Document 0001780912-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 14:23:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kennedy Wilson Real Estate Fund VI, LP See All Filings	D/A	2019-06-28 14:23:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710800 Filed Document 0001730720-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-28 14:23:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pulse Evolution Group, Inc. See All Filings	D	2019-06-28 14:22:39 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers None CIK Number 0001484769 Filed Document 0001493152-19-009871 Exclusions or Exemptions 506b Accepted Date 2019-06-28 14:22:39 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Willet Fund, L.P. See All Filings	D/A	2019-06-28 14:17:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001372259 Filed Document 0001372259-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-28 14:17:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kennedy Wilson Real Estate Fund VI - Parallel Q, LP See All Filings	D/A	2019-06-28 14:16:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730720 Filed Document 0001730720-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-28 14:16:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Boku International Inc See All Filings	C/A	2019-06-28 14:13:41 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001755391 Filed Document 0001665160-19-000736 Accepted Date 2019-06-28 14:13:41 UTC Type of Offering C/A Security Offered Amount 20,000 Security Offered Type Common Stock State CALIFORNIA
Sandpiper Fund, L.P. See All Filings	D/A	2019-06-28 14:01:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470429 Filed Document 0001470429-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-28 14:01:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fir Tree Special Opportunities Fund X (JP) (Cayman), LP See All Filings	D/A	2019-06-28 13:51:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746471 Filed Document 0001315863-19-000558 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:51:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Special Opportunities Fund X (JP), LP See All Filings	D/A	2019-06-28 13:50:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746467 Filed Document 0001315863-19-000557 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:50:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Special Opportunities Fund VIII (PR) (Cayman), L.P. See All Filings	D/A	2019-06-28 13:49:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738215 Filed Document 0001315863-19-000556 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:49:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GiveXist, Inc. See All Filings	C/A	2019-06-28 13:48:57 UTC
Financial Interest The issuer will not owe a cash commission, or any other direct or indirect interest in the issuer, to the intermediary at the conclusion of the offering. Filing Platform MicroVenture Marketplace, Inc. Offering Amount $107,000 CIK Number 0001774156 Filed Document 0001774156-19-000007 Accepted Date 2019-06-28 13:48:57 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State NEW JERSEY
Fir Tree Special Opportunities Fund VIII (PR), L.P. See All Filings	D/A	2019-06-28 13:47:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738214 Filed Document 0001315863-19-000555 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:47:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity