Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BROWN ADVISORY ALTERNATIVE STRATEGIES, L.P. See All Filings	D/A	2017-06-16 17:03:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas W. Keesee and Stephen Burke CIK Number 0001354401 Filed Document 0001677149-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-16 17:03:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Synthio, Inc. See All Filings	D	2017-06-16 16:59:45 UTC
Amount To Be Raised $8,499,999 Associated Brokers / Dealers N/A CIK Number 0001551635 Filed Document 0001551635-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-16 16:59:45 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Imvax, Inc. See All Filings	D	2017-06-16 16:57:09 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001708970 Filed Document 0001708970-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-16 16:57:09 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ULTRACAST, LLC See All Filings	D/A	2017-06-16 16:54:17 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers None CIK Number 0001697050 Filed Document 0001140361-17-025368 Exclusions or Exemptions 506b Accepted Date 2017-06-16 16:54:17 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
RingIT, Inc. See All Filings	D/A	2017-06-16 16:53:36 UTC
Amount To Be Raised $5,100,000 Associated Brokers / Dealers N/A CIK Number 0001565676 Filed Document 0001565676-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-16 16:53:36 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
4240 S FIG Street, LLC See All Filings	D	2017-06-16 16:51:48 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001709482 Filed Document 0001709482-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-16 16:51:48 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Aspect Ventures II, L.P. See All Filings	D	2017-06-16 16:50:49 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers N/A CIK Number 0001709305 Filed Document 0001709305-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-16 16:50:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strong Rock Energy I, LLC See All Filings	D	2017-06-16 16:46:47 UTC
Amount To Be Raised $6,200,000 Associated Brokers / Dealers N/A CIK Number 0001709172 Filed Document 0001709172-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-16 16:46:47 UTC Type of Offering D Industry Oil and Gas Principal Place of Business MISSISSIPPI Revenue or Assets $No Revenues Type of Security Equity
CI (Pivot) Co-Investment Partners, L.P. See All Filings	D/A	2017-06-16 16:41:25 UTC
Amount To Be Raised $33,300,000 Associated Brokers / Dealers N/A CIK Number 0001699013 Filed Document 0001692913-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-16 16:41:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Plakous Therapeutics, Inc. See All Filings	D	2017-06-16 16:36:34 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001709440 Filed Document 0001709440-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-16 16:36:34 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
New Horizon Opportunities Fund See All Filings	D/A	2017-06-16 16:32:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645486 Filed Document 0000905718-17-000612 Exclusions or Exemptions 506b Accepted Date 2017-06-16 16:32:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hinge Health, Inc. See All Filings	D	2017-06-16 16:29:45 UTC
Amount To Be Raised $500,001 Associated Brokers / Dealers N/A CIK Number 0001673743 Filed Document 0001673743-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-16 16:29:45 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MID-AMERICA ANGELS INVESTMENTS LLC See All Filings	D/A	2017-06-16 16:28:27 UTC
Amount To Be Raised $536,160 Associated Brokers / Dealers N/A CIK Number 0001383457 Filed Document 0001383457-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-06-16 16:28:27 UTC Type of Offering D/A Industry Investing Principal Place of Business KANSAS Revenue or Assets $Not Applicable Type of Security Equity
Mayfield Holdings, LLC See All Filings	D/A	2017-06-16 16:25:20 UTC
Amount To Be Raised $6,680,000 Associated Brokers / Dealers N/A CIK Number 0001678654 Filed Document 0001678654-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-16 16:25:20 UTC Type of Offering D/A Industry Agriculture Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Aqua Terra Investors, L.P. See All Filings	D	2017-06-16 16:22:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622730 Filed Document 0000945621-17-000266 Exclusions or Exemptions 506b Accepted Date 2017-06-16 16:22:11 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GTIS US Property Income Partners S.C.S. See All Filings	D	2017-06-16 16:21:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709453 Filed Document 0000947871-17-000467 Exclusions or Exemptions 506b Accepted Date 2017-06-16 16:21:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Glance Networks, Inc. See All Filings	D	2017-06-16 16:18:51 UTC
Amount To Be Raised $6,999,998 Associated Brokers / Dealers Shasta Partners, LLC CIK Number 0001708843 Filed Document 0001708843-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-16 16:18:51 UTC Type of Offering D Industry Computers Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
New Horizon Opportunities Fund, LLC See All Filings	D/A	2017-06-16 16:18:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645375 Filed Document 0000905718-17-000610 Exclusions or Exemptions 506b Accepted Date 2017-06-16 16:18:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ambiq Micro, Inc. See All Filings	D	2017-06-16 16:11:17 UTC
Amount To Be Raised $35,560,592 Associated Brokers / Dealers N/A CIK Number 0001500412 Filed Document 0001500412-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-16 16:11:17 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ayablu Inc See All Filings	D	2017-06-16 16:10:59 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001517837 Filed Document 0001517837-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-16 16:10:59 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
MID-AMERICA ANGELS INVESTMENTS LLC See All Filings	D	2017-06-16 16:09:33 UTC
Amount To Be Raised $359,000 Associated Brokers / Dealers N/A CIK Number 0001383457 Filed Document 0001383457-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-06-16 16:09:33 UTC Type of Offering D Industry Investing Principal Place of Business KANSAS Revenue or Assets $Not Applicable Type of Security Debt
MID-AMERICA ANGELS INVESTMENTS LLC See All Filings	D	2017-06-16 15:59:33 UTC
Amount To Be Raised $536,160 Associated Brokers / Dealers N/A CIK Number 0001383457 Filed Document 0001383457-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-06-16 15:59:33 UTC Type of Offering D Industry Investing Principal Place of Business KANSAS Revenue or Assets $Not Applicable Type of Security Debt
Endries Holdings LLC See All Filings	D	2017-06-16 15:59:16 UTC
Amount To Be Raised $99,496,233 Associated Brokers / Dealers N/A CIK Number 0001709438 Filed Document 0001709438-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-16 15:59:16 UTC Type of Offering D Industry Other Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
SynapseMX, Inc. See All Filings	D	2017-06-16 15:58:11 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001709393 Filed Document 0001709393-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-16 15:58:11 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Debt
GTIS USPIP EE FEEDER LLC See All Filings	D	2017-06-16 15:53:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709299 Filed Document 0000947871-17-000466 Exclusions or Exemptions 506b Accepted Date 2017-06-16 15:53:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
USRC Covington, LLC See All Filings	D	2017-06-16 15:37:21 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001708668 Filed Document 0001708668-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-16 15:37:21 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Grosvenor Enhanced Long/Short Equity Fund, Ltd See All Filings	D/A	2017-06-16 15:31:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley CIK Number 0001509304 Filed Document 0001566114-17-000048 Exclusions or Exemptions 506b Accepted Date 2017-06-16 15:31:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iTi Health, Inc. See All Filings	D/A	2017-06-16 15:25:54 UTC
Amount To Be Raised $2,000,142 Associated Brokers / Dealers N/A CIK Number 0001521067 Filed Document 0001521067-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-16 15:25:54 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Canute Offshore, Ltd. See All Filings	D/A	2017-06-16 15:10:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. LLC CIK Number 0001579037 Filed Document 0001709150-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-16 15:10:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Canute Onshore, LLC See All Filings	D/A	2017-06-16 15:06:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. LLC CIK Number 0001579034 Filed Document 0001709150-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-16 15:06:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whitebark Value Partners LP See All Filings	D/A	2017-06-16 15:03:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677222 Filed Document 0001672225-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-16 15:03:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grosvenor Enhanced Long/Short Equity Fund, L.P. See All Filings	D/A	2017-06-16 15:00:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505997 Filed Document 0001566114-17-000047 Exclusions or Exemptions 506b Accepted Date 2017-06-16 15:00:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jewel Bond Fund, LP See All Filings	D/A	2017-06-16 14:55:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers not applicable CIK Number 0001440284 Filed Document 0001440284-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-16 14:55:03 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Urizen Early Stage Ventures II, L.P. See All Filings	D/A	2017-06-16 14:42:11 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001707929 Filed Document 0001707929-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-16 14:42:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BayoTech, lnc. See All Filings	D/A	2017-06-16 14:41:44 UTC
Amount To Be Raised $1,629,005 Associated Brokers / Dealers N/A CIK Number 0001685346 Filed Document 0001685346-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-16 14:41:44 UTC Type of Offering D/A Industry Agriculture Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
19340 Film Circle I LLC See All Filings	D	2017-06-16 14:31:58 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001709502 Filed Document 0001709502-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-16 14:31:58 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Meta Stable Edge, L.P. See All Filings	D/A	2017-06-16 14:28:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622212 Filed Document 0001622212-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-16 14:28:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Keystone Private Market Opportunities Fund VIII, L.P. See All Filings	D/A	2017-06-16 14:27:41 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Cambridge Investment Research, Inc., Sunbelt Securities, and Crewe Capital, LLC CIK Number 0001687017 Filed Document 0001687017-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-06-16 14:27:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mint Financial Sector Fund, LP See All Filings	D/A	2017-06-16 14:24:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672225 Filed Document 0001672225-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-16 14:24:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Keystone Private Market Opportunities VIII (Q), L.P. See All Filings	D/A	2017-06-16 14:22:33 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Sunbelt Securities and Cambridge Investment Research, Inc. CIK Number 0001697045 Filed Document 0001697045-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-16 14:22:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grosvenor Enhanced Long/Short Equity Fund (TI), L.P. See All Filings	D/A	2017-06-16 14:19:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley CIK Number 0001523907 Filed Document 0001566114-17-000046 Exclusions or Exemptions 506b Accepted Date 2017-06-16 14:19:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLSEQ, LLC See All Filings	D	2017-06-16 14:18:09 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001709494 Filed Document 0001709494-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-16 14:18:09 UTC Type of Offering D Industry Other Energy Principal Place of Business ALABAMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Dream Harvest Farming Company, LLC See All Filings	D	2017-06-16 14:14:32 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001709426 Filed Document 0001709426-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-16 14:14:32 UTC Type of Offering D Industry Agriculture Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
IPM Systematic Macro Fund See All Filings	D/A	2017-06-16 14:13:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KPG Capital Partners, LLC CIK Number 0001644332 Filed Document 0001315863-17-000501 Exclusions or Exemptions 506b Accepted Date 2017-06-16 14:13:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SWEDEN Revenue or Assets Decline to Disclose Type of Security Equity
BlueLine Grid, Inc. See All Filings	D	2017-06-16 14:06:25 UTC
Amount To Be Raised $2,447,347 Associated Brokers / Dealers N/A CIK Number 0001580125 Filed Document 0001580125-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-16 14:06:25 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
OrderMark, Inc. See All Filings	D	2017-06-16 14:01:30 UTC
Amount To Be Raised $775,000 Associated Brokers / Dealers N/A CIK Number 0001709480 Filed Document 0001709480-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-16 14:01:30 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Series C CEE Long-Only, as a series of BTA US Series Platform, LLC See All Filings	D	2017-06-16 13:57:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709456 Filed Document 0001709456-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-16 13:57:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GCM Grosvenor Special Opportunities Fund, Ltd. See All Filings	D/A	2017-06-16 13:47:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619316 Filed Document 0001566114-17-000045 Exclusions or Exemptions 506b Accepted Date 2017-06-16 13:47:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TFC Tech Holdings LLC See All Filings	D/A	2017-06-16 13:44:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677339 Filed Document 0001677339-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-16 13:44:15 UTC Type of Offering D/A Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Debt
IPM Systematic Macro Fund LP See All Filings	D	2017-06-16 13:37:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709136 Filed Document 0001315863-17-000500 Exclusions or Exemptions 506b Accepted Date 2017-06-16 13:37:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SWEDEN Revenue or Assets Decline to Disclose Type of Security Equity