Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Roshi Solutions, Inc. See All Filings	D	2019-06-12 13:35:39 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001779511 Filed Document 0001779511-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-12 13:35:39 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Telesensors Inc. See All Filings	D	2019-06-12 13:30:55 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers none CIK Number 0001745991 Filed Document 0001745991-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-12 13:30:55 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Finisterre Global Opportunity Fund See All Filings	D/A	2019-06-12 13:28:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478573 Filed Document 0000919574-19-004093 Exclusions or Exemptions 506b Accepted Date 2019-06-12 13:28:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Finisterre Emerging Markets Fund See All Filings	D/A	2019-06-12 13:21:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478667 Filed Document 0000919574-19-004091 Exclusions or Exemptions 506b Accepted Date 2019-06-12 13:21:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LIT Books Inc. See All Filings	D	2019-06-12 13:17:26 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001779495 Filed Document 0001779495-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-12 13:17:26 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Circadian Zirclight, Inc. See All Filings	D	2019-06-12 13:17:07 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001681737 Filed Document 0001681737-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-12 13:17:07 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Nanotronics Imaging, Inc. See All Filings	D	2019-06-12 13:15:25 UTC
Amount To Be Raised $49,999,665 Associated Brokers / Dealers N/A CIK Number 0001595210 Filed Document 0001595210-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-12 13:15:25 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Elizabeth Park Capital Offshore Fund, Ltd. See All Filings	D/A	2019-06-12 13:14:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John R. Ahern CIK Number 0001677014 Filed Document 0001677014-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-12 13:14:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BEC1-1, LLC See All Filings	D	2019-06-12 13:10:40 UTC
Amount To Be Raised $140,000,000 Associated Brokers / Dealers N/A CIK Number 0001778695 Filed Document 0001778695-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-06-12 13:10:40 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
4310 Stout, LLC See All Filings	D	2019-06-12 13:10:18 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001775486 Filed Document 0001775486-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-12 13:10:18 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Finisterre Credit Fund See All Filings	D/A	2019-06-12 13:10:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517509 Filed Document 0000919574-19-004089 Exclusions or Exemptions 506b Accepted Date 2019-06-12 13:10:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lori Systems Corp. See All Filings	D	2019-06-12 13:06:30 UTC
Amount To Be Raised $14,999,984 Associated Brokers / Dealers N/A CIK Number 0001724556 Filed Document 0001724556-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-12 13:06:30 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
EVO Transportation & Energy Services, Inc. See All Filings	D	2019-06-12 13:05:31 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0000728447 Filed Document 0001437749-19-011854 Exclusions or Exemptions 506b Accepted Date 2019-06-12 13:05:31 UTC Type of Offering D Industry Business Services Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
UNICORN REAL ESTATE HOLDING INC See All Filings	1-A/A	2019-06-12 13:04:44 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001759020 Filed Document 0001078782-19-000507 Accepted Date 2019-06-12 13:04:44 UTC Type of Offering 1-A/A Industry SERVICES-MANAGEMENT CONSULTING SERVICES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Festive Beverages LLC See All Filings	C-W	2019-06-12 13:04:34 UTC
Financial Interest Filing Platform Offering Amount CIK Number 0001765805 Filed Document 0001665160-19-000695 Accepted Date 2019-06-12 13:04:34 UTC Type of Offering C-W Security Offered Amount N/A Security Offered Type State
Arca Digital Assets International Fund, Ltd. See All Filings	D	2019-06-12 13:04:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777495 Filed Document 0001777495-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-06-12 13:04:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QMS Financials-Only Global Macro U.S. Fund LP See All Filings	D	2019-06-12 13:02:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778710 Filed Document 0000919574-19-004087 Exclusions or Exemptions 506b Accepted Date 2019-06-12 13:02:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Sense Photonics, Inc. See All Filings	D/A	2019-06-12 12:56:37 UTC
Amount To Be Raised $26,023,770 Associated Brokers / Dealers N/A CIK Number 0001715263 Filed Document 0001715263-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-12 12:56:37 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Aristeia Select Opportunities I, L.P. See All Filings	D	2019-06-12 12:46:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669065 Filed Document 0001315863-19-000509 Exclusions or Exemptions 506b Accepted Date 2019-06-12 12:46:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Principal Real Estate Debt Fund III, LP See All Filings	D	2019-06-12 12:46:19 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers Principal Funds Distributor, Inc. CIK Number 0001777821 Filed Document 0000898432-19-000904 Exclusions or Exemptions 506b Accepted Date 2019-06-12 12:46:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
KIDS CARE HOLDCO, LLC See All Filings	D/A	2019-06-12 12:45:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778983 Filed Document 0001778983-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-12 12:45:31 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Authorized Luxury Group, Inc. See All Filings	D	2019-06-12 12:45:13 UTC
Amount To Be Raised $2,000,024 Associated Brokers / Dealers N/A CIK Number 0001717982 Filed Document 0001717982-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-12 12:45:13 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Deerfield TopCo Corp See All Filings	D	2019-06-12 12:42:55 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001731994 Filed Document 0000950172-19-000087 Exclusions or Exemptions 506b Accepted Date 2019-06-12 12:42:55 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SignalFx, Inc. See All Filings	D	2019-06-12 12:40:08 UTC
Amount To Be Raised $74,999,996 Associated Brokers / Dealers N/A CIK Number 0001573467 Filed Document 0001573467-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-12 12:40:08 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SLR Cotton Gin Phase III Investor, LLC See All Filings	D	2019-06-12 12:29:06 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001779070 Filed Document 0001779070-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-12 12:29:06 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KIDS CARE HOLDCO, LLC See All Filings	D	2019-06-12 12:23:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778983 Filed Document 0001778983-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-12 12:23:56 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Opioid Clinical Management, Inc. See All Filings	D	2019-06-12 12:23:01 UTC
Amount To Be Raised $203,577 Associated Brokers / Dealers N/A CIK Number 0001729744 Filed Document 0001729744-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-12 12:23:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Respirogen, Inc. See All Filings	D	2019-06-12 12:15:24 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001707040 Filed Document 0001707040-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-12 12:15:24 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
PECOS APARTMENTS LLC See All Filings	D	2019-06-12 12:12:10 UTC
Amount To Be Raised $5,600,000 Associated Brokers / Dealers RICHARD HARRIS CIK Number 0001779498 Filed Document 0001779498-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-12 12:12:10 UTC Type of Offering D Industry Commercial Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
HUSKY VENTURES, INC. See All Filings	D	2019-06-12 12:08:09 UTC
Amount To Be Raised $5,421,202 Associated Brokers / Dealers N/A CIK Number 0001522561 Filed Document 0001522561-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-12 12:08:09 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
ENCAMP, INC. See All Filings	D/A	2019-06-12 12:00:36 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers N/A CIK Number 0001762965 Filed Document 0001762965-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-06-12 12:00:36 UTC Type of Offering D/A Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Other
D. E. Shaw U.S. Broad Market Core Alpha Extension Custom Fund II, L.L.C. See All Filings	D	2019-06-12 11:56:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776045 Filed Document 0001776045-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-12 11:56:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMWA Mid Cap Partnership LLC See All Filings	D/A	2019-06-12 11:56:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001411361 Filed Document 0001411361-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-12 11:56:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
TransCanna Holdings Inc. See All Filings	D	2019-06-12 11:55:49 UTC
Amount To Be Raised $7,501,313 Associated Brokers / Dealers Haywood Securities (USA) Inc. CIK Number 0001773618 Filed Document 0001477932-19-003493 Exclusions or Exemptions 506b Accepted Date 2019-06-12 11:55:49 UTC Type of Offering D Industry Other Health Care Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
EF VC30 LP See All Filings	D	2019-06-12 11:47:38 UTC
Amount To Be Raised $190,000 Associated Brokers / Dealers N/A CIK Number 0001776145 Filed Document 0001776145-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-12 11:47:38 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Foreign Developed Partnership LLC See All Filings	D/A	2019-06-12 11:46:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001422816 Filed Document 0001422816-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-06-12 11:46:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
MSD Boca Partners, L.P. See All Filings	D	2019-06-12 11:44:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001779017 Filed Document 0000902664-19-002716 Exclusions or Exemptions 506b Accepted Date 2019-06-12 11:44:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CMWA EMERGING MARKETS PARTNERSHIP LLC See All Filings	D/A	2019-06-12 11:35:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300758 Filed Document 0001300758-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-06-12 11:35:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
BEC1-7,LLC See All Filings	D	2019-06-12 11:34:24 UTC
Amount To Be Raised $140,000,000 Associated Brokers / Dealers N/A CIK Number 0001778704 Filed Document 0001778704-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-06-12 11:34:24 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Arete Macro US Feeder Fund See All Filings	D/A	2019-06-12 11:28:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EurekaCap Partners, Inc. CIK Number 0001676493 Filed Document 0000919574-19-004085 Exclusions or Exemptions 506b Accepted Date 2019-06-12 11:28:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CMWA International Small Cap Partnership LLC See All Filings	D/A	2019-06-12 11:27:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484940 Filed Document 0001484940-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-12 11:27:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ-LRN, a series of Equidate Investments, LLC See All Filings	D/A	2019-06-12 11:26:01 UTC
Amount To Be Raised $16,999,932 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001758082 Filed Document 0001775544-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-12 11:26:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Revelis Hooch Fund II, LLC See All Filings	D	2019-06-12 11:20:48 UTC
Amount To Be Raised $443,038 Associated Brokers / Dealers N/A CIK Number 0001775544 Filed Document 0001775544-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-12 11:20:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HW Operating, LLC See All Filings	D	2019-06-12 11:12:54 UTC
Amount To Be Raised $793,125 Associated Brokers / Dealers N/A CIK Number 0001761484 Filed Document 0001761484-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-12 11:12:54 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
CPG Carlyle Commitments Master Fund, LLC See All Filings	D/A	2019-06-12 11:04:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001560917 Filed Document 0000926877-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-12 11:04:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rodman PP Mill, L.P. See All Filings	D	2019-06-12 11:02:59 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001779494 Filed Document 0001779494-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-12 11:02:59 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
CPG Carlyle Commitments Fund, LLC See All Filings	D/A	2019-06-12 11:02:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001560916 Filed Document 0000926877-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-12 11:02:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BLUE SKY URANIUM CORP. See All Filings	D	2019-06-12 10:50:55 UTC
Amount To Be Raised $583,319 Associated Brokers / Dealers N/A CIK Number 0001463978 Filed Document 0001463978-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-12 10:50:55 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Align Affordable Housing Bond Fund, L.P. See All Filings	D/A	2019-06-12 10:46:12 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001742324 Filed Document 0001742324-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-12 10:46:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Grosvenor Institutional Partners, Ltd. See All Filings	D/A	2019-06-12 10:43:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735611 Filed Document 0001566114-19-000088 Exclusions or Exemptions 506b Accepted Date 2019-06-12 10:43:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund