Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Auson Holdings, LLC See All Filings	D/A	2019-07-11 13:45:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745668 Filed Document 0001013594-19-000462 Exclusions or Exemptions 506b Accepted Date 2019-07-11 13:45:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WeLivv Inc. See All Filings	D	2019-07-11 13:40:02 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001782075 Filed Document 0001782075-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-07-11 13:40:02 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Other
Flood Tide Co Enterprises, LLC See All Filings	D	2019-07-11 13:38:05 UTC
Amount To Be Raised $778,000 Associated Brokers / Dealers N/A CIK Number 0001782297 Filed Document 0001782297-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-11 13:38:05 UTC Type of Offering D Industry Retailing Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Shadow Ventures Fund 3, LP See All Filings	D	2019-07-11 13:37:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001782258 Filed Document 0001782258-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-11 13:37:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIAM Global Allocation, L.P. See All Filings	D/A	2019-07-11 13:32:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fidelity Investments Institutional Services Company, Inc. and Fidelity Brokerage Services CIK Number 0001745202 Filed Document 0001745202-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-11 13:32:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quanterix Corp See All Filings	D	2019-07-11 13:31:41 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001503274 Filed Document 0001713695-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-07-11 13:31:41 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BRG Little Creek OZ Fund, LLC See All Filings	D	2019-07-11 13:31:27 UTC
Amount To Be Raised $11,130,000 Associated Brokers / Dealers N/A CIK Number 0001780322 Filed Document 0001567619-19-014649 Exclusions or Exemptions 506c Accepted Date 2019-07-11 13:31:27 UTC Type of Offering D Industry Other Real Estate Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
WeLivv Inc. See All Filings	D	2019-07-11 13:31:03 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001782075 Filed Document 0001782075-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-11 13:31:03 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Other
Kosmos Management LLC See All Filings	D/A	2019-07-11 13:28:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553481 Filed Document 0001553481-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-07-11 13:28:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
RH Debt Fund, L.P. See All Filings	D	2019-07-11 13:23:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781716 Filed Document 0001781716-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-11 13:23:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AR Legacy 4 REIT, Inc. See All Filings	D	2019-07-11 13:19:50 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001782162 Filed Document 0001782162-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-11 13:19:50 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rejuvatek Medical Inc. See All Filings	D	2019-07-11 13:18:34 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001781709 Filed Document 0001599807-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-07-11 13:18:34 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GP Holdings, LLC See All Filings	D	2019-07-11 13:14:28 UTC
Amount To Be Raised $374,988 Associated Brokers / Dealers N/A CIK Number 0001776388 Filed Document 0001062993-19-002877 Exclusions or Exemptions 506b Accepted Date 2019-07-11 13:14:28 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Oak Opportunity Zone Fund I, LLC See All Filings	D	2019-07-11 13:12:07 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Arete Wealth Management, LLC CIK Number 0001782022 Filed Document 0001012975-19-000469 Exclusions or Exemptions 506b Accepted Date 2019-07-11 13:12:07 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
C-III OZ Fund I LLC See All Filings	D	2019-07-11 13:06:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Anubis Securities LLC CIK Number 0001781856 Filed Document 0001781856-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-11 13:06:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Penso Fund Platform SPC- Segregated Portfolio G-MCNU (2016) See All Filings	D/A	2019-07-11 12:51:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681725 Filed Document 0001681725-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-11 12:51:43 UTC Type of Offering D/A Industry Investing Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
EcoTech Visions, Inc. See All Filings	D	2019-07-11 12:48:44 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Young America Capital, LLC and Silvio Frank Casco CIK Number 0001780562 Filed Document 0001780562-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-07-11 12:48:44 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PLUS PRODUCTS INC. See All Filings	D	2019-07-11 12:47:12 UTC
Amount To Be Raised $74,865 Associated Brokers / Dealers N/A CIK Number 0001749527 Filed Document 0001183740-19-000153 Exclusions or Exemptions 506b Accepted Date 2019-07-11 12:47:12 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
i2O Therapeutics, Inc. See All Filings	D	2019-07-11 12:46:12 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001782226 Filed Document 0001782226-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-11 12:46:12 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Command Alkon (BVI), Ltd. See All Filings	D	2019-07-11 12:45:41 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001503709 Filed Document 0000945621-19-000255 Exclusions or Exemptions 506b Accepted Date 2019-07-11 12:45:41 UTC Type of Offering D Industry Other Technology Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
9th Gear Technologies, Inc. See All Filings	D	2019-07-11 12:42:20 UTC
Amount To Be Raised $3,175,478 Associated Brokers / Dealers N/A CIK Number 0001782079 Filed Document 0001782079-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-11 12:42:20 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lange 2 LP See All Filings	D	2019-07-11 12:41:59 UTC
Amount To Be Raised $670,000 Associated Brokers / Dealers N/A CIK Number 0001782058 Filed Document 0001782058-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-07-11 12:41:59 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Other
Double Eagle Opportunities Fund LP See All Filings	D/A	2019-07-11 12:39:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647749 Filed Document 0001566114-19-000089 Exclusions or Exemptions 506b Accepted Date 2019-07-11 12:39:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MRS Growth Co. See All Filings	D	2019-07-11 12:39:20 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001782271 Filed Document 0001782271-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-11 12:39:20 UTC Type of Offering D Industry Insurance Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Driehaus Domestic High Yield Fund, LLC See All Filings	D/A	2019-07-11 12:33:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580783 Filed Document 0001580783-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-11 12:33:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Route1 Inc. See All Filings	D	2019-07-11 12:32:10 UTC
Amount To Be Raised $513,475 Associated Brokers / Dealers N/A CIK Number 0001736289 Filed Document 0001736289-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-11 12:32:10 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Seabreeze Development LLC See All Filings	D	2019-07-11 12:30:43 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001781881 Filed Document 0001781881-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-07-11 12:30:43 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
AR Legacy 1-3 REIT, Inc. See All Filings	D	2019-07-11 12:20:40 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001782230 Filed Document 0001782230-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-11 12:20:40 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR Multi-Strategy Fund XI, L.P. See All Filings	D/A	2019-07-11 12:17:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001580104 Filed Document 0001405086-19-000217 Exclusions or Exemptions 506b Accepted Date 2019-07-11 12:17:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APPSFREEDOM INC See All Filings	D	2019-07-11 12:13:02 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001567748 Filed Document 0001567748-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-11 12:13:02 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
BROADWAY EXPERIENTIAL, LLC See All Filings	D	2019-07-11 12:06:51 UTC
Amount To Be Raised $7,750,000 Associated Brokers / Dealers N/A CIK Number 0001781300 Filed Document 0001781300-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-11 12:06:51 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Park Cities Specialty Finance Fund LP See All Filings	D/A	2019-07-11 12:05:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745182 Filed Document 0001745182-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-11 12:05:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
IC Surgical, Inc. See All Filings	D	2019-07-11 12:05:01 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001677738 Filed Document 0001677738-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-11 12:05:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Option To Acquire
VIEWLIFT, INC. See All Filings	D	2019-07-11 12:02:56 UTC
Amount To Be Raised $8,263,542 Associated Brokers / Dealers N/A CIK Number 0001508196 Filed Document 0001508196-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-11 12:02:56 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
HEC SPV II USA LP See All Filings	D/A	2019-07-11 12:01:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746118 Filed Document 0001567619-19-014648 Exclusions or Exemptions 506b Accepted Date 2019-07-11 12:01:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Biorez, Inc. See All Filings	D	2019-07-11 11:55:49 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001431625 Filed Document 0001431625-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-11 11:55:49 UTC Type of Offering D Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
BlackRock Private Opportunities Fund IV (iCapital), L.P. See All Filings	D	2019-07-11 11:54:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services, Inc. CIK Number 0001781216 Filed Document 0000897069-19-000334 Exclusions or Exemptions 506b Accepted Date 2019-07-11 11:54:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RCP Fund XIV Cayman Feeder, LP See All Filings	D	2019-07-11 11:52:44 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001781224 Filed Document 0001782121-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-11 11:52:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Marshall Wace Long Strategies ICAV - MW TOPS Americas Equities Fund See All Filings	D	2019-07-11 11:52:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781757 Filed Document 0000902664-19-002975 Exclusions or Exemptions 506b Accepted Date 2019-07-11 11:52:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Textmunication Holdings, Inc. See All Filings	D	2019-07-11 11:47:10 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers Network 1 Financial Securities, Inc CIK Number 0000897078 Filed Document 0001493152-19-010499 Exclusions or Exemptions 506b Accepted Date 2019-07-11 11:47:10 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Lazard US Small Cap Systematic Long/Short Fund, L.P. See All Filings	D	2019-07-11 11:42:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001780862 Filed Document 0000902664-19-002974 Exclusions or Exemptions 506b Accepted Date 2019-07-11 11:42:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lazard US Small Cap Systematic Fund, L.P. See All Filings	D/A	2019-07-11 11:39:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001690292 Filed Document 0000902664-19-002973 Exclusions or Exemptions 506b Accepted Date 2019-07-11 11:39:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Real Estate Partners Europe VI (iCapital), L.P. See All Filings	D	2019-07-11 11:38:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services, Inc. CIK Number 0001781178 Filed Document 0000897069-19-000333 Exclusions or Exemptions 506b Accepted Date 2019-07-11 11:38:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RCP Fund XIV, LP See All Filings	D	2019-07-11 11:27:55 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001782121 Filed Document 0001782121-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-11 11:27:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SLF - West Lincoln, LLC See All Filings	D/A	2019-07-11 11:25:24 UTC
Amount To Be Raised $3,043,301 Associated Brokers / Dealers Shopoff Securities Inc. CIK Number 0001782122 Filed Document 0001782122-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-11 11:25:24 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Palouse Ag-Drone Services LLC See All Filings	C/A	2019-07-11 11:23:09 UTC
Financial Interest Filing Platform Razitall Inc Offering Amount $65,000 CIK Number 0001753677 Filed Document 0001668287-19-000027 Accepted Date 2019-07-11 11:23:09 UTC Type of Offering C/A Security Offered Amount 40,000 Security Offered Type Other State WASHINGTON
Neuro Force One. Inc. See All Filings	D	2019-07-11 11:22:51 UTC
Amount To Be Raised $420,000 Associated Brokers / Dealers N/A CIK Number 0001781962 Filed Document 0001781962-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-11 11:22:51 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Schonfeld Strategic Partners Offshore Fund Ltd. See All Filings	D/A	2019-07-11 11:11:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711384 Filed Document 0001770003-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-11 11:11:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Rosemoor Capital LP See All Filings	D	2019-07-11 11:09:52 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001522447 Filed Document 0001522447-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-11 11:09:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ANEW HOLDINGS I, LLC See All Filings	D	2019-07-11 11:08:50 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001707156 Filed Document 0001707156-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-11 11:08:50 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt