Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ascent Capital Fund III, LLC See All Filings	D/A	2019-06-18 17:46:50 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001627690 Filed Document 0001627690-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-18 17:46:50 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Sunshine Silver Mining & Refining Corp See All Filings	D	2019-06-18 17:41:32 UTC
Amount To Be Raised $40,465,860 Associated Brokers / Dealers N/A CIK Number 0001517006 Filed Document 0001517006-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-18 17:41:32 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ThreatLandscape, Inc. See All Filings	D	2019-06-18 17:35:01 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001779151 Filed Document 0001779151-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-06-18 17:35:01 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Opening Night Enterprises, LLC See All Filings	1-A/A	2019-06-18 17:30:52 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001707175 Filed Document 0001214659-19-004260 Accepted Date 2019-06-18 17:30:52 UTC Type of Offering 1-A/A Industry SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction CALIFORNIA Type of Security Equity (common or preferred stock)
Michwaldorf, LLC See All Filings	D	2019-06-18 17:19:12 UTC
Amount To Be Raised $6,700,000 Associated Brokers / Dealers N/A CIK Number 0001777145 Filed Document 0001777145-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-18 17:19:12 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KABR REAL ESTATE INVESTMENT PARTNERS V, LLC See All Filings	D	2019-06-18 17:15:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001779730 Filed Document 0001013594-19-000407 Exclusions or Exemptions 506b Accepted Date 2019-06-18 17:15:31 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
HFS Hampton Road, LP See All Filings	D	2019-06-18 17:15:17 UTC
Amount To Be Raised $3,025,000 Associated Brokers / Dealers N/A CIK Number 0001779981 Filed Document 0001779600-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-18 17:15:17 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Virtua Winston-Salem Hotel Opportunity Fund I, LLC See All Filings	D	2019-06-18 17:14:29 UTC
Amount To Be Raised $10,120,000 Associated Brokers / Dealers EMERSON EQUITY LLC CIK Number 0001779739 Filed Document 0001779739-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-18 17:14:29 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARES SPECIAL OPPORTUNITIES FUND, L.P. See All Filings	D	2019-06-18 17:14:11 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers Ares Investor Services LLC and Goldman Sachs & Co. LLC CIK Number 0001779109 Filed Document 0001779109-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-18 17:14:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
VillageMD Holdings, LLC See All Filings	D	2019-06-18 17:11:47 UTC
Amount To Be Raised $6,950,000 Associated Brokers / Dealers N/A CIK Number 0001777144 Filed Document 0001777144-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-18 17:11:47 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rapamycin Holdings, Inc. See All Filings	D	2019-06-18 17:10:36 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001582949 Filed Document 0001582949-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-18 17:10:36 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ProStar GeoCorp., Inc. See All Filings	D	2019-06-18 17:10:14 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001780057 Filed Document 0001567619-19-013582 Exclusions or Exemptions 506b Accepted Date 2019-06-18 17:10:14 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SheffieldMD Holdings, LLC See All Filings	D	2019-06-18 17:07:22 UTC
Amount To Be Raised $16,700,000 Associated Brokers / Dealers N/A CIK Number 0001777143 Filed Document 0001777143-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-18 17:07:22 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ZGC Peakview US Fund I, LP See All Filings	D	2019-06-18 17:07:14 UTC
Amount To Be Raised $87,000,000 Associated Brokers / Dealers UBS Securities LLC CIK Number 0001780105 Filed Document 0001213900-19-010979 Exclusions or Exemptions 506b Accepted Date 2019-06-18 17:07:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NinesMD Holdings, LLC See All Filings	D	2019-06-18 17:03:13 UTC
Amount To Be Raised $8,900,000 Associated Brokers / Dealers N/A CIK Number 0001777117 Filed Document 0001777117-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-18 17:03:13 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Caffeinated Capital Divvy SPV, LLC See All Filings	D	2019-06-18 17:02:34 UTC
Amount To Be Raised $5,975,000 Associated Brokers / Dealers N/A CIK Number 0001776170 Filed Document 0001776170-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-18 17:02:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AIT Therapeutics, Inc. See All Filings	D	2019-06-18 17:00:41 UTC
Amount To Be Raised $7,960,635 Associated Brokers / Dealers N/A CIK Number 0001641631 Filed Document 0001493152-19-009392 Exclusions or Exemptions 506b Accepted Date 2019-06-18 17:00:41 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NewforestMD Holdings, LLC See All Filings	D	2019-06-18 16:59:25 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers N/A CIK Number 0001777118 Filed Document 0001777118-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-18 16:59:25 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Urban Communities Fund #1, LP See All Filings	D	2019-06-18 16:58:31 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001780036 Filed Document 0001780036-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-18 16:58:31 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
SeeQC, Inc. See All Filings	D	2019-06-18 16:55:34 UTC
Amount To Be Raised $2,827,019 Associated Brokers / Dealers N/A CIK Number 0001779977 Filed Document 0001779977-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-18 16:55:34 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pura Vida SPV I, LLC See All Filings	D/A	2019-06-18 16:48:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615286 Filed Document 0000919574-19-004210 Exclusions or Exemptions 506b Accepted Date 2019-06-18 16:48:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LinksMD Holdings, LLC See All Filings	D	2019-06-18 16:46:59 UTC
Amount To Be Raised $16,900,000 Associated Brokers / Dealers N/A CIK Number 0001777116 Filed Document 0001777116-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-18 16:46:59 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SOLAR INTEGRATED ROOFING CORP. See All Filings	1-A/A	2019-06-18 16:46:16 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001756704 Filed Document 0001117768-19-000375 Accepted Date 2019-06-18 16:46:16 UTC Type of Offering 1-A/A Industry CONSTRUCTION - SPECIAL TRADE CONTRACTORS Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $4,895,815 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
18th Factor Community Momentum Fund, LP See All Filings	D	2019-06-18 16:45:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771081 Filed Document 0001771081-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-18 16:45:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pura Vida Pro Special Opportunity Onshore Fund, LP See All Filings	D/A	2019-06-18 16:44:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Z. Omar Naeem CIK Number 0001774338 Filed Document 0000919574-19-004208 Exclusions or Exemptions 506b Accepted Date 2019-06-18 16:44:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pura Vida Onshore Fund One, LP See All Filings	D/A	2019-06-18 16:40:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jonathan Russell Darnell, David Sanchez, and Z. Omar Naeem CIK Number 0001560175 Filed Document 0000919574-19-004206 Exclusions or Exemptions 506b Accepted Date 2019-06-18 16:40:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pura Vida Offshore Fund One, Ltd See All Filings	D/A	2019-06-18 16:36:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ZIA UMAR NAEEM CIK Number 0001637529 Filed Document 0000919574-19-004204 Exclusions or Exemptions 506b Accepted Date 2019-06-18 16:36:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SJCO-Garner Group Fund I, L.L.C. See All Filings	D	2019-06-18 16:32:14 UTC
Amount To Be Raised $367,372 Associated Brokers / Dealers N/A CIK Number 0001780013 Filed Document 0001780013-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-18 16:32:14 UTC Type of Offering D Industry Commercial Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Pura Vida Private Equity Fund LP See All Filings	D/A	2019-06-18 16:31:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661856 Filed Document 0000919574-19-004201 Exclusions or Exemptions 506b Accepted Date 2019-06-18 16:31:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alyce, Inc. See All Filings	D	2019-06-18 16:26:34 UTC
Amount To Be Raised $13,148,428 Associated Brokers / Dealers N/A CIK Number 0001681285 Filed Document 0001681285-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-06-18 16:26:34 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Tall Clover II, LLC See All Filings	D	2019-06-18 16:18:53 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001779085 Filed Document 0001779085-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-18 16:18:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Loan Ecosystem LLC See All Filings	D/A	2019-06-18 16:16:45 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001736958 Filed Document 0001736958-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-06-18 16:16:45 UTC Type of Offering D/A Industry Business Services Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Fortress United, LLC See All Filings	D/A	2019-06-18 16:13:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598233 Filed Document 0001598233-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-18 16:13:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Harvest Small Cap Offshore, Ltd. See All Filings	D/A	2019-06-18 16:12:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413543 Filed Document 0001413543-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-06-18 16:12:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Harvest Small Cap Partners Qualified, L.P. See All Filings	D/A	2019-06-18 16:11:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557974 Filed Document 0001557974-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-06-18 16:11:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harvest Small Cap Partners, L.P. See All Filings	D/A	2019-06-18 16:08:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001327697 Filed Document 0001327697-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-06-18 16:08:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meriton, LLC See All Filings	D/A	2019-06-18 16:08:31 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001779600 Filed Document 0001779600-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-18 16:08:31 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HunterMD Holdings, LLC See All Filings	D	2019-06-18 16:07:51 UTC
Amount To Be Raised $6,350,000 Associated Brokers / Dealers N/A CIK Number 0001777142 Filed Document 0001777142-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-18 16:07:51 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RSIG Partners Fund LP See All Filings	D	2019-06-18 16:04:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780050 Filed Document 0001780050-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-18 16:04:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
GleneaglesMD Holdings, LLC See All Filings	D	2019-06-18 16:02:37 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001777115 Filed Document 0001777115-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-18 16:02:37 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FoxMD Holdings, LLC See All Filings	D	2019-06-18 15:57:19 UTC
Amount To Be Raised $10,450,000 Associated Brokers / Dealers N/A CIK Number 0001777114 Filed Document 0001777114-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-18 15:57:19 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Legalist Fund II, L.P. See All Filings	D/A	2019-06-18 15:53:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772543 Filed Document 0000935836-19-000345 Exclusions or Exemptions 506b Accepted Date 2019-06-18 15:53:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RL Serene Vegas LLC See All Filings	D	2019-06-18 15:52:13 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001780008 Filed Document 0001780008-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-18 15:52:13 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Kachuwa Investment Cooperative PBC See All Filings	D	2019-06-18 15:51:44 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001780059 Filed Document 0001780059-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-18 15:51:44 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Rocketail, LLC See All Filings	D	2019-06-18 15:48:49 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001727904 Filed Document 0001727904-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-18 15:48:49 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Kids Read Now, Inc. See All Filings	D	2019-06-18 15:35:35 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001752018 Filed Document 0001752018-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-18 15:35:35 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
HABI, Inc. See All Filings	D	2019-06-18 15:31:22 UTC
Amount To Be Raised $2,710,000 Associated Brokers / Dealers N/A CIK Number 0001741506 Filed Document 0001741506-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-18 15:31:22 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
3E Bioventures Capital II, L.P See All Filings	D	2019-06-18 15:25:11 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001780073 Filed Document 0001213900-19-010937 Exclusions or Exemptions 506b Accepted Date 2019-06-18 15:25:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nuveen Municipal Opportunities Fund LP See All Filings	D	2019-06-18 15:22:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001779086 Filed Document 0001567619-19-013551 Exclusions or Exemptions 506b Accepted Date 2019-06-18 15:22:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magpie Factory LLC See All Filings	D	2019-06-18 15:22:42 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001775510 Filed Document 0001775510-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-06-18 15:22:42 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity