Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
D3 Family Fund, LP See All Filings	D/A	2017-06-30 09:48:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001282685 Filed Document 0001013594-17-000451 Exclusions or Exemptions 506b Accepted Date 2017-06-30 09:48:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Metropolitan Real Estate Partners Co-Investments Fund II-TE, L.P. See All Filings	D	2017-06-30 09:48:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710715 Filed Document 0001710715-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-30 09:48:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D3 Family Bulldog Fund, LP See All Filings	D/A	2017-06-30 09:47:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001365745 Filed Document 0001013594-17-000450 Exclusions or Exemptions 506b Accepted Date 2017-06-30 09:47:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
WV AIV III (ABCS), LLC See All Filings	D	2017-06-30 09:29:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710467 Filed Document 0001710036-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-30 09:29:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WV Feeder III (ABCS), L.P. See All Filings	D	2017-06-30 09:28:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710036 Filed Document 0001710036-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-30 09:28:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PA-HAM Asia Investment Vehicle, L.P. See All Filings	D	2017-06-30 09:11:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710275 Filed Document 0000902664-17-002772 Exclusions or Exemptions 506b Accepted Date 2017-06-30 09:11:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PSquared SICAV PLC - Event Opportunity Fund See All Filings	D/A	2017-06-30 08:57:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608465 Filed Document 0000945621-17-000273 Exclusions or Exemptions 506b Accepted Date 2017-06-30 08:57:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MALTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Siegfried Resources, LLC Employee Incentive Ownership Trust See All Filings	D	2017-06-30 08:50:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710512 Filed Document 0001710512-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-30 08:50:17 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
DL Partners Opportunities Fund LP See All Filings	D/A	2017-06-30 07:56:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523902 Filed Document 0000902664-17-002771 Exclusions or Exemptions 506b Accepted Date 2017-06-30 07:56:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Casdin Partners Offshore, Ltd. See All Filings	D	2017-06-30 07:51:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710123 Filed Document 0000902664-17-002770 Exclusions or Exemptions 506b Accepted Date 2017-06-30 07:51:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eos Focused Equity, L.P. See All Filings	D/A	2017-06-30 07:37:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580571 Filed Document 0000902664-17-002768 Exclusions or Exemptions 506b Accepted Date 2017-06-30 07:37:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Playground Ventures Affiliates II, L.P. See All Filings	D	2017-06-29 21:11:16 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001710770 Filed Document 0001710770-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 21:11:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ Access 30, LP See All Filings	D/A	2017-06-29 20:47:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609998 Filed Document 0001609998-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 20:47:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PixarBio Corp See All Filings	D	2017-06-29 20:15:05 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001623077 Filed Document 0001689936-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-06-29 20:15:05 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW HAMPSHIRE Revenue or Assets $No Revenues Type of Security Equity
Hill Path Capital Partners Co-Investment S LP See All Filings	D	2017-06-29 19:58:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710571 Filed Document 0001140361-17-026713 Exclusions or Exemptions 506b Accepted Date 2017-06-29 19:58:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altaris Constellation Partners IV, L.P. See All Filings	D	2017-06-29 19:39:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709255 Filed Document 0001709255-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 19:39:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Altaris Health Partners IV, L.P. See All Filings	D	2017-06-29 19:36:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709254 Filed Document 0001709254-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 19:36:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Motiv Inc. See All Filings	D	2017-06-29 19:07:50 UTC
Amount To Be Raised $15,041,260 Associated Brokers / Dealers N/A CIK Number 0001601149 Filed Document 0001601149-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 19:07:50 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cendana Investments II, LP See All Filings	D/A	2017-06-29 18:54:34 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers Gallatin Capital LLC and Emerson Equity LLC CIK Number 0001678985 Filed Document 0001678985-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-06-29 18:54:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Calendre Co See All Filings	D	2017-06-29 18:52:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618815 Filed Document 0001618815-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 18:52:57 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
PHARMAJET, INC. See All Filings	D	2017-06-29 18:49:28 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001475017 Filed Document 0001475017-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 18:49:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Cendana Capital III, L.P. See All Filings	D/A	2017-06-29 18:44:03 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers Gallatin Capital LLC and Emerson Equity LLC CIK Number 0001667487 Filed Document 0001667487-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-29 18:44:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nortis Inc See All Filings	D/A	2017-06-29 18:42:29 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001416214 Filed Document 0001416214-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 18:42:29 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Cendana Blackbird, L.P. See All Filings	D/A	2017-06-29 18:38:04 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Emerson Equity LLC CIK Number 0001702126 Filed Document 0001702126-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-29 18:38:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OP Luxe at Indian Lake Holdings, LLC See All Filings	D	2017-06-29 18:31:36 UTC
Amount To Be Raised $5,055,000 Associated Brokers / Dealers N/A CIK Number 0001710469 Filed Document 0001710469-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 18:31:36 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Tri Valley Ventures I, L.P. See All Filings	D	2017-06-29 18:24:26 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001710639 Filed Document 0001710639-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 18:24:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
North Shoreline Ventures I LLC See All Filings	D	2017-06-29 18:14:48 UTC
Amount To Be Raised $2,440,207 Associated Brokers / Dealers Geoff Carfagnini and Arnav Guleria CIK Number 0001710574 Filed Document 0001710574-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-29 18:14:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advenir@Aventine Investors, LP See All Filings	D	2017-06-29 18:13:40 UTC
Amount To Be Raised $21,650,000 Associated Brokers / Dealers N/A CIK Number 0001710831 Filed Document 0001710831-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 18:13:40 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
OP Music Square East Holdings, LLC See All Filings	D	2017-06-29 17:57:09 UTC
Amount To Be Raised $4,460,000 Associated Brokers / Dealers N/A CIK Number 0001710214 Filed Document 0001710214-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 17:57:09 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Revolar Inc. See All Filings	D	2017-06-29 17:53:56 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001637485 Filed Document 0001637485-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 17:53:56 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
PRICE & BEYOND, INC. See All Filings	D	2017-06-29 17:30:53 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers None CIK Number 0001710821 Filed Document 0001710821-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 17:30:53 UTC Type of Offering D Industry Business Services Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
CRITERIA INVESTMENT PARTNERS LLC See All Filings	D/A	2017-06-29 17:24:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459500 Filed Document 0001013594-17-000449 Exclusions or Exemptions 506b Accepted Date 2017-06-29 17:24:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kennedy Wilson Real Estate Fund VI, LP See All Filings	D	2017-06-29 17:24:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710800 Filed Document 0001710800-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 17:24:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Unearthed Land Technologies, LLC See All Filings	D	2017-06-29 17:19:02 UTC
Amount To Be Raised $330,000 Associated Brokers / Dealers N/A CIK Number 0001647731 Filed Document 0000897069-17-000378 Exclusions or Exemptions 506b Accepted Date 2017-06-29 17:19:02 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Prenexus Health, LLC See All Filings	D	2017-06-29 17:18:13 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001641628 Filed Document 0001140361-17-026698 Exclusions or Exemptions 506b Accepted Date 2017-06-29 17:18:13 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Algodon Wines & Luxury Development Group, Inc. See All Filings	D/A	2017-06-29 17:14:39 UTC
Amount To Be Raised $7,766,700 Associated Brokers / Dealers N/A CIK Number 0001559998 Filed Document 0001493152-17-007344 Exclusions or Exemptions 506b Accepted Date 2017-06-29 17:14:39 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Blue Sun Ventures Ltd. See All Filings	D	2017-06-29 17:14:01 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001710751 Filed Document 0001710751-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 17:14:01 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Capital Markets LLC See All Filings	D/A	2017-06-29 17:12:19 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001706341 Filed Document 0001493152-17-007343 Exclusions or Exemptions 506b Accepted Date 2017-06-29 17:12:19 UTC Type of Offering D/A Industry Investing Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
PUSHD, INC. See All Filings	D	2017-06-29 17:12:07 UTC
Amount To Be Raised $5,500,008 Associated Brokers / Dealers N/A CIK Number 0001551679 Filed Document 0001551679-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 17:12:07 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Powell Holdings Group LLC See All Filings	D	2017-06-29 17:10:45 UTC
Amount To Be Raised $540,000 Associated Brokers / Dealers N/A CIK Number 0001710756 Filed Document 0001144204-17-034953 Exclusions or Exemptions 506b Accepted Date 2017-06-29 17:10:45 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
LexION Alpha Fund LP See All Filings	D	2017-06-29 17:10:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709610 Filed Document 0001013594-17-000448 Exclusions or Exemptions 506b Accepted Date 2017-06-29 17:10:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
3421 Rainier Partners, LLC See All Filings	D	2017-06-29 17:09:59 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001710595 Filed Document 0001710595-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 17:09:59 UTC Type of Offering D Industry Construction Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
AXIAL BIOTHERAPEUTICS, INC. See All Filings	D/A	2017-06-29 17:09:41 UTC
Amount To Be Raised $19,150,000 Associated Brokers / Dealers N/A CIK Number 0001691625 Filed Document 0001691625-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-29 17:09:41 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
OHCP IV CHK COI, L.P. See All Filings	D	2017-06-29 17:07:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703663 Filed Document 0000950142-17-001284 Exclusions or Exemptions 506b Accepted Date 2017-06-29 17:07:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Whitebox KFA Advantage, LLC See All Filings	D/A	2017-06-29 17:04:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668424 Filed Document 0000919574-17-005080 Exclusions or Exemptions 506b Accepted Date 2017-06-29 17:04:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Makena U.S. Real Estate Master Fund B, L.P. See All Filings	D	2017-06-29 16:57:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705306 Filed Document 0001705306-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:57:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlas Merchant Capital Fund LP See All Filings	D/A	2017-06-29 16:55:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers None, None, None, None, and None CIK Number 0001624750 Filed Document 0000950142-17-001283 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:55:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WHITEBOX INSTITUTIONAL PARTNERS, LP See All Filings	D/A	2017-06-29 16:54:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549526 Filed Document 0000919574-17-005077 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:54:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
410 Medical, Inc. See All Filings	D/A	2017-06-29 16:50:22 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001630050 Filed Document 0001630050-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:50:22 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Whitebox Multi-Strategy Fund, Ltd. See All Filings	D/A	2017-06-29 16:49:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emergent Financial Group, Inc., Register Financial Associates, Inc., and UBS Finanical Services Inc. CIK Number 0001461781 Filed Document 0000919574-17-005075 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:49:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity