Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Shape Operating System Industries, Inc. See All Filings	D	2017-07-05 12:57:15 UTC
Amount To Be Raised $1,550,000 Associated Brokers / Dealers N/A CIK Number 0001708722 Filed Document 0001708722-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-05 12:57:15 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Jetstream Global II LP See All Filings	D/A	2017-07-05 12:40:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678780 Filed Document 0001678780-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-05 12:40:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
TOBAM Anti Benchmark Emerging Markets Equity Fund, a series of Most Diversified Portfolio SICAV See All Filings	D/A	2017-07-05 12:40:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637952 Filed Document 0000943663-17-000172 Exclusions or Exemptions 506b Accepted Date 2017-07-05 12:40:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
i80 Group Lending Opportunities GP LLC See All Filings	D	2017-07-05 12:39:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710526 Filed Document 0001710526-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-07-05 12:39:44 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
i80 Group LLC See All Filings	D	2017-07-05 12:36:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710499 Filed Document 0001710198-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-05 12:36:28 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AuGC BioFund LP See All Filings	D	2017-07-05 12:31:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710437 Filed Document 0001710437-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-05 12:31:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEXAVEST WORLD EQUITY FUND See All Filings	D/A	2017-07-05 12:23:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc. CIK Number 0001520746 Filed Document 0001520746-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-05 12:23:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SB Fund III, LLC See All Filings	D	2017-07-05 12:22:20 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001711063 Filed Document 0001654954-17-006159 Exclusions or Exemptions 506b Accepted Date 2017-07-05 12:22:20 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
CPW Investors, LLC See All Filings	D	2017-07-05 12:14:18 UTC
Amount To Be Raised $4,525,000 Associated Brokers / Dealers N/A CIK Number 0001711026 Filed Document 0001711026-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-05 12:14:18 UTC Type of Offering D Industry Residential Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Summit Ag Fund III, LLP See All Filings	D	2017-07-05 12:12:39 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001710829 Filed Document 0001710829-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-05 12:12:39 UTC Type of Offering D Industry Other Real Estate Principal Place of Business IOWA Revenue or Assets $No Revenues Type of Security Equity
Argos Funds SICAV-Argos Funds-New Europe See All Filings	D	2017-07-05 11:56:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710859 Filed Document 0001710859-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-05 11:56:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MADRIGAL PHARMACEUTICALS, INC. See All Filings	D	2017-07-05 11:55:50 UTC
Amount To Be Raised $35,000,018 Associated Brokers / Dealers N/A CIK Number 0001157601 Filed Document 0001288452-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-05 11:55:50 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Direct Allergy, LLC See All Filings	D	2017-07-05 11:54:12 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001602421 Filed Document 0001602421-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-05 11:54:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Blokable, Inc. See All Filings	D	2017-07-05 11:53:32 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001673950 Filed Document 0001673950-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-05 11:53:32 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Siguler Guff Small Business Credit Opportunities Fund, LP See All Filings	D/A	2017-07-05 11:53:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and The Bank of New York Mellon Corporaton CIK Number 0001654329 Filed Document 0001654329-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-05 11:53:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LACM Small Cap Growth Fund LP See All Filings	D	2017-07-05 11:50:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001710291 Filed Document 0001710291-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-05 11:50:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SGR Energy, Inc. See All Filings	D	2017-07-05 11:49:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001687025 Filed Document 0001687025-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-05 11:49:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Monterone Partners Long Short Fund LP See All Filings	D	2017-07-05 11:24:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709607 Filed Document 0000902664-17-002784 Exclusions or Exemptions 506b Accepted Date 2017-07-05 11:24:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ag TechInventures, LLC See All Filings	D	2017-07-05 11:18:54 UTC
Amount To Be Raised $741,425 Associated Brokers / Dealers N/A CIK Number 0001597274 Filed Document 0001597274-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-05 11:18:54 UTC Type of Offering D Industry Agriculture Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Theriana Pharmaceuticals, Inc. See All Filings	D	2017-07-05 11:01:40 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001710617 Filed Document 0001710617-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-05 11:01:40 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CertaScan Technologies LLC See All Filings	D	2017-07-05 10:47:09 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001606688 Filed Document 0001606688-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-05 10:47:09 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Other
AFA Emerging Manager Platform, LLC Mako Series See All Filings	D/A	2017-07-05 10:42:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678306 Filed Document 0001678306-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-05 10:42:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
TRILOGY INVESTMENT FUND PLC - THE VALANT SERIES EMERGING MARKETS FUND See All Filings	D/A	2017-07-05 10:26:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579117 Filed Document 0000919574-17-005133 Exclusions or Exemptions 506b Accepted Date 2017-07-05 10:26:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Fractyl Laboratories Inc. See All Filings	D	2017-07-05 10:12:32 UTC
Amount To Be Raised $38,376,508 Associated Brokers / Dealers N/A CIK Number 0001572616 Filed Document 0001140361-17-027017 Exclusions or Exemptions 506b Accepted Date 2017-07-05 10:12:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Pan Multi Strategy, Ltd. See All Filings	D/A	2017-07-05 10:07:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001445472 Filed Document 0000919574-17-005131 Exclusions or Exemptions 506b Accepted Date 2017-07-05 10:07:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Pan Multi Strategy, L.P. See All Filings	D/A	2017-07-05 10:01:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001340300 Filed Document 0000919574-17-005129 Exclusions or Exemptions 506b Accepted Date 2017-07-05 10:01:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OFI Global: Emerging Markets Innovators Fund, LP See All Filings	D	2017-07-05 10:00:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers OppenheimerFunds Distributor, Inc. CIK Number 0001709605 Filed Document 0001179479-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-05 10:00:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
APPLIED DNA SCIENCES INC See All Filings	D	2017-07-05 09:58:44 UTC
Amount To Be Raised $1,805,000 Associated Brokers / Dealers N/A CIK Number 0000744452 Filed Document 0001192482-17-000188 Exclusions or Exemptions 506b Accepted Date 2017-07-05 09:58:44 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TRUCK CAPITAL OFFSHORE, LTD. See All Filings	D/A	2017-07-05 09:53:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646412 Filed Document 0000919574-17-005127 Exclusions or Exemptions 506b Accepted Date 2017-07-05 09:53:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BIOSORTIA PHARMACEUTICALS, INC. See All Filings	D	2017-07-05 09:52:46 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001516539 Filed Document 0001516539-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-05 09:52:46 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
KickUp, Inc. See All Filings	D	2017-07-05 09:18:15 UTC
Amount To Be Raised $705,000 Associated Brokers / Dealers N/A CIK Number 0001634744 Filed Document 0001634744-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-05 09:18:15 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Aloha LTD Income Fund, LLC See All Filings	D/A	2017-07-05 08:54:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634709 Filed Document 0001634709-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-05 08:54:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-BSV-51-PR-Fund, a series of AngelList-JC-Funds, LLC See All Filings	D	2017-07-03 20:52:33 UTC
Amount To Be Raised $140,928 Associated Brokers / Dealers N/A CIK Number 0001711052 Filed Document 0001707420-17-000012 Exclusions or Exemptions 506b Accepted Date 2017-07-03 20:52:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-PJN-15-Fund, a series of AX-XoRs-Funds, LLC See All Filings	D	2017-07-03 20:42:48 UTC
Amount To Be Raised $152,995 Associated Brokers / Dealers N/A CIK Number 0001704573 Filed Document 0001707420-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-07-03 20:42:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-HGJ-38-Fund, a series of AX-TL-Funds, LLC See All Filings	D	2017-07-03 20:40:32 UTC
Amount To Be Raised $65,000 Associated Brokers / Dealers N/A CIK Number 0001703345 Filed Document 0001707420-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-07-03 20:40:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-MHW-28-Fund, a series of AX-CoEs-Funds, LLC See All Filings	D	2017-07-03 20:37:08 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001709127 Filed Document 0001707420-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-07-03 20:37:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EPHESOFT INC. See All Filings	D	2017-07-03 20:35:13 UTC
Amount To Be Raised $18,750,000 Associated Brokers / Dealers N/A CIK Number 0001711049 Filed Document 0001711049-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-03 20:35:13 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
A-SMH-43-Fund, a series of AngelList-GP-Funds, LLC See All Filings	D	2017-07-03 20:34:13 UTC
Amount To Be Raised $295,140 Associated Brokers / Dealers N/A CIK Number 0001708632 Filed Document 0001707420-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-07-03 20:34:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-PGY-55-Fund, a series of Phoenix 7, LLC See All Filings	D	2017-07-03 20:32:11 UTC
Amount To Be Raised $108,000 Associated Brokers / Dealers N/A CIK Number 0001707427 Filed Document 0001707420-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-07-03 20:32:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyShares 303,LLC See All Filings	D	2017-07-03 20:26:34 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001709537 Filed Document 0001707159-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-03 20:26:34 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
A-HJG-22-Fund, a series of AX-BuAl-Funds, LLC See All Filings	D	2017-07-03 20:24:13 UTC
Amount To Be Raised $260,000 Associated Brokers / Dealers N/A CIK Number 0001709131 Filed Document 0001707420-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-07-03 20:24:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-SOY-20-Fund, a series of AX-InEs-Funds, LLC See All Filings	D	2017-07-03 20:22:01 UTC
Amount To Be Raised $327,713 Associated Brokers / Dealers N/A CIK Number 0001707958 Filed Document 0001707420-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-03 20:22:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-LMP-32-Fund, a series of Survival Economics Companies Investments, LLC See All Filings	D	2017-07-03 20:19:34 UTC
Amount To Be Raised $295,000 Associated Brokers / Dealers N/A CIK Number 0001711068 Filed Document 0001707420-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-03 20:19:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyShares 302, LLC See All Filings	D	2017-07-03 20:15:09 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001707159 Filed Document 0001707159-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-03 20:15:09 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
RealtyShares 297, LLC See All Filings	D	2017-07-03 19:54:09 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001709296 Filed Document 0001686353-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-03 19:54:09 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
CesiumAstro Inc. See All Filings	D/A	2017-07-03 19:52:40 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001707363 Filed Document 0001707363-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-03 19:52:40 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 256, LLC See All Filings	D	2017-07-03 19:41:27 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001686353 Filed Document 0001686353-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-03 19:41:27 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Paulson Strategic Partners Fund (Offshore), L.P. See All Filings	D/A	2017-07-03 17:07:14 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers Plus Securities, LLC CIK Number 0001669556 Filed Document 0000950142-17-001298 Exclusions or Exemptions 506b Accepted Date 2017-07-03 17:07:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DIGITAL POWER CORP See All Filings	D	2017-07-03 17:06:48 UTC
Amount To Be Raised $1,092,000 Associated Brokers / Dealers Divine Capital Markets CIK Number 0000896493 Filed Document 0001437749-17-012173 Exclusions or Exemptions 506b Accepted Date 2017-07-03 17:06:48 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Paulson Strategic Partners Fund LP See All Filings	D/A	2017-07-03 17:06:38 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers Plus Securities, LLC CIK Number 0001669561 Filed Document 0000950142-17-001297 Exclusions or Exemptions 506b Accepted Date 2017-07-03 17:06:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity