Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Dimensional Funds plc - Emerging Markets Large Cap Core Equity Fund See All Filings	D/A	2017-07-07 10:28:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643252 Filed Document 0000945621-17-000283 Exclusions or Exemptions 506b Accepted Date 2017-07-07 10:28:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Silk Road China (US) Fund Ltd See All Filings	D/A	2017-07-07 10:26:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630587 Filed Document 0001012975-17-000532 Exclusions or Exemptions 506b Accepted Date 2017-07-07 10:26:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
Scoragon Partners LP See All Filings	D/A	2017-07-07 10:24:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646628 Filed Document 0001646628-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-07 10:24:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Ownership Capital Global Equity (USD) Fund, L.P. See All Filings	D/A	2017-07-07 10:19:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677238 Filed Document 0000945621-17-000282 Exclusions or Exemptions 506b Accepted Date 2017-07-07 10:19:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Muses Labs, Inc. See All Filings	D	2017-07-07 10:14:04 UTC
Amount To Be Raised $5,829,918 Associated Brokers / Dealers N/A CIK Number 0001612369 Filed Document 0001612369-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-07 10:14:04 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
UTAH LITHOTRIPSY LP See All Filings	D/A	2017-07-07 10:12:41 UTC
Amount To Be Raised $9,333 Associated Brokers / Dealers N/A CIK Number 0001170568 Filed Document 0001170568-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-07 10:12:41 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ATTESTOR VALUE FUND LTD See All Filings	D/A	2017-07-07 10:09:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554013 Filed Document 0000902664-17-002814 Exclusions or Exemptions 506b Accepted Date 2017-07-07 10:09:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHEVRON PHILLIPS CHEMICAL CO LP See All Filings	D/A	2017-07-07 10:09:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001137293 Filed Document 0001137293-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-07 10:09:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Encompass Capital E&P Master Fund L.P. See All Filings	D/A	2017-07-07 10:07:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612850 Filed Document 0000919574-17-005209 Exclusions or Exemptions 506b Accepted Date 2017-07-07 10:07:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Marshall Wace Funds LP - MW TOPS World Equities (US) Fund See All Filings	D/A	2017-07-07 10:05:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611766 Filed Document 0000902664-17-002813 Exclusions or Exemptions 506b Accepted Date 2017-07-07 10:05:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Funds LP - MW Market Neutral TOPS (US) Fund See All Filings	D/A	2017-07-07 10:02:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611811 Filed Document 0000902664-17-002812 Exclusions or Exemptions 506b Accepted Date 2017-07-07 10:02:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Sigma Absolute Return Lowered Volatility Cayman Fund, Ltd. See All Filings	D/A	2017-07-07 09:49:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581370 Filed Document 0000919574-17-005207 Exclusions or Exemptions 506b Accepted Date 2017-07-07 09:49:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ACCUMULUS EMERGING MANAGERS FUND LTD. See All Filings	D	2017-07-07 09:38:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708464 Filed Document 0000919574-17-005204 Exclusions or Exemptions 506b Accepted Date 2017-07-07 09:38:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Tekne Long Only Offshore Fund, Ltd. See All Filings	D/A	2017-07-07 09:32:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678894 Filed Document 0000919574-17-005202 Exclusions or Exemptions 506b Accepted Date 2017-07-07 09:32:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Oceanwood Peripheral European Select Opportunities Fund Ltd. See All Filings	D/A	2017-07-07 09:29:42 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001644068 Filed Document 0001315863-17-000550 Exclusions or Exemptions 506b Accepted Date 2017-07-07 09:29:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STONEHAVEN OPPORTUNITIES FUND LP See All Filings	D/A	2017-07-07 09:28:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001421295 Filed Document 0001192482-17-000190 Exclusions or Exemptions 506b Accepted Date 2017-07-07 09:28:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Oceanwood Peripheral European Select Opportunities Fund, LP See All Filings	D	2017-07-07 09:26:59 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001644067 Filed Document 0001315863-17-000549 Exclusions or Exemptions 506b Accepted Date 2017-07-07 09:26:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Penn Mutual Asset Management Multi-Series Fund (Cayman), SPC - SP-B See All Filings	D	2017-07-07 09:26:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711174 Filed Document 0001711174-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-07 09:26:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
AFFILIATED INVESTORS LLC See All Filings	D	2017-07-07 09:23:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001045823 Filed Document 0000949265-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-07-07 09:23:54 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Lazard Global Fixed Income Trust See All Filings	D/A	2017-07-07 09:16:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001525578 Filed Document 0001525578-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-07 09:16:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lazard International Strategic Equity (ACW Ex-U.S.) Trust See All Filings	D/A	2017-07-07 09:12:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001525576 Filed Document 0001525576-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-07 09:12:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lazard International Discounted Assets Portfolio, a series of Lazard Discounted Assets Focus Funds LLC See All Filings	D/A	2017-07-07 09:08:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001525128 Filed Document 0001525128-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-07 09:08:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lazard Global Discounted Assets Portfolio, a series of Lazard Discounted Assets Focus Funds LLC See All Filings	D/A	2017-07-07 09:03:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001525127 Filed Document 0001525127-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-07 09:03:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-07-07 07:49:26 UTC
Amount To Be Raised $13,214,496 Associated Brokers / Dealers Jennifer Kephart, David Stecher, Joel Davidowski, Samir Sheth, and Kevin Wernick CIK Number 0001135856 Filed Document 0001135856-17-000244 Exclusions or Exemptions 506b Accepted Date 2017-07-07 07:49:26 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Burnham Harbor Fund Ltd. See All Filings	D/A	2017-07-07 06:30:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553201 Filed Document 0000902664-17-002809 Exclusions or Exemptions 506b Accepted Date 2017-07-07 06:30:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Treaty Oak Fund L.P. See All Filings	D/A	2017-07-07 06:25:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616107 Filed Document 0000902664-17-002808 Exclusions or Exemptions 506b Accepted Date 2017-07-07 06:25:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Partners Offshore Fund Ltd. (Class AA, BB & X Shares) See All Filings	D/A	2017-07-07 06:16:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581759 Filed Document 0000902664-17-002807 Exclusions or Exemptions 506b Accepted Date 2017-07-07 06:16:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRP 3, LLC See All Filings	D	2017-07-06 21:14:06 UTC
Amount To Be Raised $4,370,000 Associated Brokers / Dealers N/A CIK Number 0001672004 Filed Document 0001065949-17-000095 Exclusions or Exemptions 506b Accepted Date 2017-07-06 21:14:06 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
RealtyShares 312, LLC See All Filings	D	2017-07-06 20:32:16 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001711102 Filed Document 0001711099-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-07-06 20:32:16 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
RealtyShares 311, LLC See All Filings	D	2017-07-06 20:26:32 UTC
Amount To Be Raised $2,550,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001711101 Filed Document 0001711099-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-06 20:26:32 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
RealtyShares 309, LLC See All Filings	D	2017-07-06 20:20:29 UTC
Amount To Be Raised $2,550,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001711100 Filed Document 0001711099-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-06 20:20:29 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
VACCINEX, INC. See All Filings	D	2017-07-06 20:15:42 UTC
Amount To Be Raised $18,200,000 Associated Brokers / Dealers N/A CIK Number 0001205922 Filed Document 0001140361-17-027398 Exclusions or Exemptions 506b Accepted Date 2017-07-06 20:15:42 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 306, LLC See All Filings	D	2017-07-06 20:14:31 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001711099 Filed Document 0001711099-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-06 20:14:31 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Nadine West, Inc. See All Filings	D	2017-07-06 20:13:41 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001711234 Filed Document 0001711234-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-06 20:13:41 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ikigai Media Properties, LLC See All Filings	D	2017-07-06 20:01:04 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001686293 Filed Document 0001686293-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-07-06 20:01:04 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Ikigai Media Properties, LLC See All Filings	D	2017-07-06 19:56:40 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001686293 Filed Document 0001686293-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-06 19:56:40 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 301, LLC See All Filings	D	2017-07-06 19:52:37 UTC
Amount To Be Raised $1,375,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001711098 Filed Document 0001711119-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-07-06 19:52:37 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
RealtyShares 298, LLC See All Filings	D	2017-07-06 19:45:17 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001711097 Filed Document 0001711119-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-07-06 19:45:17 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
RealtyShares 307, LLC See All Filings	D	2017-07-06 19:31:47 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001711096 Filed Document 0001711119-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-07-06 19:31:47 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
RealtyShares 299, LLC See All Filings	D	2017-07-06 19:22:02 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001711095 Filed Document 0001711119-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-06 19:22:02 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
AGMAN CAPITAL VALUE INVESTORS, LP See All Filings	D	2017-07-06 19:13:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710803 Filed Document 0001710803-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-06 19:13:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
CAI Atlantic Waco Equity Fund, LP See All Filings	D	2017-07-06 19:12:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708116 Filed Document 0001315863-17-000548 Exclusions or Exemptions 506b Accepted Date 2017-07-06 19:12:58 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Transocean Resources Management, Inc. See All Filings	D/A	2017-07-06 19:10:13 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001709538 Filed Document 0001709538-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-06 19:10:13 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 295, LLC See All Filings	D	2017-07-06 19:09:26 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001711094 Filed Document 0001711119-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-06 19:09:26 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Longspur Fund I, LP See All Filings	D/A	2017-07-06 19:01:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651008 Filed Document 0000935836-17-000349 Exclusions or Exemptions 506b Accepted Date 2017-07-06 19:01:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avocet Fund I, LP See All Filings	D/A	2017-07-06 19:00:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678534 Filed Document 0000935836-17-000348 Exclusions or Exemptions 506b Accepted Date 2017-07-06 19:00:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyShares 270, LLC See All Filings	D	2017-07-06 18:57:50 UTC
Amount To Be Raised $2,090,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001711119 Filed Document 0001711119-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-06 18:57:50 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Hyperwave Technologies, LLC See All Filings	D	2017-07-06 18:51:16 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001711212 Filed Document 0001711212-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-06 18:51:16 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Security To Be Acquired
Liberated Specialty Foods, Inc. See All Filings	D	2017-07-06 18:47:51 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001711229 Filed Document 0001711229-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-06 18:47:51 UTC Type of Offering D Industry Retailing Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
nJoy Worldwide Inc. See All Filings	D	2017-07-06 18:03:57 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001710220 Filed Document 0001710220-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-06 18:03:57 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt