Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Catholic Endowment Fund, LP See All Filings	D/A	2017-07-07 14:33:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611692 Filed Document 0001140361-17-027437 Exclusions or Exemptions 506b Accepted Date 2017-07-07 14:33:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MPC Federal 2017 Historic Fund, LLC See All Filings	D	2017-07-07 14:30:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711323 Filed Document 0001711323-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-07 14:30:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PARTURA Medical, Inc. See All Filings	D	2017-07-07 14:30:27 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001701248 Filed Document 0001701248-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-07 14:30:27 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Element Lifestyle Retirement Inc. See All Filings	D	2017-07-07 14:24:26 UTC
Amount To Be Raised $269,708 Associated Brokers / Dealers N/A CIK Number 0001711041 Filed Document 0001140361-17-027435 Exclusions or Exemptions 506b Accepted Date 2017-07-07 14:24:26 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
HEW-TEX/LOVING COUNTY 3-1 SWD LLC See All Filings	D	2017-07-07 14:16:30 UTC
Amount To Be Raised $2,793,750 Associated Brokers / Dealers N/A CIK Number 0001710977 Filed Document 0001710977-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-07 14:16:30 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
American Alternative Investments, LLC See All Filings	D	2017-07-07 14:13:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608419 Filed Document 0001608419-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-07 14:13:51 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets $Not Applicable Type of Security Other
Minera Alamos Inc. See All Filings	D	2017-07-07 14:13:42 UTC
Amount To Be Raised $1,892,883 Associated Brokers / Dealers Haywood Securities (USA) Inc., Scarsdale Equities LLC, and IBK Capital Corp. CIK Number 0001711272 Filed Document 0001711272-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-07 14:13:42 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Medley Credit Opportunity Fund LP See All Filings	D/A	2017-07-07 14:06:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676104 Filed Document 0001676104-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-07 14:06:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SBF Opportunities Fund, LP See All Filings	D/A	2017-07-07 13:59:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647554 Filed Document 0001647554-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-07 13:59:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
WWEX UNI TOPCO HOLDINGS, LLC See All Filings	D	2017-07-07 13:56:15 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001706723 Filed Document 0001706723-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-07 13:56:15 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Total Joint Pro, LLC See All Filings	D	2017-07-07 13:54:56 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001711296 Filed Document 0001711296-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-07 13:54:56 UTC Type of Offering D Industry Other Technology Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ArcheMedX, Inc. See All Filings	D	2017-07-07 13:49:35 UTC
Amount To Be Raised $2,738,000 Associated Brokers / Dealers N/A CIK Number 0001710049 Filed Document 0001710049-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-07 13:49:35 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
EB5 Capital - Jobs Fund 22 LP See All Filings	D	2017-07-07 13:20:39 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001711249 Filed Document 0001711249-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-07 13:20:39 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Crow Holdings Realty Partners VIII-A, L.P. See All Filings	D	2017-07-07 13:16:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hodes Weill Securities, LLC CIK Number 0001710813 Filed Document 0001710813-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-07 13:16:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Martinet Medical, LLC See All Filings	D	2017-07-07 13:11:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707452 Filed Document 0001707452-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-07 13:11:10 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Tiger Global Long Opportunities II, Ltd. See All Filings	D/A	2017-07-07 12:57:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629219 Filed Document 0000919574-17-005225 Exclusions or Exemptions 506b Accepted Date 2017-07-07 12:57:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PFM Healthcare Long Fund, L.P. See All Filings	D	2017-07-07 12:56:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710078 Filed Document 0001710078-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-07 12:56:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tiger Global Long Opportunities II, L.P. See All Filings	D/A	2017-07-07 12:48:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629217 Filed Document 0000919574-17-005223 Exclusions or Exemptions 506b Accepted Date 2017-07-07 12:48:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIGER GLOBAL II, L.P. See All Filings	D/A	2017-07-07 12:42:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457209 Filed Document 0000919574-17-005221 Exclusions or Exemptions 506b Accepted Date 2017-07-07 12:42:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Code Ocean, Inc. See All Filings	D	2017-07-07 12:41:48 UTC
Amount To Be Raised $2,500,029 Associated Brokers / Dealers N/A CIK Number 0001691093 Filed Document 0001691093-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-07 12:41:48 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TIGER GLOBAL LONG OPPORTUNITIES, LTD. See All Filings	D/A	2017-07-07 12:40:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588941 Filed Document 0000919574-17-005219 Exclusions or Exemptions 506b Accepted Date 2017-07-07 12:40:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CRYSTAL PARTNERS FUND L P See All Filings	D/A	2017-07-07 12:38:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001362402 Filed Document 0001362402-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-07 12:38:19 UTC Type of Offering D/A Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIGER GLOBAL LONG OPPORTUNITIES, L.P. See All Filings	D/A	2017-07-07 12:37:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588773 Filed Document 0000919574-17-005217 Exclusions or Exemptions 506b Accepted Date 2017-07-07 12:37:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIGER GLOBAL, LTD. See All Filings	D/A	2017-07-07 12:35:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457208 Filed Document 0000919574-17-005215 Exclusions or Exemptions 506b Accepted Date 2017-07-07 12:35:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIGER GLOBAL, L.P. See All Filings	D/A	2017-07-07 12:33:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001349098 Filed Document 0000919574-17-005213 Exclusions or Exemptions 506b Accepted Date 2017-07-07 12:33:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eagle Point Credit Non-US LP See All Filings	D/A	2017-07-07 12:30:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581107 Filed Document 0000945621-17-000288 Exclusions or Exemptions 506b Accepted Date 2017-07-07 12:30:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Siguler Guff Small Buyout Opportunities Fund III (T), LP See All Filings	D/A	2017-07-07 12:30:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and The Bank of New York Mellon CIK Number 0001665900 Filed Document 0001654329-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-07-07 12:30:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Veritable LPC Partners, L.P. See All Filings	D/A	2017-07-07 12:29:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646980 Filed Document 0001646980-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-07 12:29:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eagle Point Credit US LP See All Filings	D/A	2017-07-07 12:28:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581108 Filed Document 0000945621-17-000287 Exclusions or Exemptions 506b Accepted Date 2017-07-07 12:28:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Insights International Holdings LLC See All Filings	D/A	2017-07-07 12:27:42 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001523210 Filed Document 0001523210-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-07 12:27:42 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Seven Springs Partners, LLC See All Filings	D	2017-07-07 12:26:40 UTC
Amount To Be Raised $2,070,829 Associated Brokers / Dealers N/A CIK Number 0001711287 Filed Document 0001711287-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-07 12:26:40 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SimpleShip Holdings,LLC See All Filings	D	2017-07-07 12:22:23 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001710876 Filed Document 0001710876-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-07 12:22:23 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
STRATEGIC REAL ESTATE EQUITY FUND II, LP See All Filings	D	2017-07-07 12:13:19 UTC
Amount To Be Raised $230,000,000 Associated Brokers / Dealers PRINCIPAL FUNDS DISTRIBUTOR, INC. CIK Number 0001710868 Filed Document 0001710868-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-07 12:13:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MicroTransponder, Inc. See All Filings	D	2017-07-07 12:11:31 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001489993 Filed Document 0001489993-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-07 12:11:31 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Siguler Guff Small Buyout Opportunities Fund III (F), LP See All Filings	D/A	2017-07-07 12:09:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and The Bank of New York Mellon CIK Number 0001665899 Filed Document 0001654329-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-07-07 12:09:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LoftSmart, Inc. See All Filings	D	2017-07-07 11:56:57 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001656984 Filed Document 0001656984-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-07 11:56:57 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
New Group Holdings, Inc. See All Filings	D/A	2017-07-07 11:54:48 UTC
Amount To Be Raised $6,449,992 Associated Brokers / Dealers N/A CIK Number 0001688849 Filed Document 0001688849-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-07 11:54:48 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BastCore LLC See All Filings	D	2017-07-07 11:51:27 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001635120 Filed Document 0001140361-17-027423 Exclusions or Exemptions 506b Accepted Date 2017-07-07 11:51:27 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Castle Information Systems, Inc. See All Filings	D	2017-07-07 11:50:10 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001525842 Filed Document 0001525842-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-07 11:50:10 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Rotating Solutions, Inc. See All Filings	D	2017-07-07 11:20:50 UTC
Amount To Be Raised $10,226,823 Associated Brokers / Dealers Nead LLC CIK Number 0001710946 Filed Document 0001710946-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-07 11:20:50 UTC Type of Offering D Industry Manufacturing Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Center Coast Core MLP Fund I, LLC See All Filings	D/A	2017-07-07 11:07:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001521971 Filed Document 0001398344-17-008349 Exclusions or Exemptions 506b Accepted Date 2017-07-07 11:07:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Myocardial Solutions, Inc. See All Filings	D	2017-07-07 11:06:57 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001669062 Filed Document 0001669062-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-07 11:06:57 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Useful Systems, Inc. See All Filings	D/A	2017-07-07 11:04:09 UTC
Amount To Be Raised $2,944,999 Associated Brokers / Dealers N/A CIK Number 0001685442 Filed Document 0001685442-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-07 11:04:09 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Siguler Guff Small Buyout Opportunities Fund III, LP See All Filings	D/A	2017-07-07 11:04:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and The Bank of New York Mellon Corporation CIK Number 0001665895 Filed Document 0001654329-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-07 11:04:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Libra Fund QP, L.P. See All Filings	D/A	2017-07-07 10:37:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579291 Filed Document 0000945621-17-000284 Exclusions or Exemptions 506b Accepted Date 2017-07-07 10:37:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MPC NC 2017 Energy ICF 4, LLC See All Filings	D	2017-07-07 10:35:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711259 Filed Document 0001711259-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-07 10:35:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIVERVIEW SURGICAL CENTER, LLC See All Filings	D/A	2017-07-07 10:33:35 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001704605 Filed Document 0001704605-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-07-07 10:33:35 UTC Type of Offering D/A Industry Hospitals and Physicians Principal Place of Business SOUTH DAKOTA Revenue or Assets $No Revenues Type of Security Equity
Axfund Cayman Feeder Fund See All Filings	D/A	2017-07-07 10:32:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647321 Filed Document 0001647321-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-07 10:32:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Heretik Inc. See All Filings	D	2017-07-07 10:30:37 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001710809 Filed Document 0001710809-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-07 10:30:37 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
RoCo Group Inc. See All Filings	D	2017-07-07 10:29:11 UTC
Amount To Be Raised $3,999,990 Associated Brokers / Dealers N/A CIK Number 0001667833 Filed Document 0001667833-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-07 10:29:11 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity