Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Lansdowne Clean Energy Fund See All Filings	D	2017-07-12 09:51:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710438 Filed Document 0001315863-17-000572 Exclusions or Exemptions 506b Accepted Date 2017-07-12 09:51:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Angel Oak Real Estate Investment Fund I, LP See All Filings	D/A	2017-07-12 09:51:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679318 Filed Document 0001679318-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-12 09:51:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Filevine, Inc. See All Filings	D	2017-07-12 09:23:10 UTC
Amount To Be Raised $780,000 Associated Brokers / Dealers N/A CIK Number 0001711637 Filed Document 0001711637-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-12 09:23:10 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Altair Global Credit Opportunities Fund (A), LLC See All Filings	D/A	2017-07-12 09:14:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001560056 Filed Document 0001571049-17-006588 Exclusions or Exemptions 506b Accepted Date 2017-07-12 09:14:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altair Global Credit Opportunities Fund (C), Ltd. See All Filings	D/A	2017-07-12 09:11:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001560053 Filed Document 0001144204-17-036493 Exclusions or Exemptions 506b Accepted Date 2017-07-12 09:11:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orchard Systems, Inc. See All Filings	D	2017-07-12 08:54:08 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001711526 Filed Document 0001711526-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-12 08:54:08 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Nationwide BOLI Private Placement Variable Account See All Filings	D	2017-07-12 07:51:09 UTC
Amount To Be Raised $12,974,794 Associated Brokers / Dealers Rob Galbreath CIK Number 0001343394 Filed Document 0001343394-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-07-12 07:51:09 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ZORA INVESTMENTS IV LLC See All Filings	D	2017-07-12 06:51:47 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001711630 Filed Document 0001711630-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-12 06:51:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Managed Accounts PLC- MW Eureka Fund IV See All Filings	D/A	2017-07-12 06:10:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001679304 Filed Document 0000902664-17-002875 Exclusions or Exemptions 506b Accepted Date 2017-07-12 06:10:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Connectiv, Inc. See All Filings	D/A	2017-07-11 21:34:45 UTC
Amount To Be Raised $980,000 Associated Brokers / Dealers N/A CIK Number 0001655837 Filed Document 0001655837-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-11 21:34:45 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
6100 Glenview Apartments, LLC See All Filings	D	2017-07-11 21:01:16 UTC
Amount To Be Raised $3,675,664 Associated Brokers / Dealers N/A CIK Number 0001711618 Filed Document 0001711618-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-11 21:01:16 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Incredible Health, Inc. See All Filings	D	2017-07-11 20:41:15 UTC
Amount To Be Raised $2,275,000 Associated Brokers / Dealers N/A CIK Number 0001710981 Filed Document 0001710981-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-11 20:41:15 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Apricot Mountain Inc. See All Filings	D	2017-07-11 20:21:44 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001631070 Filed Document 0001631070-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-11 20:21:44 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A-SBX-17-Fund, a series of AX-GrCh-Funds, LLC See All Filings	D	2017-07-11 20:10:00 UTC
Amount To Be Raised $168,000 Associated Brokers / Dealers N/A CIK Number 0001709104 Filed Document 0001710302-17-000013 Exclusions or Exemptions 506b Accepted Date 2017-07-11 20:10:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-LQH-12-Fund, a series of AX-NoHe-Funds, LLC See All Filings	D	2017-07-11 20:08:26 UTC
Amount To Be Raised $181,000 Associated Brokers / Dealers N/A CIK Number 0001711069 Filed Document 0001710302-17-000012 Exclusions or Exemptions 506b Accepted Date 2017-07-11 20:08:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-BWF-14-Fund, a series of AX-79Vc-Funds, LLC See All Filings	D	2017-07-11 20:06:35 UTC
Amount To Be Raised $257,730 Associated Brokers / Dealers N/A CIK Number 0001705361 Filed Document 0001710302-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-07-11 20:06:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-BQY-36-Fund, a series of AX-UrUs-Funds, LLC See All Filings	D	2017-07-11 20:04:46 UTC
Amount To Be Raised $142,500 Associated Brokers / Dealers N/A CIK Number 0001709729 Filed Document 0001710302-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-07-11 20:04:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-PNL-14-Fund, a series of AX-ND-Funds, LLC See All Filings	D	2017-07-11 20:01:38 UTC
Amount To Be Raised $77,500 Associated Brokers / Dealers N/A CIK Number 0001708499 Filed Document 0001710302-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-07-11 20:01:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-LBP-18-Fund, a series of AX-FoLs-Funds, LLC See All Filings	D	2017-07-11 19:59:26 UTC
Amount To Be Raised $245,000 Associated Brokers / Dealers N/A CIK Number 0001709178 Filed Document 0001710302-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-07-11 19:59:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-SHP-14-Fund, a series of AX-PaLe-Funds, LLC See All Filings	D	2017-07-11 19:56:48 UTC
Amount To Be Raised $172,000 Associated Brokers / Dealers N/A CIK Number 0001710278 Filed Document 0001710302-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-07-11 19:56:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-JZK-39-Fund, a series of AX-KaVc-Funds, LLC See All Filings	D	2017-07-11 19:54:44 UTC
Amount To Be Raised $151,649 Associated Brokers / Dealers N/A CIK Number 0001709129 Filed Document 0001710302-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-07-11 19:54:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-GXE-22-Fund, a series of AngelList-BaRs-Funds, LLC See All Filings	D	2017-07-11 19:51:55 UTC
Amount To Be Raised $398,500 Associated Brokers / Dealers N/A CIK Number 0001708500 Filed Document 0001710302-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-07-11 19:51:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTWICK BILOXI INVESTORS, LLC See All Filings	D	2017-07-11 19:51:40 UTC
Amount To Be Raised $710,000 Associated Brokers / Dealers N/A CIK Number 0001711379 Filed Document 0001711379-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-11 19:51:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Kauffman Fellows AngelList SPV I, a series of KF-AngelList-Funds LLC See All Filings	D	2017-07-11 19:35:20 UTC
Amount To Be Raised $124,500 Associated Brokers / Dealers N/A CIK Number 0001711074 Filed Document 0001710302-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-07-11 19:35:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MNG Pueblo, LLC See All Filings	D	2017-07-11 19:28:35 UTC
Amount To Be Raised $804,000 Associated Brokers / Dealers N/A CIK Number 0001711624 Filed Document 0001711624-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-11 19:28:35 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
A-SQM-32-Fund, a series of AngelList-ZC-Funds, LLC See All Filings	D	2017-07-11 19:28:34 UTC
Amount To Be Raised $422,503 Associated Brokers / Dealers N/A CIK Number 0001711057 Filed Document 0001710302-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-11 19:28:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPV I, a series of RSV-Funds, LLC See All Filings	D	2017-07-11 19:26:10 UTC
Amount To Be Raised $178,002 Associated Brokers / Dealers N/A CIK Number 0001711075 Filed Document 0001710302-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-11 19:26:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTWICK BILOXI, LLC See All Filings	D	2017-07-11 19:22:52 UTC
Amount To Be Raised $1,810,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001711374 Filed Document 0001711374-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-11 19:22:52 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
A-CEO-19-Fund, a series of AX-ViNt-Funds, LLC See All Filings	D	2017-07-11 19:21:44 UTC
Amount To Be Raised $108,000 Associated Brokers / Dealers N/A CIK Number 0001710302 Filed Document 0001710302-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-11 19:21:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MNG Chamblee, LLC See All Filings	D	2017-07-11 19:19:42 UTC
Amount To Be Raised $2,071,000 Associated Brokers / Dealers N/A CIK Number 0001711623 Filed Document 0001711623-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-11 19:19:42 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Review Trackers, Inc. See All Filings	D	2017-07-11 19:00:47 UTC
Amount To Be Raised $3,621,594 Associated Brokers / Dealers N/A CIK Number 0001612944 Filed Document 0001612944-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-11 19:00:47 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GC International Ladder Ltd. See All Filings	D/A	2017-07-11 18:50:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677908 Filed Document 0001677908-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-11 18:50:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Extra Space Storage LP See All Filings	D	2017-07-11 18:43:14 UTC
Amount To Be Raised $6,810,000 Associated Brokers / Dealers N/A CIK Number 0001302071 Filed Document 0001302071-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-11 18:43:14 UTC Type of Offering D Industry REITS and Finance Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Parliament Income Fund, LLC See All Filings	D/A	2017-07-11 18:39:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679631 Filed Document 0001679631-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-11 18:39:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HASelect-Waterford LLC See All Filings	D	2017-07-11 18:09:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711574 Filed Document 0001711573-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-11 18:09:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beach Point TX SCF LP See All Filings	D	2017-07-11 18:07:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709957 Filed Document 0001709957-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-11 18:07:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HASelect-Merger Arbitrage Fund LLC See All Filings	D	2017-07-11 18:01:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711578 Filed Document 0001711573-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-11 18:01:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APM HOLDINGS, LLC See All Filings	D	2017-07-11 17:55:47 UTC
Amount To Be Raised $275,200 Associated Brokers / Dealers N/A CIK Number 0001643534 Filed Document 0001643534-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-11 17:55:47 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business INDIANA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Morpheus Absolute Alpha LLC See All Filings	D	2017-07-11 17:53:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711573 Filed Document 0001711573-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-11 17:53:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALL WEST BANCORP See All Filings	D/A	2017-07-11 17:36:26 UTC
Amount To Be Raised $2,120,000 Associated Brokers / Dealers N/A CIK Number 0001710096 Filed Document 0001710096-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-11 17:36:26 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
BaseHealth, Inc. See All Filings	D	2017-07-11 17:33:15 UTC
Amount To Be Raised $9,430,742 Associated Brokers / Dealers N/A CIK Number 0001518987 Filed Document 0001632917-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-07-11 17:33:15 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Indiana Seed Fund III, LLC See All Filings	D	2017-07-11 17:27:48 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001710966 Filed Document 0001710966-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-11 17:27:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polygon European Equity Opportunity Fund L.P. See All Filings	D/A	2017-07-11 17:24:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James River Securities Corp. CIK Number 0001491162 Filed Document 0001315863-17-000571 Exclusions or Exemptions 506b Accepted Date 2017-07-11 17:24:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Polygon European Equity Opportunity Fund See All Filings	D/A	2017-07-11 17:23:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554146 Filed Document 0001315863-17-000570 Exclusions or Exemptions 506b Accepted Date 2017-07-11 17:23:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dairy Forge LLC See All Filings	D	2017-07-11 17:20:41 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001711413 Filed Document 0001711413-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-11 17:20:41 UTC Type of Offering D Industry Manufacturing Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Lucid Cash Fund USG LLC See All Filings	D	2017-07-11 17:20:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711301 Filed Document 0000919574-17-005342 Exclusions or Exemptions 506b Accepted Date 2017-07-11 17:20:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
Polygon Global Equities Fund See All Filings	D/A	2017-07-11 17:20:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612831 Filed Document 0001315863-17-000569 Exclusions or Exemptions 506b Accepted Date 2017-07-11 17:20:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SELECTA BIOSCIENCES INC See All Filings	D	2017-07-11 17:19:47 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Stifel, Nicolaus & Company Incorporated CIK Number 0001453687 Filed Document 0001140361-17-027627 Exclusions or Exemptions 506b Accepted Date 2017-07-11 17:19:47 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Polygon Convertible Opportunity Fund LP See All Filings	D/A	2017-07-11 17:18:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James River Securities Corp. CIK Number 0001491161 Filed Document 0001315863-17-000568 Exclusions or Exemptions 506b Accepted Date 2017-07-11 17:18:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CAUSEWAY INTERNATIONAL VALUE GROUP TRUST See All Filings	D/A	2017-07-11 17:18:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Paul O'Grady, Kevin Moutes, Jerry MacDonald, and Curtis Krause CIK Number 0001197407 Filed Document 0001507943-17-000095 Exclusions or Exemptions 506b Accepted Date 2017-07-11 17:18:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund