|
|
D/A |
2017-07-13 17:05:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001321086
- Filed Document
- 0001321086-17-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 17:05:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-13 17:05:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001437647
- Filed Document
- 0001315863-17-000579
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 17:05:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-13 17:04:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001437648
- Filed Document
- 0001315863-17-000578
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 17:04:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-13 17:03:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001561097
- Filed Document
- 0001315863-17-000577
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 17:03:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-13 17:02:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711455
- Filed Document
- 0001711455-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 17:02:58 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEVADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-07-13 17:02:22 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711948
- Filed Document
- 0001711948-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 17:02:22 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-07-13 17:02:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001561099
- Filed Document
- 0001315863-17-000576
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 17:02:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-13 16:56:37 UTC |
- Amount To Be Raised
- $32,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711866
- Filed Document
- 0001711866-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 16:56:37 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2017-07-13 16:56:35 UTC |
- Amount To Be Raised
- $4,838,614
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711804
- Filed Document
- 0001711804-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 16:56:35 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-07-13 16:54:32 UTC |
- Amount To Be Raised
- $6,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711848
- Filed Document
- 0001398344-17-008652
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 16:54:32 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-07-13 16:54:31 UTC |
- Amount To Be Raised
- $6,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711846
- Filed Document
- 0001398344-17-008651
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 16:54:31 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-07-13 16:53:37 UTC |
- Amount To Be Raised
- $775,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711912
- Filed Document
- 0001711912-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 16:53:37 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-13 16:53:20 UTC |
- Amount To Be Raised
- $4,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711844
- Filed Document
- 0001398344-17-008648
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 16:53:20 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-07-13 16:50:57 UTC |
- Amount To Be Raised
- $1,023,203
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711864
- Filed Document
- 0001711864-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 16:50:57 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-13 16:50:23 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001645671
- Filed Document
- 0001645671-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 16:50:23 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-13 16:47:16 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711886
- Filed Document
- 0001711876-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 16:47:16 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-13 16:44:13 UTC |
- Amount To Be Raised
- $24,633,987
- Associated Brokers / Dealers
- Highland Capital Funds Distributor, Inc., American Portfolios Financial Services, Inc., Boustead Securities, LLC, Cabot Lodge Securities, Center Street Securities, Inc., Coastal Equities, Inc., Colorado Financial Service Corporation, DFPG Investments, Inc., Freedom Investors Corp., Garden States Securities, Inc., Great Point Capital LLC, JRL Capital Corp., KCD Financial, Inc., McDermott Investment Services, LLC, Parkland Securities LLC, Primex, Purshe Kaplan Sterling Investments, Sandlapper Securities LLC, Sigma Financial Corporation, VFG Securities, Inc., and Whitehall-Parker Securities, Inc.
- CIK Number
- 0001693785
- Filed Document
- 0001693785-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 16:44:13 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-13 16:39:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Far Hills Group, LLC
- CIK Number
- 0001289829
- Filed Document
- 0001284249-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 16:39:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-07-13 16:37:18 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001681274
- Filed Document
- 0001681274-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 16:37:18 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-07-13 16:37:07 UTC |
- Amount To Be Raised
- $54,858,510
- Associated Brokers / Dealers
- David B. Levinson, Silver Portal Capital LLC, Eric S. Scaff, Thomas J. Ealy, James P. Cunningham, Gregory T. Shields, Nathaniel M. Kuhn, Jeffrey F. Hatfield, Kenneth C. Carrico, William A. Morrow, Timothy L. Stauffer, Michael J D'Epagnier, Daniel P. Raupp, Kurt W. Whitesell, Peter A. Finnegan, Preston P. Mokris, Christina S. Nielson, Jeffrey J. Arburn, Dieter G. Bollman, Daniel J. Mercer, Manuel Ramos, Kyle H. Imholte, Brian D. Vosberg, Jason A. Salmon, Ronald L. Gay, Roger B. Deal, James L. Duchene Jr., Jonathan R. Creighton, Dennis F. Baker, Craig R. Sicker, Michele E. Tremblay, Elizabeth L. Friant, Steven S. Meahan, Jason Steele, Armando G. Roman, Leon H. Levinson, William S. Sheehan, Michael D. Puls, Robert S. Smith, Paul B. Abbou, Jason P. Connolly, Darren P. Speight, Kirk D. Dobson, David K. Hays, Karl L. Hambrecht, Christina S. Nielson, David L. Cowguill, Susan J. Gitt, Curits S. Kreitzberg, Evan B. Dickens, Willard B. Wellings, James C. Reed, Timothy J. Harley, Roger W. Vanpelt, Brandon S.Wagner, Joel R. Drake, Dustin N. Christopherson, Daniel J. Rickett, Craig D. Emerson, Stephen R. Gates, Robert E. Burns, Jason P. Homec, Wira D. Tjakra, Gary E. Conley, John P. Harvey Jr., Keith A. Herman, David J. Chalmers, Christopher L. Cook, Accuriso J. Indelicato, Robert N. Webster, Dolores B. Mitchell, Nicholas Agnone, Mitchal D. O'Hare, Sigrid A. Daugaard, Melissa A. Clary, Joseph G. Michaletz, Tomas H. Velken, April D. Guinchard, Robert M. Cheney, Trawnegan Gall, John R. Marshall, Rollance A. Verkennis Jr., David R. Koehler, Donald E. Garcia, David E. Stone, Christian E. Laver, Evan B. Dickens, Robert S. Condon, Hiro R. Kagiyama, Taylor D. Ashland, David P. Dahill, Jason M. Baker, Jonathan NMN Hylton, John P. Schlatter, Douglas H. Barton, Cindy Shu-Way Shi, Michael T. Moomaw, Charles J. Ferrari, Adam J. Starr, and Walter F. Pardo
- CIK Number
- 0001701369
- Filed Document
- 0001701369-17-000013
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 16:37:07 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2017-07-13 16:36:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- FEF DISTRIBUTORS, LLC
- CIK Number
- 0001647749
- Filed Document
- 0000919574-17-005382
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 16:36:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-13 16:33:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711745
- Filed Document
- 0001711745-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 16:33:50 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-13 16:32:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711688
- Filed Document
- 0001711688-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 16:32:10 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Causeway Multi-Fund LLC - International Value Institutional Series C
See All Filings
|
D |
2017-07-13 16:31:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711871
- Filed Document
- 0000945621-17-000305
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 16:31:11 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-07-13 16:30:57 UTC |
- Amount To Be Raised
- $2,779,436
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711864
- Filed Document
- 0001711864-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 16:30:57 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-13 16:29:17 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001364214
- Filed Document
- 0001364214-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 16:29:17 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Causeway Multi-Fund LLC - International Value Institutional Series B
See All Filings
|
D |
2017-07-13 16:29:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711828
- Filed Document
- 0000945621-17-000304
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 16:29:08 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-07-13 16:28:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001709546
- Filed Document
- 0001315863-17-000575
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 16:28:50 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-13 16:27:48 UTC |
- Amount To Be Raised
- $34,274,000
- Associated Brokers / Dealers
- Waypoint Direct Investments, LLC
- CIK Number
- 0001711849
- Filed Document
- 0001711849-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 16:27:48 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-13 16:25:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711715
- Filed Document
- 0001711715-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 16:25:03 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Causeway Multi-Fund LLC - International Value Institutional Series
See All Filings
|
D |
2017-07-13 16:24:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711829
- Filed Document
- 0000945621-17-000303
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 16:24:54 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-07-13 16:18:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711747
- Filed Document
- 0001711747-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 16:18:03 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-13 16:15:41 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001564830
- Filed Document
- 0001564830-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 16:15:41 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-13 16:09:46 UTC |
- Amount To Be Raised
- $440,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001710596
- Filed Document
- 0001710596-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 16:09:46 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-07-13 16:06:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001457096
- Filed Document
- 0001457096-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 16:06:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-07-13 16:06:10 UTC |
- Amount To Be Raised
- $6,099,193
- Associated Brokers / Dealers
- More Than 5 Persons and Jordan Gibbs
- CIK Number
- 0001711899
- Filed Document
- 0001711899-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 16:06:10 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Other
|
|
|
D |
2017-07-13 16:05:29 UTC |
- Amount To Be Raised
- $8,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001709472
- Filed Document
- 0001709472-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 16:05:29 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D/A |
2017-07-13 16:03:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001496751
- Filed Document
- 0001496751-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 16:03:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-07-13 16:00:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- KELSON CAPITAL LLC
- CIK Number
- 0001457095
- Filed Document
- 0001457095-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 16:00:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-07-13 16:00:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001647560
- Filed Document
- 0001647560-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 16:00:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-07-13 15:58:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711699
- Filed Document
- 0001711699-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 15:58:46 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-13 15:58:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001581257
- Filed Document
- 0001581257-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 15:58:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-07-13 15:57:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Far Hills Group, LLC
- CIK Number
- 0001284249
- Filed Document
- 0001284249-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 15:57:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-07-13 15:55:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001679443
- Filed Document
- 0001679443-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 15:55:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-07-13 15:52:13 UTC |
- Amount To Be Raised
- $352,740,000
- Associated Brokers / Dealers
- Patricia Ter Heun and None
- CIK Number
- 0001665973
- Filed Document
- 0001140361-17-027771
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 15:52:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-13 15:48:49 UTC |
- Amount To Be Raised
- $125,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711809
- Filed Document
- 0001711809-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 15:48:49 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2017-07-13 15:48:36 UTC |
- Amount To Be Raised
- $115,000,000
- Associated Brokers / Dealers
- FIRST ANALYSIS SECURITIES CORPORATION
- CIK Number
- 0001711737
- Filed Document
- 0001711737-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 15:48:36 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-07-13 15:46:04 UTC |
- Amount To Be Raised
- $932,455
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001693512
- Filed Document
- 0001693512-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 15:46:04 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-13 15:45:37 UTC |
- Amount To Be Raised
- $35,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711636
- Filed Document
- 0001711636-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 15:45:37 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-07-13 15:38:51 UTC |
- Amount To Be Raised
- $1,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711816
- Filed Document
- 0001209191-17-045031
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-13 15:38:51 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|