|
|
D |
2017-07-14 17:19:53 UTC |
- Amount To Be Raised
- $800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001043961
- Filed Document
- 0001043961-17-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 17:19:53 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-07-14 17:19:00 UTC |
- Amount To Be Raised
- $550,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711857
- Filed Document
- 0001711857-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 17:19:00 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-14 17:18:15 UTC |
- Amount To Be Raised
- $300,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001701631
- Filed Document
- 0001701631-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 17:18:15 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-07-14 17:10:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001300112
- Filed Document
- 0001300112-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 17:10:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-07-14 17:06:09 UTC |
- Amount To Be Raised
- $6,304,401
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001436914
- Filed Document
- 0000897069-17-000390
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 17:06:09 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-07-14 17:03:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MOELIS & COMPANY LLC
- CIK Number
- 0001711704
- Filed Document
- 0001711704-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 17:03:33 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-07-14 17:02:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001679715
- Filed Document
- 0000899140-17-000498
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 17:02:15 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-14 17:01:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001679706
- Filed Document
- 0000899140-17-000497
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 17:01:51 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-14 17:00:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001578565
- Filed Document
- 0000943663-17-000191
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 17:00:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-07-14 17:00:04 UTC |
- Amount To Be Raised
- $3,110,431
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592102
- Filed Document
- 0001592102-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 17:00:04 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-14 16:59:27 UTC |
- Amount To Be Raised
- $1,192,920
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711895
- Filed Document
- 0001231919-17-000026
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 16:59:27 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-14 16:58:50 UTC |
- Amount To Be Raised
- $29,946,465
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603126
- Filed Document
- 0001603126-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 16:58:50 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-14 16:57:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711751
- Filed Document
- 0001711751-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 16:57:53 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-07-14 16:57:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711748
- Filed Document
- 0001711751-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 16:57:08 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-07-14 16:55:53 UTC |
- Amount To Be Raised
- $1,000,066
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711895
- Filed Document
- 0001231919-17-000025
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 16:55:53 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-14 16:55:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711659
- Filed Document
- 0001711659-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 16:55:42 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-07-14 16:52:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711676
- Filed Document
- 0001711676-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 16:52:28 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-07-14 16:50:50 UTC |
- Amount To Be Raised
- $3,999,993
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711895
- Filed Document
- 0001231919-17-000024
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 16:50:50 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-14 16:50:37 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- BREAN CAPITAL LLC
- CIK Number
- 0001693512
- Filed Document
- 0000913849-17-000246
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 16:50:37 UTC
- Type of Offering
- D/A
- Industry
- Commercial Banking
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-07-14 16:49:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001679794
- Filed Document
- 0000919574-17-005476
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 16:49:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-14 16:46:32 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711806
- Filed Document
- 0001711806-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 16:46:32 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-14 16:46:18 UTC |
- Amount To Be Raised
- $3,860,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711713
- Filed Document
- 0001711713-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 16:46:18 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-14 16:45:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001679793
- Filed Document
- 0000919574-17-005473
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 16:45:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-14 16:42:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001300116
- Filed Document
- 0001300116-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 16:42:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-07-14 16:40:54 UTC |
- Amount To Be Raised
- $9,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711933
- Filed Document
- 0001446933-17-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 16:40:54 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-14 16:39:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712014
- Filed Document
- 0001712014-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 16:39:37 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-07-14 16:39:11 UTC |
- Amount To Be Raised
- $1,333,320
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711589
- Filed Document
- 0001711589-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 16:39:11 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-14 16:38:02 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688148
- Filed Document
- 0001144204-17-036841
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 16:38:02 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D/A |
2017-07-14 16:33:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001328185
- Filed Document
- 0000905718-17-000702
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 16:33:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-14 16:33:26 UTC |
- Amount To Be Raised
- $14,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608718
- Filed Document
- 0001608718-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 16:33:26 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-14 16:32:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000882988
- Filed Document
- 0000905718-17-000701
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 16:32:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-14 16:32:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001615025
- Filed Document
- 0001669978-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 16:32:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-07-14 16:31:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001254963
- Filed Document
- 0000905718-17-000700
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 16:31:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-14 16:31:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001218202
- Filed Document
- 0000950142-17-001340
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 16:31:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-07-14 16:30:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001333549
- Filed Document
- 0000905718-17-000699
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 16:30:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-14 16:29:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001035570
- Filed Document
- 0000905718-17-000698
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 16:29:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-14 16:28:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Commonfund Securities, Inc.
- CIK Number
- 0001451732
- Filed Document
- 0001451732-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 16:28:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-07-14 16:26:12 UTC |
- Amount To Be Raised
- $17,656,279
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001468274
- Filed Document
- 0001140361-17-027879
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 16:26:12 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-14 16:23:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001037284
- Filed Document
- 0000905718-17-000697
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 16:23:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-14 16:12:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Riverstone Capital Services LLC
- CIK Number
- 0001711609
- Filed Document
- 0001140361-17-027877
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 16:12:44 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-07-14 16:11:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- JMG Securities, LLC
- CIK Number
- 0001603439
- Filed Document
- 0001666813-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 16:11:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-07-14 16:10:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001694302
- Filed Document
- 0000905718-17-000696
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 16:10:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-07-14 16:08:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
- CIK Number
- 0001646996
- Filed Document
- 0000905718-17-000695
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 16:08:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-07-14 16:07:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
- CIK Number
- 0001547902
- Filed Document
- 0000905718-17-000694
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 16:07:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-07-14 16:06:55 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001710966
- Filed Document
- 0001710966-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 16:06:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-07-14 16:06:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- CAIS Capital LLC
- CIK Number
- 0001598413
- Filed Document
- 0000905718-17-000693
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 16:06:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-07-14 16:04:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- CAIS Capital LLC
- CIK Number
- 0001598415
- Filed Document
- 0000905718-17-000692
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 16:04:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-07-14 16:04:01 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- SC Distributors, LLC, Frontier Solutions, LLC, Niagara International Capital Limited, McDonald Partners LLC, The Oak Ridge Financial Services Group, Inc., and Ausdal Financial Partners, Inc.
- CIK Number
- 0001550453
- Filed Document
- 0001710918-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 16:04:01 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-14 16:03:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- BUTLER CAPITAL INVESTMENTS, LLC
- CIK Number
- 0001547895
- Filed Document
- 0000905718-17-000691
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 16:03:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-07-14 16:03:27 UTC |
- Amount To Be Raised
- $1,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711189
- Filed Document
- 0001711189-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-14 16:03:27 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Other
|