Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CRYSTALPLEX CORP See All Filings	D/A	2019-07-03 13:36:01 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001254728 Filed Document 0001254728-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-07-03 13:36:01 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Butler Hall Capital Master Fund LP See All Filings	D	2019-07-03 13:34:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001779456 Filed Document 0001779456-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-03 13:34:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Post Credit Opportunities Fund (Onshore), LP See All Filings	D/A	2019-07-03 13:33:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656152 Filed Document 0001566589-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-07-03 13:33:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Celero Systems, Inc. See All Filings	D	2019-07-03 13:28:07 UTC
Amount To Be Raised $3,500,001 Associated Brokers / Dealers N/A CIK Number 0001781550 Filed Document 0001231919-19-000037 Exclusions or Exemptions 506b Accepted Date 2019-07-03 13:28:07 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Benson Elliot Strategic Partners V, L.P. See All Filings	D	2019-07-03 13:24:54 UTC
Amount To Be Raised $767,137 Associated Brokers / Dealers N/A CIK Number 0001780402 Filed Document 0001780402-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-03 13:24:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
e.ventures US VI, L.P. See All Filings	D	2019-07-03 13:21:28 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers N/A CIK Number 0001780856 Filed Document 0001780856-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-03 13:21:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sun Basket, Inc. See All Filings	D	2019-07-03 13:19:31 UTC
Amount To Be Raised $29,999,989 Associated Brokers / Dealers N/A CIK Number 0001681475 Filed Document 0001681475-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-03 13:19:31 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Archean Capital Partners (Master) Fund II, L.P. See All Filings	D/A	2019-07-03 13:16:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746297 Filed Document 0001646980-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-03 13:16:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GH Fund I, a series of JakeG Capital, LP See All Filings	D/A	2019-07-03 13:15:04 UTC
Amount To Be Raised $240,500 Associated Brokers / Dealers N/A CIK Number 0001777881 Filed Document 0001777881-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-03 13:15:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BiaSsess strategies, LLC See All Filings	D	2019-07-03 13:14:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781301 Filed Document 0001781301-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-03 13:14:32 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Post Senior Loan Offshore Fund, Ltd. See All Filings	D/A	2019-07-03 13:12:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568343 Filed Document 0001566589-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-03 13:12:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TARA Intelligence Inc. See All Filings	D	2019-07-03 13:10:29 UTC
Amount To Be Raised $12,597,500 Associated Brokers / Dealers N/A CIK Number 0001780388 Filed Document 0001780388-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-03 13:10:29 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MEND NUTRITION INC. See All Filings	D	2019-07-03 13:09:38 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001781547 Filed Document 0001781547-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-03 13:09:38 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Trend Discovery SPV I, LLC See All Filings	D/A	2019-07-03 13:05:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE CIK Number 0001764463 Filed Document 0001213900-19-012016 Exclusions or Exemptions 506b Accepted Date 2019-07-03 13:05:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Martlet Alternative Beta Master Fund, LP See All Filings	D/A	2019-07-03 13:05:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732076 Filed Document 0001507943-19-000015 Exclusions or Exemptions 506b Accepted Date 2019-07-03 13:05:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DRAKES LANDING ASSOCIATES L P See All Filings	D/A	2019-07-03 13:05:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001075128 Filed Document 0000935836-19-000369 Exclusions or Exemptions 506b Accepted Date 2019-07-03 13:05:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trend Discovery, LP See All Filings	D/A	2019-07-03 13:04:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001550970 Filed Document 0001213900-19-012015 Exclusions or Exemptions 506b Accepted Date 2019-07-03 13:04:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clean Beauty for All, Inc. See All Filings	D	2019-07-03 13:03:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770642 Filed Document 0001770642-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-03 13:03:55 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Frontier Dental Superholdings, LLC See All Filings	D	2019-07-03 13:03:53 UTC
Amount To Be Raised $13,275,000 Associated Brokers / Dealers N/A CIK Number 0001781586 Filed Document 0001781586-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-03 13:03:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
FULLERTON PARTNERS See All Filings	D/A	2019-07-03 13:02:22 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0000940748 Filed Document 0000935836-19-000368 Exclusions or Exemptions 506b Accepted Date 2019-07-03 13:02:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Post Senior Loan Fund, L.P. See All Filings	D/A	2019-07-03 13:00:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566589 Filed Document 0001566589-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-03 13:00:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vizrom Inc. See All Filings	C/A	2019-07-03 12:55:34 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $107,000 CIK Number 0001755045 Filed Document 0001665160-19-000760 Accepted Date 2019-07-03 12:55:34 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Common Stock State ALABAMA
THIRD POINT PARTNERS QUALIFIED L P See All Filings	D/A	2019-07-03 12:54:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc., Deutsche Bank Securities Inc, J P Morgan Securities LLC, Raymond James & Associates, Inc., Morgan Stanley Smith Barney LLC, and Park Hill Group LLC CIK Number 0001341499 Filed Document 0001341499-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-03 12:54:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TRANSATLANTIC PETROLEUM LTD. See All Filings	D	2019-07-03 12:51:07 UTC
Amount To Be Raised $1,842,005 Associated Brokers / Dealers N/A CIK Number 0001092289 Filed Document 0001092289-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-03 12:51:07 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Watertower Ventures Early Access SPV I, LLC See All Filings	D	2019-07-03 12:47:26 UTC
Amount To Be Raised $270,000 Associated Brokers / Dealers N/A CIK Number 0001779962 Filed Document 0001779962-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-03 12:47:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Veritable LPC Partners, L.P. See All Filings	D/A	2019-07-03 12:44:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646980 Filed Document 0001646980-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-03 12:44:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BC Exchange Salt Pond DST See All Filings	D	2019-07-03 12:44:20 UTC
Amount To Be Raised $44,297,521 Associated Brokers / Dealers N/A CIK Number 0001781242 Filed Document 0001781242-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-03 12:44:20 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Ware, LLC See All Filings	D	2019-07-03 12:40:40 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001780207 Filed Document 0001780207-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-03 12:40:40 UTC Type of Offering D Industry Retailing Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sensus-Reveal 2019 LP See All Filings	D	2019-07-03 12:35:54 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Daniel E Rodriguez CIK Number 0001781559 Filed Document 0001781559-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-03 12:35:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
SwineTech, Inc. See All Filings	D	2019-07-03 12:30:22 UTC
Amount To Be Raised $6,578,287 Associated Brokers / Dealers N/A CIK Number 0001707190 Filed Document 0001707190-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-03 12:30:22 UTC Type of Offering D Industry Other Technology Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Cingulate Therapeutics See All Filings	D/A	2019-07-03 12:28:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE CIK Number 0001593151 Filed Document 0001593151-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-03 12:28:07 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
Fort Washington Private Equity Investors X-B, L.P. See All Filings	D/A	2019-07-03 12:27:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745707 Filed Document 0001745707-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-03 12:27:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Measure 8 Ventures II, LP See All Filings	D	2019-07-03 12:16:13 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001781570 Filed Document 0001781570-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-03 12:16:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fort Washington Private Equity Small Market Investors X-S, L.P. See All Filings	D/A	2019-07-03 12:16:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MARTIN WESLEY FLESHER, BARRY DOUGLAS PAVLO, JOE DON COLE, RONALD JAMES SHORTENHAUS, and Touchstone Securities, Inc. CIK Number 0001745706 Filed Document 0001745706-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-03 12:16:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
PROOF Side II LP See All Filings	D/A	2019-07-03 12:15:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001779350 Filed Document 0001779350-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-03 12:15:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROOF Fund II, LP See All Filings	D/A	2019-07-03 12:09:42 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers none CIK Number 0001777614 Filed Document 0001777614-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-03 12:09:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Winfield 226 North Holdings LLC See All Filings	D	2019-07-03 12:07:47 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001779322 Filed Document 0001779322-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-03 12:07:47 UTC Type of Offering D Industry Commercial Principal Place of Business NEW JERSEY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Odyssey Semiconductor Technologies, Inc. See All Filings	D	2019-07-03 12:07:20 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers KATALYST SECURITIES LLC CIK Number 0001781405 Filed Document 0001731122-19-000367 Exclusions or Exemptions 506b Accepted Date 2019-07-03 12:07:20 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Collidion Inc. See All Filings	D/A	2019-07-03 12:05:58 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers Guy B Crawford CIK Number 0001668476 Filed Document 0001668476-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-07-03 12:05:58 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fort Washington Private Equity Investors X, L.P. See All Filings	D/A	2019-07-03 11:59:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MARTIN WESLEY FLESHER, BARRY DOUGLAS PAVLO, JOE DON COLE, RONALD JAMES SHORTENHAUS, and Touchstone Securities, Inc. CIK Number 0001745705 Filed Document 0001745705-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-03 11:59:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
AIC Acquisition Co LLC See All Filings	D	2019-07-03 11:59:03 UTC
Amount To Be Raised $7,375,000 Associated Brokers / Dealers N/A CIK Number 0001781578 Filed Document 0001781578-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-03 11:59:03 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
TL Funding II, LLC See All Filings	D	2019-07-03 11:52:12 UTC
Amount To Be Raised $3,950,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001781124 Filed Document 0001779440-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-03 11:52:12 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Third Point Offshore Fund, Ltd. See All Filings	D/A	2019-07-03 11:51:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc., Deutsche Bank Securities Inc., J P Morgan Securities LLC, Union Bancaire Privee, UBP SA, Raymond James & Associates, Inc., Morgan Stanley Smith Barney LLC, and Park Hill Group LLC CIK Number 0001300970 Filed Document 0001300970-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-03 11:51:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ-LRN, a series of Equidate Investments, LLC See All Filings	D/A	2019-07-03 11:47:21 UTC
Amount To Be Raised $17,202,504 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001758082 Filed Document 0001781137-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-03 11:47:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Smartvid.io, Inc. See All Filings	D/A	2019-07-03 11:46:36 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001649444 Filed Document 0001649444-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-03 11:46:36 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
RRG Sustainable Water Impact Access LLC See All Filings	D	2019-07-03 11:40:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001781577 Filed Document 0001781577-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-03 11:40:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CVC Kurly LTD, LLC See All Filings	D	2019-07-03 11:35:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780931 Filed Document 0001013594-19-000446 Exclusions or Exemptions 506b Accepted Date 2019-07-03 11:35:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ACCUMULUS EMERGING MANAGERS FUND LTD. See All Filings	D/A	2019-07-03 11:35:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708464 Filed Document 0000919574-19-004431 Exclusions or Exemptions 506b Accepted Date 2019-07-03 11:35:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Bridgewater Optimal Portfolio@12, LLC See All Filings	D	2019-07-03 11:34:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781239 Filed Document 0001781239-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-07-03 11:34:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
OrbiMed Royalty & Credit Opportunities III, LP See All Filings	D/A	2019-07-03 11:30:25 UTC
Amount To Be Raised $1,200,000,000 Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001766289 Filed Document 0001766289-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-03 11:30:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund