Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TRF Feeder Fund (Cayman), L.P. See All Filings	D/A	2017-07-17 17:06:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486850 Filed Document 0001710221-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-17 17:06:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
JDCPHOSPHATE, INC. See All Filings	D	2017-07-17 16:57:52 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001544512 Filed Document 0001544512-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-17 16:57:52 UTC Type of Offering D Industry Other Energy Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
McB U.C. Davis, LP See All Filings	D	2017-07-17 16:54:05 UTC
Amount To Be Raised $4,550,000 Associated Brokers / Dealers N/A CIK Number 0001710126 Filed Document 0001710126-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 16:54:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
National Net Lease Portfolio VII DST See All Filings	D/A	2017-07-17 16:54:01 UTC
Amount To Be Raised $89,357,629 Associated Brokers / Dealers William S. Sheehan, Mark O. Coombe, Jeffrey L. Tiona, Barbara L. Klenovich, Carmen D. Morrone Jr., Davin J. Carey, Bruce A. Carroll, Stephen P. Meskan, Gordon T. Hamilton, William M. Upson, Roger E. Sulhoff, William A. Morrow, Brian Heal, Ryan S. Cook, James M. Gambaccini, Daniel L. Whittenburg, Gary L. Chapman, Scott A. Saylor, David L. Funk, Randy C. Cox, Daniel P. Raupp, Daniel G. Dillard, Chad E. Henry, Troy A. Oates, Douglas W. Mccown, Eric A. Bicknese, Silver Portal Capital, LLC, Joseph W. Brezden, Michael J. Brezden, William Lapiana, Joseph E. Biloon, Dan A. Pias, James C. Ciocia, Dennis P. Clark, Frank G. Giangrande, David A. Mohheit, Jeffrey B. Baker, Leon H. Levinson, David W. Young III, Michael A. Torchia Jr., Paul M. Largo, Johnathan R. Creighton, Kirk D. Dobson, David B. Levinson, John C. Chanoski, Roberto J. Duran, John T. Christy, Jack W. Ellison, Gary E. Barth, Matthew Schanz, Timothy J. Warren, David A. Schlein, William G. Stemple, Ryan G. Malfitano, Jason T. Ice, Hagop (Jacob) S. Tujian, Donald E. Garcia, Darryl A. Bodnar, Jennifer A. Wildman, Robert R. Tweed, Carol S. Grasso, David C. Grossling, Tony R. Price, Raymond A. Ferro Jr., Anthony J. Cardinal, Joseph J. Lutz, Michael D. Prince, Bryan C. Hakola, Robin L. Krolewski, Kristine S. Somerville, John W. Kenny, Molly M. Grubb, Elliot V. Hill, Duncan Eng, Peggy J. Cozine, Shawn C. Spellacy, Donald E. Chambers, Robert Charlton II, Timothy L. Stauffer, Carl Edwards Jr., Scott Offerman, Carlos A. Farelo, Marcia A. Geltman, Joseph A. Weber, Brian D. Long, Stephen W Poston, Jeff D. Fisher, Maria D. Delre, Jon G. Sanchez, Thomas J. Ealy, John L. O'Brien, Christopher A. Riel, Richard P. Kaiser, Michael S. Cullen, Richard M. Waters Jr, Ryan F. Baker, Thomas M. Strohl Jr., David P. Dahill, Timothy R. Croak, and Jason M. Nelson CIK Number 0001661515 Filed Document 0001661515-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 16:54:01 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Wasserstein Debt Opportunities Fund, LP See All Filings	D/A	2017-07-17 16:52:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oakpoint Solutions, LLC CIK Number 0001574073 Filed Document 0000950142-17-001345 Exclusions or Exemptions 506b Accepted Date 2017-07-17 16:52:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Base Growth I, LLC See All Filings	D	2017-07-17 16:51:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712162 Filed Document 0001712162-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 16:51:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRF LLC See All Filings	D/A	2017-07-17 16:42:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459908 Filed Document 0001710221-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-17 16:42:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MAC SAN GIOVANNI INVESTORS, LP See All Filings	D	2017-07-17 16:41:19 UTC
Amount To Be Raised $8,900,000 Associated Brokers / Dealers N/A CIK Number 0001711687 Filed Document 0001711687-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 16:41:19 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Aguia Resources Ltd. See All Filings	D	2017-07-17 16:41:01 UTC
Amount To Be Raised $2,044,856 Associated Brokers / Dealers Paradigm Capital U.S. Inc. CIK Number 0001711144 Filed Document 0001062993-17-003258 Exclusions or Exemptions 506b Accepted Date 2017-07-17 16:41:01 UTC Type of Offering D Industry Other Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
Zygood,LLC See All Filings	D	2017-07-17 16:39:39 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001678066 Filed Document 0001678066-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 16:39:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Aguia Resources Ltd. See All Filings	D	2017-07-17 16:38:57 UTC
Amount To Be Raised $2,500,514 Associated Brokers / Dealers PARADIGM CAPITAL U.S. INC. CIK Number 0001711144 Filed Document 0001062993-17-003257 Exclusions or Exemptions 506b Accepted Date 2017-07-17 16:38:57 UTC Type of Offering D Industry Other Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
SR&VD Capital Management, L.P. See All Filings	D/A	2017-07-17 16:35:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512990 Filed Document 0001512990-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 16:35:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VerifyMe, Inc. See All Filings	D	2017-07-17 16:32:31 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001104038 Filed Document 0001214659-17-004470 Exclusions or Exemptions 506b Accepted Date 2017-07-17 16:32:31 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
nPhase, Inc. See All Filings	D	2017-07-17 16:30:27 UTC
Amount To Be Raised $1,638,340 Associated Brokers / Dealers Cypress Partners, LLC CIK Number 0001662695 Filed Document 0001710221-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 16:30:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hireku Inc. See All Filings	D	2017-07-17 16:26:05 UTC
Amount To Be Raised $5,949,998 Associated Brokers / Dealers N/A CIK Number 0001617014 Filed Document 0001140361-17-027975 Exclusions or Exemptions 506b Accepted Date 2017-07-17 16:26:05 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Essex Dialysis Partners, LLC See All Filings	D	2017-07-17 16:18:17 UTC
Amount To Be Raised $1,357,413 Associated Brokers / Dealers N/A CIK Number 0001712083 Filed Document 0001712083-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 16:18:17 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Precipio, Inc. See All Filings	D	2017-07-17 16:15:05 UTC
Amount To Be Raised $8,269,459 Associated Brokers / Dealers N/A CIK Number 0001043961 Filed Document 0001043961-17-000015 Exclusions or Exemptions 506b Accepted Date 2017-07-17 16:15:05 UTC Type of Offering D Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
MULTIMECHANICS, INC. See All Filings	D	2017-07-17 16:14:36 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001704604 Filed Document 0001704604-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-17 16:14:36 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Avatar Capital Finance LLC See All Filings	D	2017-07-17 16:14:25 UTC
Amount To Be Raised $2,446,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-17-000012 Exclusions or Exemptions 506b Accepted Date 2017-07-17 16:14:25 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Vertical Communications Holdco Inc See All Filings	D	2017-07-17 16:10:16 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001711906 Filed Document 0000909143-17-000067 Exclusions or Exemptions 506b Accepted Date 2017-07-17 16:10:16 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SharpVue Real Estate Fund 2016 QP, LP See All Filings	D	2017-07-17 16:07:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711940 Filed Document 0001461373-17-000027 Exclusions or Exemptions 506b Accepted Date 2017-07-17 16:07:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Advocate Capital Onshore Enhanced Beta Fund, L.P. See All Filings	D	2017-07-17 16:02:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711657 Filed Document 0001711657-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 16:02:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Try It Tiny, LLC See All Filings	D/A	2017-07-17 15:54:29 UTC
Amount To Be Raised $675,000 Associated Brokers / Dealers N/A CIK Number 0001693370 Filed Document 0001693370-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-17 15:54:29 UTC Type of Offering D/A Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Ay Dee Kay, LLC See All Filings	D	2017-07-17 15:38:47 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001649791 Filed Document 0001649791-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-17 15:38:47 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Insight Venture Partners (Delaware) X, L.P. See All Filings	D	2017-07-17 15:34:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Warren H. Spar, David Choi, Dana Marie Samuels, Mark Mason, Mark Mason, Simon Dunn, Simon Dunn, Luke Chun, Luke Chun, Gergana Ruff, Gergana Ruff, Mohammed Afkham-ebrahimi, and Goldman Sachs International CIK Number 0001710835 Filed Document 0000899140-17-000504 Exclusions or Exemptions 506b Accepted Date 2017-07-17 15:34:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Insight Venture Partners X (Co-Investors), L.P. See All Filings	D	2017-07-17 15:32:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710834 Filed Document 0000899140-17-000503 Exclusions or Exemptions 506b Accepted Date 2017-07-17 15:32:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Insight Venture Partners (Cayman) X, L.P. See All Filings	D	2017-07-17 15:31:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Warren H. Spar, David Choi, Dana Marie Samuels, Mark Mason, Mark Mason, Simon Dunn, Simon Dunn, Luke Chun, Luke Chun, Gergana Ruff, Gergana Ruff, Goldman Sachs & Co. LLC, Mohammed Afkham-ebrahimi, and Goldman Sachs International CIK Number 0001710860 Filed Document 0000899140-17-000502 Exclusions or Exemptions 506b Accepted Date 2017-07-17 15:31:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Insight Venture Partners X, L.P. See All Filings	D	2017-07-17 15:29:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Warren H. Spar, David Choi, Dana Marie Samuels, Mark Mason, Mark Mason, Simon Dunn, Simon Dunn, Luke Chun, Luke Chun, Gergana Ruff, Gergana Ruff, Goldman Sachs & Co. LLC, Mohammed Afkham-ebrahimi, and Goldman Sachs International CIK Number 0001710959 Filed Document 0000899140-17-000501 Exclusions or Exemptions 506b Accepted Date 2017-07-17 15:29:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AHL Evolution LLC See All Filings	D/A	2017-07-17 15:28:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001581534 Filed Document 0001581534-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 15:28:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arroyo Broad River Direct Investment I, L.P. See All Filings	D/A	2017-07-17 15:24:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679883 Filed Document 0001679883-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-17 15:24:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Synaptive Medical Inc. See All Filings	D	2017-07-17 15:24:23 UTC
Amount To Be Raised $14,218,191 Associated Brokers / Dealers N/A CIK Number 0001621394 Filed Document 0001621394-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-17 15:24:23 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SourceDay, Inc. See All Filings	D	2017-07-17 15:21:08 UTC
Amount To Be Raised $4,299,649 Associated Brokers / Dealers N/A CIK Number 0001712112 Filed Document 0001712112-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 15:21:08 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Aeromics, Inc. See All Filings	D/A	2017-07-17 15:17:46 UTC
Amount To Be Raised $1,760,181 Associated Brokers / Dealers N/A CIK Number 0001601320 Filed Document 0001601320-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-17 15:17:46 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
101 N. Charles Mendelson Investor, LLC See All Filings	D/A	2017-07-17 15:12:05 UTC
Amount To Be Raised $1,094,000 Associated Brokers / Dealers N/A CIK Number 0001711893 Filed Document 0001711893-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-17 15:12:05 UTC Type of Offering D/A Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Rockwood Equity Partners III-A, LP See All Filings	D/A	2017-07-17 15:10:40 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001657407 Filed Document 0001630744-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-17 15:10:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LKCM Global Equity, L.P. See All Filings	D/A	2017-07-17 15:07:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629542 Filed Document 0001629542-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-07-17 15:07:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rockwood Equity Partners III, LP See All Filings	D/A	2017-07-17 15:06:39 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001630744 Filed Document 0001630744-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-17 15:06:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LKCM Technology Partnership, L.P. See All Filings	D/A	2017-07-17 15:01:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522603 Filed Document 0001522603-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-17 15:01:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LKCM Investment Partnership II, L.P. See All Filings	D/A	2017-07-17 14:58:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496191 Filed Document 0001496191-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 14:58:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WAM-Paa LP See All Filings	D	2017-07-17 14:57:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711717 Filed Document 0001711723-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-17 14:57:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Door, Inc. See All Filings	D	2017-07-17 14:48:05 UTC
Amount To Be Raised $500,167 Associated Brokers / Dealers N/A CIK Number 0001699858 Filed Document 0001699858-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-07-17 14:48:05 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Nineteen77 Global Merger Arbitrage LLC See All Filings	D/A	2017-07-17 14:41:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. and UBS Asset Management (US) Inc. CIK Number 0001643062 Filed Document 0001643062-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 14:41:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tapas Holdings LLC See All Filings	D	2017-07-17 14:39:55 UTC
Amount To Be Raised $2,450,000 Associated Brokers / Dealers N/A CIK Number 0001702058 Filed Document 0001702058-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-17 14:39:55 UTC Type of Offering D Industry Restaurants Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Water Asset Management Global Water Equity, LP See All Filings	D	2017-07-17 14:38:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711723 Filed Document 0001711723-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 14:38:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Xenex Disinfection Services LLC See All Filings	D/A	2017-07-17 14:35:41 UTC
Amount To Be Raised $42,000,000 Associated Brokers / Dealers N/A CIK Number 0001556814 Filed Document 0001556814-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-17 14:35:41 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CEL SCI CORP See All Filings	D	2017-07-17 14:29:27 UTC
Amount To Be Raised $1,510,000 Associated Brokers / Dealers N/A CIK Number 0000725363 Filed Document 0001004878-17-000171 Exclusions or Exemptions 506b Accepted Date 2017-07-17 14:29:27 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
York European Strategic Investors Holdings Fund, L.P. See All Filings	D/A	2017-07-17 14:19:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613304 Filed Document 0001144204-17-036957 Exclusions or Exemptions 506b Accepted Date 2017-07-17 14:19:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
York European Strategic Investors Fund Ltd See All Filings	D/A	2017-07-17 14:19:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613303 Filed Document 0001144204-17-036956 Exclusions or Exemptions 506b Accepted Date 2017-07-17 14:19:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trian Partners, L.P. (limited partnership interests) See All Filings	D/A	2017-07-17 14:16:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC and J.P. Morgan Securities LLC CIK Number 0001473605 Filed Document 0000902664-17-002949 Exclusions or Exemptions 506b Accepted Date 2017-07-17 14:16:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nineteen77 Global Merger Arbitrage Ltd See All Filings	D/A	2017-07-17 14:05:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. and UBS Asset Management (US) Inc. CIK Number 0001643061 Filed Document 0001643061-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 14:05:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund