Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Anavio Capital Fund Ltd See All Filings	D/A	2017-07-18 11:17:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679738 Filed Document 0000902664-17-002961 Exclusions or Exemptions 506b Accepted Date 2017-07-18 11:17:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
X2 CAV Onshore, LP See All Filings	D	2017-07-18 11:09:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711969 Filed Document 0001711969-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-18 11:09:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VF(x)LP See All Filings	D	2017-07-18 11:00:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690597 Filed Document 0001690597-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-18 11:00:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rex Shares, LLC See All Filings	D	2017-07-18 10:36:38 UTC
Amount To Be Raised $1,826,000 Associated Brokers / Dealers N/A CIK Number 0001640890 Filed Document 0001640890-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-18 10:36:38 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
FIRST CAPITAL ADVISORS MULTI-FAMILY REAL ESTATE FUND, LP See All Filings	D	2017-07-18 10:19:04 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001690565 Filed Document 0001690565-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-18 10:19:04 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ISQ Global Infrastructure Fund II, L.P. See All Filings	D	2017-07-18 10:17:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Group L.L.C. and Campbell Lutyens & Co. Inc. CIK Number 0001711308 Filed Document 0001711308-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-18 10:17:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hudson Bay Cap Structure Arbitrage Enhanced Fund LP See All Filings	D	2017-07-18 10:14:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709582 Filed Document 0000902664-17-002959 Exclusions or Exemptions 506b Accepted Date 2017-07-18 10:14:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avitae Holdings LLC See All Filings	D	2017-07-18 09:50:46 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001535027 Filed Document 0001535027-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-18 09:50:46 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Tekarra Capital Partners, LP See All Filings	D/A	2017-07-18 09:48:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645927 Filed Document 0001013594-17-000479 Exclusions or Exemptions 506b Accepted Date 2017-07-18 09:48:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chalkboard Capital, LLC See All Filings	D	2017-07-18 09:31:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711728 Filed Document 0001711728-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-18 09:31:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polar Capital European Forager Fund Ltd See All Filings	D/A	2017-07-18 09:25:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001417836 Filed Document 0000902664-17-002958 Exclusions or Exemptions 506b Accepted Date 2017-07-18 09:25:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PURSUANT HEALTH, INC. See All Filings	D	2017-07-18 09:22:32 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001412720 Filed Document 0001412720-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-18 09:22:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
Securetech, Inc. See All Filings	D	2017-07-18 09:16:33 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001703157 Filed Document 0001703157-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-18 09:16:33 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
85 NH Ave Investors, LLC See All Filings	D	2017-07-18 08:48:52 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001709277 Filed Document 0001709277-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-18 08:48:52 UTC Type of Offering D Industry Commercial Principal Place of Business NEW HAMPSHIRE Revenue or Assets $Not Applicable Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-07-18 07:58:43 UTC
Amount To Be Raised $15,212,113 Associated Brokers / Dealers Dennis Morris and Jason Burlie CIK Number 0001135856 Filed Document 0001135856-17-000249 Exclusions or Exemptions 506b Accepted Date 2017-07-18 07:58:43 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NewStore Inc. See All Filings	D	2017-07-18 07:31:11 UTC
Amount To Be Raised $49,999,999 Associated Brokers / Dealers N/A CIK Number 0001635371 Filed Document 0001635371-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-18 07:31:11 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Oben, Inc. See All Filings	D	2017-07-18 07:00:53 UTC
Amount To Be Raised $4,999,995 Associated Brokers / Dealers N/A CIK Number 0001683916 Filed Document 0001683916-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-18 07:00:53 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Polar Capital European Conviction Fund Ltd See All Filings	D/A	2017-07-18 06:20:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001360035 Filed Document 0000902664-17-002957 Exclusions or Exemptions 506b Accepted Date 2017-07-18 06:20:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Funds PLC - MW Global Financials Market Neutral Fund See All Filings	D/A	2017-07-18 06:11:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504529 Filed Document 0000902664-17-002956 Exclusions or Exemptions 506b Accepted Date 2017-07-18 06:11:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Funds LP - MW Global Opportunities (US) Fund See All Filings	D/A	2017-07-18 06:04:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552909 Filed Document 0000902664-17-002955 Exclusions or Exemptions 506b Accepted Date 2017-07-18 06:04:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fluidity Technologies Inc. See All Filings	D	2017-07-17 21:44:26 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001712101 Filed Document 0001712101-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-17 21:44:26 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Mobileoffer, Inc. See All Filings	D	2017-07-17 20:01:30 UTC
Amount To Be Raised $3,004,425 Associated Brokers / Dealers N/A CIK Number 0001683951 Filed Document 0001144204-17-037061 Exclusions or Exemptions 506b Accepted Date 2017-07-17 20:01:30 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Shift.org, Inc. See All Filings	D	2017-07-17 19:54:41 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001683393 Filed Document 0001683393-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 19:54:41 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
TrackStreet, Inc. See All Filings	D/A	2017-07-17 19:07:45 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001707456 Filed Document 0001671922-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-07-17 19:07:45 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets $Not Applicable Type of Security Debt
BoardRE Inc. See All Filings	D	2017-07-17 19:01:51 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001710650 Filed Document 0000910680-17-000075 Exclusions or Exemptions 506b Accepted Date 2017-07-17 19:01:51 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Storygize LLC See All Filings	D/A	2017-07-17 18:52:01 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001671922 Filed Document 0001671922-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-07-17 18:52:01 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Debt
myLAB Box, Inc. See All Filings	D	2017-07-17 18:46:59 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001624135 Filed Document 0001624135-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 18:46:59 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fin & Field, LLC See All Filings	D/A	2017-07-17 18:15:56 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001610232 Filed Document 0001610232-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-17 18:15:56 UTC Type of Offering D/A Industry Other Principal Place of Business MISSOURI Revenue or Assets $Not Applicable Type of Security Debt
Super League Gaming, Inc. See All Filings	D/A	2017-07-17 18:12:51 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Rainmaker Securities, LLC CIK Number 0001621672 Filed Document 0001621672-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-17 18:12:51 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ROW Diversified 2X Offshore Fund, Ltd. See All Filings	D/A	2017-07-17 18:02:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679952 Filed Document 0001679952-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 18:02:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axon Partners (Offshore), Ltd. See All Filings	D/A	2017-07-17 18:02:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001319131 Filed Document 0000902664-17-002953 Exclusions or Exemptions 506b Accepted Date 2017-07-17 18:02:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axon Partners, LP See All Filings	D/A	2017-07-17 18:00:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321376 Filed Document 0000902664-17-002952 Exclusions or Exemptions 506b Accepted Date 2017-07-17 18:00:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROW Diversified 2X Fund, L.P. See All Filings	D/A	2017-07-17 17:52:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679951 Filed Document 0001679951-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 17:52:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROW Diversified Offshore Fund, Ltd. See All Filings	D/A	2017-07-17 17:44:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678817 Filed Document 0001678817-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 17:44:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROW Diversified Fund, L.P. See All Filings	D/A	2017-07-17 17:39:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Rob Lingle CIK Number 0001580978 Filed Document 0001580978-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 17:39:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRAYBUG VISION, INC. See All Filings	D/A	2017-07-17 17:35:28 UTC
Amount To Be Raised $45,393,828 Associated Brokers / Dealers N/A CIK Number 0001534133 Filed Document 0001534133-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-17 17:35:28 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bend Two Development LLC See All Filings	D/A	2017-07-17 17:32:36 UTC
Amount To Be Raised $7,260,000 Associated Brokers / Dealers N/A CIK Number 0001675671 Filed Document 0001675671-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-17 17:32:36 UTC Type of Offering D/A Industry Lodging and Conventions Principal Place of Business MONTANA Revenue or Assets $No Revenues Type of Security Equity
QUMRA CAPITAL II, L.P. See All Filings	D	2017-07-17 17:30:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712157 Filed Document 0001712157-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 17:30:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Esquify, Inc. See All Filings	D	2017-07-17 17:19:20 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001711815 Filed Document 0000897069-17-000393 Exclusions or Exemptions 506b Accepted Date 2017-07-17 17:19:20 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Nine Ten Partners LP See All Filings	D/A	2017-07-17 17:17:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603715 Filed Document 0001315863-17-000583 Exclusions or Exemptions 506b Accepted Date 2017-07-17 17:17:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SOCIAL BEVERAGE COMPANY, LLC See All Filings	D	2017-07-17 17:17:30 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001687744 Filed Document 0001140361-17-027990 Exclusions or Exemptions 506b Accepted Date 2017-07-17 17:17:30 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Art.sy, Inc. See All Filings	D	2017-07-17 17:16:02 UTC
Amount To Be Raised $52,913,297 Associated Brokers / Dealers N/A CIK Number 0001492767 Filed Document 0001492767-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-17 17:16:02 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Esquify, Inc. See All Filings	D	2017-07-17 17:16:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001711815 Filed Document 0000897069-17-000392 Exclusions or Exemptions 506b Accepted Date 2017-07-17 17:16:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Let's Talk Payments, LLC See All Filings	D/A	2017-07-17 17:11:05 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001642969 Filed Document 0001209191-17-045354 Exclusions or Exemptions 506b Accepted Date 2017-07-17 17:11:05 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
METACAPITAL MORTGAGE OPPORTUNITIES FUND LP See All Filings	D/A	2017-07-17 17:09:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001444653 Filed Document 0000919574-17-005494 Exclusions or Exemptions 506b Accepted Date 2017-07-17 17:09:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIRM OF JOHN DICKINSON SCHNEIDER INC See All Filings	D	2017-07-17 17:09:21 UTC
Amount To Be Raised $2,589,299 Associated Brokers / Dealers N/A CIK Number 0000798320 Filed Document 0000798320-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 17:09:21 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Meridian Gardens, LLC See All Filings	D	2017-07-17 17:09:19 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001712027 Filed Document 0001712027-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-17 17:09:19 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Capstone Therapeutics Corp. See All Filings	D	2017-07-17 17:07:53 UTC
Amount To Be Raised $3,440,000 Associated Brokers / Dealers N/A CIK Number 0000887151 Filed Document 0001171843-17-004139 Exclusions or Exemptions 506b Accepted Date 2017-07-17 17:07:53 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Avidbank Holdings, Inc. See All Filings	D	2017-07-17 17:07:09 UTC
Amount To Be Raised $20,011,598 Associated Brokers / Dealers Sandler O'Neill + Partners, L.P. CIK Number 0001443575 Filed Document 0001140361-17-027987 Exclusions or Exemptions 506b Accepted Date 2017-07-17 17:07:09 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MVC Fund LLC Series G Units See All Filings	D	2017-07-17 17:06:52 UTC
Amount To Be Raised $230,000 Associated Brokers / Dealers N/A CIK Number 0001711727 Filed Document 0001711727-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 17:06:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund