Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
1248 Manor Funding LP See All Filings	D	2017-07-20 15:33:48 UTC
Amount To Be Raised $655,000 Associated Brokers / Dealers N/A CIK Number 0001711594 Filed Document 0001013594-17-000527 Exclusions or Exemptions 506b Accepted Date 2017-07-20 15:33:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
1217 Bedford Funding Partners LP See All Filings	D	2017-07-20 15:33:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001711596 Filed Document 0001013594-17-000526 Exclusions or Exemptions 506b Accepted Date 2017-07-20 15:33:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
115 Clifton Funding LP See All Filings	D	2017-07-20 15:32:17 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001711600 Filed Document 0001013594-17-000525 Exclusions or Exemptions 506b Accepted Date 2017-07-20 15:32:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
111 Erasmus Funding LP See All Filings	D	2017-07-20 15:31:22 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001711598 Filed Document 0001013594-17-000524 Exclusions or Exemptions 506b Accepted Date 2017-07-20 15:31:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
FE Industrial Partners I, L.P. See All Filings	D	2017-07-20 15:29:37 UTC
Amount To Be Raised $31,725,000 Associated Brokers / Dealers N/A CIK Number 0001711045 Filed Document 0001711045-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-20 15:29:37 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
SALI Multi-Series Fund VI, L.P. See All Filings	D/A	2017-07-20 15:29:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers THE LEADERS GROUP, INC. CIK Number 0001627136 Filed Document 0001627136-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-07-20 15:29:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1014 Carroll Funding L.P. See All Filings	D	2017-07-20 15:28:21 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001711601 Filed Document 0001013594-17-000523 Exclusions or Exemptions 506b Accepted Date 2017-07-20 15:28:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
3830 White Plains Funding LP See All Filings	D	2017-07-20 15:24:03 UTC
Amount To Be Raised $775,000 Associated Brokers / Dealers N/A CIK Number 0001711519 Filed Document 0001013594-17-000521 Exclusions or Exemptions 506b Accepted Date 2017-07-20 15:24:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
194 South 2 Funding L.P. See All Filings	D	2017-07-20 15:21:52 UTC
Amount To Be Raised $3,825,000 Associated Brokers / Dealers N/A CIK Number 0001711958 Filed Document 0001013594-17-000520 Exclusions or Exemptions 506b Accepted Date 2017-07-20 15:21:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Sight Sciences, Inc. See All Filings	D	2017-07-20 15:21:13 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001531177 Filed Document 0001531177-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-20 15:21:13 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
3819 Fort Hamilton Funding L.P. See All Filings	D	2017-07-20 15:21:09 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001711551 Filed Document 0001013594-17-000519 Exclusions or Exemptions 506b Accepted Date 2017-07-20 15:21:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
183 McGuinness Funding LP See All Filings	D	2017-07-20 15:20:04 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001712118 Filed Document 0001013594-17-000518 Exclusions or Exemptions 506b Accepted Date 2017-07-20 15:20:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
716 East 217 Funding L.P. See All Filings	D	2017-07-20 15:18:16 UTC
Amount To Be Raised $535,000 Associated Brokers / Dealers N/A CIK Number 0001711955 Filed Document 0001013594-17-000517 Exclusions or Exemptions 506b Accepted Date 2017-07-20 15:18:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
358 Irving Funding LP See All Filings	D	2017-07-20 15:17:48 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001711507 Filed Document 0001013594-17-000516 Exclusions or Exemptions 506b Accepted Date 2017-07-20 15:17:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
90 Manhattan Funding LP See All Filings	D	2017-07-20 15:17:02 UTC
Amount To Be Raised $3,350,000 Associated Brokers / Dealers N/A CIK Number 0001711956 Filed Document 0001013594-17-000515 Exclusions or Exemptions 506b Accepted Date 2017-07-20 15:17:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Riverdale Multifamily DST See All Filings	D/A	2017-07-20 15:15:39 UTC
Amount To Be Raised $32,937,608 Associated Brokers / Dealers Huntwicke Securities LLC, Westpark Capital Inc, Silver Portal Capital LLC, Primex, American Portfolios Financial Services, Inc, Colorado Financial Service Corp, Concorde Investment Services, LLC, Concorde Investment Services, LLC, Calton & Associates, Nationwide Planning Associates, Inc, Nationwide Planning Associates, Inc, Summit Brokerage Services, Inc, Summit Brokerage Services, Inc, DFPG Investments, Inc, First Allied Securities Inc, Independent Financial Group, LLC, Independent Financial Group, LLC, Northland Securities, Inc, Silver Portal Capital LLC, First Allied Securities Inc, Sagepoint Financial, Inc, DFPG Investments, Inc, Royal Alliance Associates, Inc, Royal Alliance Associates, Inc, Primex Prime Electronic Execution Inc, Investacorp,Inc, Concorde Investment Services, LLC, First Allied Securities Inc, Lincoln Financial Advisors, DFPG Investments, Inc, Sagepoint Financial, Inc, Sagepoint Financial, Inc, Summit Brokerage Services, Inc, Royal Alliance Associates, Inc, 1st Global Capital Corporation, Triad Advisors, Inc, Royal Alliance Associates, Inc, Royal Alliance Associates, Inc, Cabot Lodge Securities LLC, Royal Alliance Associates, Inc, Courtlandt Securities Corp, Lincoln Financial Advisors, First Allied Securities, Inc, Summit Brokerage Services, Inc, Simmons First Investment Group Inc, Simmons First Investment Group Inc, McDermott Investment Services, LLC, First Allied Securites Inc, Concorde Investment Services, LLC, Cetera Advisors, LLC, Cetera Advisors, LLC, Parkland Securities, LLC, Kalos Capital, Inland Securities Corporation, Sigma Financial Corporation, Royal Alliance Associates, Inc, Triad Advisors Inc, H.D Vest Investment Securities Inc, Sagepoint Financial, Inc, Lincoln Financial Advisors, 1st Global Capital Corporation, Primex Prime Electronic Execution Inc, Wealthforge LLC, Colorado Financial Service Corp, Centaurus Financial Inc, National Securities Corp., National Securities Corp, National Securities Corp, Concorde Investment Services, LLC, Lincoln Financial Advisors, Independent Financial Group LLC, Independent Financial Group LLC, Commonwealth Financial Network, Commonwealth Financial Network, Parkland Securities, LLC, First Allied Securities Inc, 1st Global Capital Corporation, Lincoln Financial Advisors, Lincoln Financial Advisors, Centaurus Financial, Inc., and Royal Alliance Associates, Inc. CIK Number 0001703605 Filed Document 0001703605-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-07-20 15:15:39 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
331 Melrose Funding LP See All Filings	D	2017-07-20 15:15:10 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001711506 Filed Document 0001013594-17-000514 Exclusions or Exemptions 506b Accepted Date 2017-07-20 15:15:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
993 Summit Funding LP See All Filings	D	2017-07-20 15:14:43 UTC
Amount To Be Raised $820,000 Associated Brokers / Dealers N/A CIK Number 0001711963 Filed Document 0001013594-17-000513 Exclusions or Exemptions 506b Accepted Date 2017-07-20 15:14:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
305 Kingsland Funding LP See All Filings	D	2017-07-20 15:13:33 UTC
Amount To Be Raised $1,825,000 Associated Brokers / Dealers N/A CIK Number 0001711503 Filed Document 0001013594-17-000512 Exclusions or Exemptions 506b Accepted Date 2017-07-20 15:13:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
RawNature5 Corp See All Filings	D	2017-07-20 15:13:30 UTC
Amount To Be Raised $9,818,433 Associated Brokers / Dealers N/A CIK Number 0001648888 Filed Document 0001648888-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-20 15:13:30 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
313 East 170 Funding LP See All Filings	D	2017-07-20 15:12:53 UTC
Amount To Be Raised $675,000 Associated Brokers / Dealers N/A CIK Number 0001711505 Filed Document 0001013594-17-000511 Exclusions or Exemptions 506b Accepted Date 2017-07-20 15:12:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
908 BUSHWICK FUNDING LP See All Filings	D	2017-07-20 15:12:15 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001711626 Filed Document 0001013594-17-000510 Exclusions or Exemptions 506b Accepted Date 2017-07-20 15:12:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Galen CDx SPV II LLC See All Filings	D	2017-07-20 15:10:43 UTC
Amount To Be Raised $24,228,000 Associated Brokers / Dealers N/A CIK Number 0001709358 Filed Document 0001709358-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-20 15:10:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
26 Ditmars Funding LP See All Filings	D	2017-07-20 15:10:39 UTC
Amount To Be Raised $875,000 Associated Brokers / Dealers N/A CIK Number 0001711533 Filed Document 0001013594-17-000509 Exclusions or Exemptions 506b Accepted Date 2017-07-20 15:10:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
78 Jefferson Funding LP See All Filings	D	2017-07-20 15:06:52 UTC
Amount To Be Raised $1,525,000 Associated Brokers / Dealers N/A CIK Number 0001711560 Filed Document 0001013594-17-000508 Exclusions or Exemptions 506b Accepted Date 2017-07-20 15:06:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
SALI Multi-Series Fund V, L.P. See All Filings	D/A	2017-07-20 15:05:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAS CORP. CIK Number 0001700474 Filed Document 0001700474-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-20 15:05:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
744 Bushwick Funding LP See All Filings	D	2017-07-20 15:04:19 UTC
Amount To Be Raised $945,000 Associated Brokers / Dealers N/A CIK Number 0001712105 Filed Document 0001013594-17-000507 Exclusions or Exemptions 506b Accepted Date 2017-07-20 15:04:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
DVRC Pennsylvania Turnpike LP See All Filings	D	2017-07-20 15:03:28 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Kookmin, Worldway, Wailian, HBL, MOS Consulting, Kornova, NWCGFW, 2min, and Advance Access CIK Number 0001644583 Filed Document 0001644583-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-20 15:03:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
707 East 214 Funding LP See All Filings	D	2017-07-20 15:02:38 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001711498 Filed Document 0001013594-17-000506 Exclusions or Exemptions 506b Accepted Date 2017-07-20 15:02:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
West Capital Partners LabelInsight V LLC See All Filings	D	2017-07-20 15:01:35 UTC
Amount To Be Raised $531,200 Associated Brokers / Dealers N/A CIK Number 0001708570 Filed Document 0000906318-17-000049 Exclusions or Exemptions 506b Accepted Date 2017-07-20 15:01:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REED'S, INC. See All Filings	D	2017-07-20 15:01:24 UTC
Amount To Be Raised $1,640,625 Associated Brokers / Dealers N/A CIK Number 0001140215 Filed Document 0001140215-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-20 15:01:24 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
680 E 231 Funding LP See All Filings	D	2017-07-20 14:59:38 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001711493 Filed Document 0001013594-17-000505 Exclusions or Exemptions 506b Accepted Date 2017-07-20 14:59:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Galen CDx SPV LLC See All Filings	D	2017-07-20 14:59:17 UTC
Amount To Be Raised $14,502,000 Associated Brokers / Dealers Profor Securities, LLC CIK Number 0001709347 Filed Document 0001709347-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-20 14:59:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
228 Manhattan Funding LP See All Filings	D	2017-07-20 14:58:27 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001711501 Filed Document 0001013594-17-000504 Exclusions or Exemptions 506b Accepted Date 2017-07-20 14:58:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
675 Knickerbocker Funding LP See All Filings	D	2017-07-20 14:58:26 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001711518 Filed Document 0001013594-17-000503 Exclusions or Exemptions 506b Accepted Date 2017-07-20 14:58:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
1028 Madison Funding LP See All Filings	D	2017-07-20 14:58:01 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001711597 Filed Document 0001013594-17-000502 Exclusions or Exemptions 506b Accepted Date 2017-07-20 14:58:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
MacKay Shields High Yield Crossover Portfolio, a sub-fund of Plainview Funds plc See All Filings	D	2017-07-20 14:57:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC, Therese M. Hernandez, Kirk C. Kashevaroff, and John W. Akkerman CIK Number 0001712335 Filed Document 0001140361-17-028270 Exclusions or Exemptions 506b Accepted Date 2017-07-20 14:57:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
643 Baretto Funding LP See All Filings	D	2017-07-20 14:57:21 UTC
Amount To Be Raised $520,000 Associated Brokers / Dealers N/A CIK Number 0001711515 Filed Document 0001013594-17-000501 Exclusions or Exemptions 506b Accepted Date 2017-07-20 14:57:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
209 Montrose Funding LP See All Filings	D	2017-07-20 14:57:06 UTC
Amount To Be Raised $2,550,000 Associated Brokers / Dealers N/A CIK Number 0001711539 Filed Document 0001013594-17-000500 Exclusions or Exemptions 506b Accepted Date 2017-07-20 14:57:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
1014 Carroll Funding L.P. See All Filings	D	2017-07-20 14:55:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711601 Filed Document 0001013594-17-000499 Exclusions or Exemptions 506b Accepted Date 2017-07-20 14:55:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
First Home Bancorp, Inc. See All Filings	D	2017-07-20 14:55:50 UTC
Amount To Be Raised $9,606,225 Associated Brokers / Dealers Skyway Capital Markets, LLC and Donnelly Penman & Partners CIK Number 0001708552 Filed Document 0001708552-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-20 14:55:50 UTC Type of Offering D Industry Commercial Banking Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
2068 Crotona Funding LP See All Filings	D	2017-07-20 14:55:37 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001711558 Filed Document 0001013594-17-000498 Exclusions or Exemptions 506b Accepted Date 2017-07-20 14:55:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
6080 Myrtle Funding LP See All Filings	D	2017-07-20 14:54:55 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001711527 Filed Document 0001013594-17-000497 Exclusions or Exemptions 506b Accepted Date 2017-07-20 14:54:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
2020 Honeywell Funding LP See All Filings	D	2017-07-20 14:54:46 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001711563 Filed Document 0001013594-17-000496 Exclusions or Exemptions 506b Accepted Date 2017-07-20 14:54:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
100 Manhattan Funding LP See All Filings	D	2017-07-20 14:54:01 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001711591 Filed Document 0001013594-17-000495 Exclusions or Exemptions 506b Accepted Date 2017-07-20 14:54:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
199 Stockholm Funding LP See All Filings	D	2017-07-20 14:53:51 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001711538 Filed Document 0001013594-17-000494 Exclusions or Exemptions 506b Accepted Date 2017-07-20 14:53:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
189 York Funding LP See All Filings	D	2017-07-20 14:52:39 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001711535 Filed Document 0001013594-17-000493 Exclusions or Exemptions 506b Accepted Date 2017-07-20 14:52:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
SALI Multi-Series Fund IV, L.P. See All Filings	D/A	2017-07-20 14:51:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560003 Filed Document 0001560003-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-20 14:51:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1874 Hart Funding L.P. See All Filings	D	2017-07-20 14:50:45 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers N/A CIK Number 0001711569 Filed Document 0001013594-17-000492 Exclusions or Exemptions 506b Accepted Date 2017-07-20 14:50:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
First Citrus Bancorporation, Inc. See All Filings	D	2017-07-20 14:46:43 UTC
Amount To Be Raised $7,200,000 Associated Brokers / Dealers N/A CIK Number 0001712319 Filed Document 0001712319-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-20 14:46:43 UTC Type of Offering D Industry Commercial Banking Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity