Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
FX Aviation MRO Fund, LLC See All Filings	D	2017-07-20 16:59:18 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001712256 Filed Document 0001712256-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:59:18 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Denver MSA Multifamily II DST See All Filings	D	2017-07-20 16:58:43 UTC
Amount To Be Raised $53,962,913 Associated Brokers / Dealers WealthForge Securities LLC, Cambridge Investment Research, Inc, Kovack Securities, Inc, Concorde Investment Services, LLC, DFPG Investments, Inc, and Concorde Investment Services LLC CIK Number 0001710485 Filed Document 0001703605-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:58:43 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Ardmore Water's Edge, LLC See All Filings	D	2017-07-20 16:58:27 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001712470 Filed Document 0001712470-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:58:27 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Primary Kids, Inc. See All Filings	D	2017-07-20 16:57:35 UTC
Amount To Be Raised $3,940,872 Associated Brokers / Dealers N/A CIK Number 0001654474 Filed Document 0001654474-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:57:35 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
PEARL ENERGY INVESTMENTS II, L.P. See All Filings	D	2017-07-20 16:54:14 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001708247 Filed Document 0001708247-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:54:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Commerce Bank & Trust Holding Co See All Filings	D	2017-07-20 16:54:02 UTC
Amount To Be Raised $18,410,000 Associated Brokers / Dealers N/A CIK Number 0001496126 Filed Document 0001496126-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:54:02 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Debt
hc1.com Inc. See All Filings	D/A	2017-07-20 16:50:52 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001132442 Filed Document 0001132442-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:50:52 UTC Type of Offering D/A Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Nxt-ID, Inc. See All Filings	D	2017-07-20 16:49:45 UTC
Amount To Be Raised $0 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001566826 Filed Document 0001213900-17-007772 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:49:45 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Self-Storage Portfolio III DST See All Filings	D/A	2017-07-20 16:44:36 UTC
Amount To Be Raised $20,001,613 Associated Brokers / Dealers Inland Securities Corporation, Thomas J. Ealy, Robert S. Smith, Christina S. Nielson, Silver Portal Capital LLC, Michele E. Tremblay, Jonathan A. Creighton, Paul B. Abbou, David K. Hays, David B. Levinson, James T. Walesa, Nathaniel M. Kuhn, Mark G. Kosanke, Kathleen M. Williams-Price, James C. Reed, Jason D. Stone, Edward J. Waldron III, Keith A. Vanhoy, Gary E. Conley, John L. Przybysz, Thomas G. Justice, Brandon M. Nelson, Jeremy P. Prickel, James M. Gambaccini, April D. Guinchard, John R. Marshall, Rollance A. Verkennis Jr., Brian E. Kampbell, Gary G. Benson, Terrence J. Scroggin, Brian C. Greenberg, Timothy R. Tehan, Evan B. Dickens, James S. Roof, Edward C. Rusnak, Ducan Eng, John E. Bishop, Ann H. Stewart, and James A. Parry Sr. CIK Number 0001702835 Filed Document 0001704610-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:44:36 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Wellfount, Corp See All Filings	D	2017-07-20 16:40:18 UTC
Amount To Be Raised $14,916,957 Associated Brokers / Dealers N/A CIK Number 0001495014 Filed Document 0001495014-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:40:18 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Boomerang Finance, LLC See All Filings	D/A	2017-07-20 16:40:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712403 Filed Document 0001712403-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:40:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
BioSig Technologies, Inc. See All Filings	D	2017-07-20 16:38:19 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001530766 Filed Document 0001185185-17-001572 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:38:19 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
SALI Multi-Series Fund II, L.P. See All Filings	D/A	2017-07-20 16:35:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476511 Filed Document 0001666726-17-000012 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:35:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Self-Storage Portfolio IV DST See All Filings	D/A	2017-07-20 16:34:46 UTC
Amount To Be Raised $26,755,741 Associated Brokers / Dealers Inland Private Capital Corporation, Nathaniel M. Kuhn, Timothy L. Stauffer, Joseph G. Michaletz, Daniel P. Raupp, April D. Guinchard, Debra J. Schleining, Jason D. Stone, Peter Cherin, Jonathan R. Creighton, Gene A. Brehm, Jason M. Baker, Preston P. Morkis, Craig E. Fernsler, Joel F. Woods, Alan N. Lichtenstein, David A. Langan, Bruce C. Hatter, Jeffrey B. Baker, Robert S. Smith, Jeffrey A. Kiesnoski, Silver Portal Capital LLC, Gary L. Chapman, Willard B. Wellings, Juile L. Bradsher, Ann H. Stewart, and David P. Robinson CIK Number 0001704610 Filed Document 0001704610-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:34:46 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Acadian Sustainable Emerging Markets Equity Ex-Fossil Fuel Fund, LLC See All Filings	D/A	2017-07-20 16:31:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001701877 Filed Document 0001701877-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:31:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pendo.io, Inc. See All Filings	D	2017-07-20 16:30:22 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001595931 Filed Document 0001595931-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:30:22 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
SALI Multi-Series Fund, L.P. See All Filings	D/A	2017-07-20 16:29:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Trump Securities, LLC, MML Investors Services, Inc., Stern Capital, LLC, M Holdings Securities, Inc., Caledonia Planning Group Bermuda, Ltd., Newport Group Securities, Inc., FAS Corp, and Spearhead Capital, LLC CIK Number 0001323868 Filed Document 0001666726-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:29:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cerberus Global Residential Mortgage Opportunity Feeder Fund, Ltd. See All Filings	D/A	2017-07-20 16:27:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581279 Filed Document 0000905718-17-000714 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:27:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FC Languages Inc. See All Filings	D	2017-07-20 16:24:12 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001662263 Filed Document 0001662263-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:24:12 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rock Out Ranch, LP See All Filings	D/A	2017-07-20 16:23:26 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001712103 Filed Document 0001712103-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:23:26 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Fireman Capital Partners III, L.P. See All Filings	D/A	2017-07-20 16:22:49 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Andre McClure and Michael Rose CIK Number 0001712061 Filed Document 0001144204-17-037506 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:22:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MML Private Placement Investment Co I, LLC See All Filings	D/A	2017-07-20 16:20:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701006 Filed Document 0001666726-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:20:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brighton Multifamily DST See All Filings	D/A	2017-07-20 16:18:23 UTC
Amount To Be Raised $24,099,126 Associated Brokers / Dealers Concorde Investment Services LLC, Westpark Capital Inc, DFPG Investments, Inc, Sandlapper Securities, LLC, Concorde Investment Services LLC, DFPG Investments, Inc, Silver Portal Capital LLC, Investment Planners, Crown Capital Securities, L.P, 1st Global Corporation, 1st Global Corporation, Sagepoint Financial, Inc., Concorde Investment Services LLC, Colorado Financial Services Corp, Colorado Financial Services Corp, Sandlapper Securities,LLC, Brian Evans, Centaurus Financial, Inc, Westpark Capital Inc, Parkland Securities, LLC, Woodbury Financial Services, Inc., Independent Financial Group, LLC, Jason Landers, Concorde Investment Services, LLC, FSC Securities Corporation, Centaurus Financial, Inc, 1st Global Capital Corporation, 1st Global Capital Corporation, DFPG Investments, Inc, DFPG Investments, Inc, Woodbury Financial Services, Inc, 1st Global Capital Corporation, Concorde Investment Services, LLC, Independent Financial Group, Boustead Securities, LLC, Silver Portal Capital, LLC, Colorado Financial Service Corp, 1st Global Capital Corporation, 1st Global Capital Corporation, lndependent Financial Group, LLC, DFPG Investments, Inc, DFPG Investments, Inc, Concorde Investment Services, LLC, Silver Portal Capital LLC, 1st Global Capital Corporation, Independent Financial Group, LLC, 1st Global Capital Corporation, Woodbury Financial Services, Inc, 1st Global Capital Corporation, McDermott Investment Services, LLC, and FSC Securities Corporation CIK Number 0001693202 Filed Document 0001703605-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:18:23 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Nacuity Pharmaceuticals, Inc. See All Filings	D/A	2017-07-20 16:17:38 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001690279 Filed Document 0001250853-17-000065 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:17:38 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Rennova Health, Inc. See All Filings	D	2017-07-20 16:15:46 UTC
Amount To Be Raised $4,136,862 Associated Brokers / Dealers N/A CIK Number 0000931059 Filed Document 0001683168-17-001820 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:15:46 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
SALI Multi-Series Fund VII, L.P. See All Filings	D/A	2017-07-20 16:14:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666726 Filed Document 0001666726-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:14:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fortress Tiger LLC See All Filings	D	2017-07-20 16:12:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712449 Filed Document 0001712449-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:12:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Dallas Multifamily DST See All Filings	D/A	2017-07-20 16:10:54 UTC
Amount To Be Raised $22,631,637 Associated Brokers / Dealers Investment Planners Inc, Courtlandt Securities Corp, Primex, Westpark Capital Inc, Concorde Investment Services, LLC, 1st Global Capital Corporation, Maureen Verduyn, Investment Planners, Inc, 1st Global Capital Corporation, Brian Evans, Independent Financial Group, LLC, Concorde Investment Services LLC, Parkland Securities, Alex Filippini, DFPG Investments, Inc, H.D. Vest Investment Securities Inc, Sigma Financial Corporation, Silver Portal Capital, LLC, Concorde Investment Services, LLC, 1st Global Capital Corporation, lndependent Financial Group, LLC, lndependent Financial Group, LLC, lndependent Financial Group, LLC, Colorado Financial Service Corp, Ausdal Financial Partners, lnc., Triad Advisors, lnc., Questar Capital Corporation, 1st Global Capital Corporation, Concorde lnvestment Services, LLC, Centaurus Financial, lnc., Voya Financial Advisors, Commonwealth Financial Network, Commonwealth Financial Network, Colorado Financial Service Corp, Voya Financial Advisors, Centaurus Financial, Inc, Centaurus Financial, Inc, Voya Financial Advisors, WealthForge LLC, Emerson Equity LLC, JRL Capital Corporation, Emerson Equity LLC, 1st Global Capital Corporation, Questar Capital, and Triad Advisors, Inc CIK Number 0001698656 Filed Document 0001703605-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:10:54 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Pulteney Premier Fund, L.P. See All Filings	D/A	2017-07-20 16:09:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604851 Filed Document 0001666726-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:09:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARZEDA Corp. See All Filings	D	2017-07-20 16:09:30 UTC
Amount To Be Raised $12,181,982 Associated Brokers / Dealers N/A CIK Number 0001712438 Filed Document 0001712438-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:09:30 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Cerberus Global Residential Mortgage Opportunity Fund, L.P. See All Filings	D/A	2017-07-20 16:09:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525933 Filed Document 0000905718-17-000712 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:09:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
828 New York Funding L.P. See All Filings	D	2017-07-20 16:09:25 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001712120 Filed Document 0001013594-17-000546 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:09:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
147 Stanhope Funding L.P. See All Filings	D	2017-07-20 16:06:04 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001711431 Filed Document 0001013594-17-000545 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:06:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
DVRC SEPTA II LP See All Filings	D/A	2017-07-20 16:03:36 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Wailian Overseas Consulting Group, Kornova Investments Limited, Kookmin Migration Consulting, Bailino, Yeni Bir Hayat, Canreach, HBL, MOS Consulting, NWCGFW, and Lau Associates CIK Number 0001672591 Filed Document 0001644583-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:03:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
1772 Bergen Funding LP See All Filings	D	2017-07-20 16:03:25 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers N/A CIK Number 0001711590 Filed Document 0001013594-17-000544 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:03:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
1612 Centre Funding Partners L.P. See All Filings	D	2017-07-20 16:02:38 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001711582 Filed Document 0001013594-17-000543 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:02:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
CF NET LEASE PORTFOLIO VI DST See All Filings	D	2017-07-20 16:01:56 UTC
Amount To Be Raised $25,234,000 Associated Brokers / Dealers CANTOR FITZGERALD & CO. CIK Number 0001712261 Filed Document 0001712261-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:01:56 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SALI Multi-Series Fund SPC, Ltd. See All Filings	D/A	2017-07-20 16:01:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574131 Filed Document 0001666726-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:01:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Tactical Opportunities RL Fund L.P. See All Filings	D	2017-07-20 16:00:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711039 Filed Document 0001711039-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-20 16:00:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1448 Bedford Funding LP See All Filings	D	2017-07-20 15:59:42 UTC
Amount To Be Raised $340,000 Associated Brokers / Dealers N/A CIK Number 0001711434 Filed Document 0001013594-17-000542 Exclusions or Exemptions 506b Accepted Date 2017-07-20 15:59:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
14 Stagg Funding LP See All Filings	D	2017-07-20 15:58:36 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers N/A CIK Number 0001711483 Filed Document 0001013594-17-000541 Exclusions or Exemptions 506b Accepted Date 2017-07-20 15:58:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Galen CDx SPV LLC See All Filings	D/A	2017-07-20 15:58:06 UTC
Amount To Be Raised $14,502,000 Associated Brokers / Dealers Profor Securities, LLC CIK Number 0001709347 Filed Document 0001709359-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-20 15:58:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
133 Hewes Funding LP See All Filings	D	2017-07-20 15:57:57 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001711625 Filed Document 0001013594-17-000540 Exclusions or Exemptions 506b Accepted Date 2017-07-20 15:57:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
13 Palmetto Funding Partners LP See All Filings	D	2017-07-20 15:57:15 UTC
Amount To Be Raised $1,540,000 Associated Brokers / Dealers N/A CIK Number 0001711557 Filed Document 0001013594-17-000539 Exclusions or Exemptions 506b Accepted Date 2017-07-20 15:57:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
1772 Bergen Funding LP See All Filings	D	2017-07-20 15:55:54 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers N/A CIK Number 0001711590 Filed Document 0001013594-17-000538 Exclusions or Exemptions 506b Accepted Date 2017-07-20 15:55:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
WVP Emerging Manager Onshore Fund, LLC - Exodus Series See All Filings	D/A	2017-07-20 15:54:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670307 Filed Document 0001013594-17-000537 Exclusions or Exemptions 506b Accepted Date 2017-07-20 15:54:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
13 Palmetto Funding Partners LP See All Filings	D	2017-07-20 15:48:29 UTC
Amount To Be Raised $1,540,000 Associated Brokers / Dealers N/A CIK Number 0001711557 Filed Document 0001013594-17-000536 Exclusions or Exemptions 506b Accepted Date 2017-07-20 15:48:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Galen CDx SPV III LLC See All Filings	D	2017-07-20 15:46:41 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001709359 Filed Document 0001709359-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-20 15:46:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1703 Himrod Funding LP See All Filings	D	2017-07-20 15:38:35 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001711550 Filed Document 0001013594-17-000534 Exclusions or Exemptions 506b Accepted Date 2017-07-20 15:38:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
126 Harrison Funding LP See All Filings	D	2017-07-20 15:34:20 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001711602 Filed Document 0001013594-17-000528 Exclusions or Exemptions 506b Accepted Date 2017-07-20 15:34:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity