|
|
D |
2017-07-21 14:07:15 UTC |
- Amount To Be Raised
- $2,830,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712448
- Filed Document
- 0001712448-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 14:07:15 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-07-21 14:05:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001683465
- Filed Document
- 0001683465-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 14:05:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-21 14:05:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001648569
- Filed Document
- 0001405086-17-000138
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 14:05:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-21 13:56:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001458502
- Filed Document
- 0001507943-17-000100
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 13:56:17 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-07-21 13:53:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001421275
- Filed Document
- 0001507943-17-000099
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 13:53:07 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-07-21 13:50:03 UTC |
- Amount To Be Raised
- $5,075,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712584
- Filed Document
- 0001712584-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 13:50:03 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-21 13:48:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001694351
- Filed Document
- 0001507943-17-000098
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 13:48:18 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-07-21 13:44:43 UTC |
- Amount To Be Raised
- $283,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712414
- Filed Document
- 0001712414-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 13:44:43 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-07-21 13:40:15 UTC |
- Amount To Be Raised
- $4,675,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712466
- Filed Document
- 0001712466-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 13:40:15 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-21 13:38:13 UTC |
- Amount To Be Raised
- $1,604,350
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712600
- Filed Document
- 0001712600-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 13:38:13 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-21 13:35:11 UTC |
- Amount To Be Raised
- $10,450,000
- Associated Brokers / Dealers
- JCC Advisors, LLC
- CIK Number
- 0001712476
- Filed Document
- 0001712476-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 13:35:11 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Mineral Property
|
|
|
D |
2017-07-21 13:25:26 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001577283
- Filed Document
- 0001477932-17-003455
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 13:25:26 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-07-21 13:19:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc., Morgan Stanley Smith Barney LLC, and Citi Private Advisory, LLC
- CIK Number
- 0001526366
- Filed Document
- 0001526366-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 13:19:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
MacKay Shields Unconstrained Bond Portfolio, a sub-fund of Plainview Funds plc
See All Filings
|
D/A |
2017-07-21 13:13:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NYLIFE Distributors, LLC, Therese M. Hernandez, Kirk C. Kashevaroff, John W. Akkerman, and Not Applicable
- CIK Number
- 0001609154
- Filed Document
- 0001140361-17-028375
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 13:13:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-07-21 13:10:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680221
- Filed Document
- 0001680221-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 13:10:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
MacKay Shields Floating Rate High Yield Portfolio, a sub-fund of Plainview Funds plc
See All Filings
|
D/A |
2017-07-21 13:10:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NYLIFE Distributors, LLC, Therese M. Hernandez, Kirk C. Kashevaroff, and John W. Akkerman
- CIK Number
- 0001609117
- Filed Document
- 0001140361-17-028373
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 13:10:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
MacKay Shields Emerging Markets Credit Portfolio, a sub-fund of Plainview Funds plc
See All Filings
|
D/A |
2017-07-21 13:07:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NYLIFE Distributors, LLC, Therese M. Hernandez, Kirk C. Kashevaroff, and John W. Akkerman
- CIK Number
- 0001609144
- Filed Document
- 0001140361-17-028371
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 13:07:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-07-21 13:05:44 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712028
- Filed Document
- 0001712028-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 13:05:44 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-21 13:05:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001348211
- Filed Document
- 0000950103-17-006959
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 13:05:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
MacKay Shields Core Plus Opportunities Portfolio, a sub-fund of Plainview Funds plc
See All Filings
|
D/A |
2017-07-21 13:03:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NYLIFE Distributors, LLC, Therese M. Hernandez, Kirk C. Kashevaroff, Not Applicable, and John W. Akkerman
- CIK Number
- 0001609116
- Filed Document
- 0001140361-17-028369
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 13:03:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-07-21 13:02:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001169535
- Filed Document
- 0000950103-17-006958
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 13:02:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-07-21 13:01:07 UTC |
- Amount To Be Raised
- $3,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712597
- Filed Document
- 0001712597-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 13:01:07 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-21 12:57:41 UTC |
- Amount To Be Raised
- $12,611,600
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712176
- Filed Document
- 0001712176-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 12:57:41 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-07-21 12:57:37 UTC |
- Amount To Be Raised
- $40,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001579411
- Filed Document
- 0001579411-17-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 12:57:37 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2017-07-21 12:55:28 UTC |
- Amount To Be Raised
- $9,999,990
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712239
- Filed Document
- 0001712239-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 12:55:28 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-21 12:55:04 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711960
- Filed Document
- 0001013594-17-000551
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 12:55:04 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-07-21 12:53:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001459292
- Filed Document
- 0000919574-17-005545
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 12:53:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-21 12:52:52 UTC |
- Amount To Be Raised
- $900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711497
- Filed Document
- 0001013594-17-000550
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 12:52:52 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-07-21 12:51:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001544732
- Filed Document
- 0001140361-17-028366
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 12:51:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-21 12:51:19 UTC |
- Amount To Be Raised
- $6,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711513
- Filed Document
- 0001013594-17-000549
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 12:51:19 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2017-07-21 12:50:51 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001498139
- Filed Document
- 0001498139-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 12:50:51 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-21 12:49:45 UTC |
- Amount To Be Raised
- $1,050,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711510
- Filed Document
- 0001013594-17-000548
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 12:49:45 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-07-21 12:48:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Flying Cloud Securities LLC
- CIK Number
- 0001588920
- Filed Document
- 0001140361-17-028365
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 12:48:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-07-21 12:47:54 UTC |
- Amount To Be Raised
- $900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711508
- Filed Document
- 0001013594-17-000547
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 12:47:54 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-07-21 12:47:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001404712
- Filed Document
- 0000919574-17-005543
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 12:47:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-21 12:44:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- KKR Capital Markets LLC
- CIK Number
- 0001639162
- Filed Document
- 0001639162-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 12:44:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- HONG KONG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-07-21 12:40:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. and Citi Private Advisory, LLC
- CIK Number
- 0001566870
- Filed Document
- 0001566870-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 12:40:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-07-21 12:33:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NA and William F. Loehning III
- CIK Number
- 0001675584
- Filed Document
- 0001441058-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 12:33:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-07-21 12:27:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A and Paul Heffernan
- CIK Number
- 0001441058
- Filed Document
- 0001441058-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 12:27:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-07-21 12:16:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- KKR Capital Markets LLC
- CIK Number
- 0001639161
- Filed Document
- 0001639161-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 12:16:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- HONG KONG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-07-21 12:08:38 UTC |
- Amount To Be Raised
- $1,060,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589412
- Filed Document
- 0001589412-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 12:08:38 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-07-21 12:06:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Jonathan R. Darnell, Niraj A. Mehta, David R. Sanchez, and Brighton House Associates, LLC
- CIK Number
- 0001485578
- Filed Document
- 0001612319-17-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 12:06:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-07-21 11:56:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc., Morgan Stanley Smith Barney LLC, and Citi Private Advisory, LLC
- CIK Number
- 0001362185
- Filed Document
- 0001362185-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 11:56:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-07-21 11:49:24 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001712543
- Filed Document
- 0001391609-17-000187
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 11:49:24 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- UTAH
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-07-21 11:28:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc., Morgan Stanley Smith Barney LLC, and Citi Private Advisory, LLC
- CIK Number
- 0001430406
- Filed Document
- 0001430406-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 11:28:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-07-21 11:19:20 UTC |
- Amount To Be Raised
- $993,476
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001699053
- Filed Document
- 0001140361-17-028359
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 11:19:20 UTC
- Type of Offering
- D/A
- Industry
- Business Services
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
PSquared SICAV PLC - Special Concentrated Opportunistic Fund I
See All Filings
|
D/A |
2017-07-21 11:11:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001619408
- Filed Document
- 0000943663-17-000194
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 11:11:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MALTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-07-21 11:07:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. and Citi Private Advisory, LLC
- CIK Number
- 0001543387
- Filed Document
- 0001543387-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 11:07:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-07-21 11:02:43 UTC |
- Amount To Be Raised
- $1,350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712535
- Filed Document
- 0001712535-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 11:02:43 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-07-21 10:51:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580600
- Filed Document
- 0000943663-17-000193
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-07-21 10:51:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MALTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|