Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GMI-Portland 121, LP See All Filings	D	2017-07-24 16:26:09 UTC
Amount To Be Raised $7,332,966 Associated Brokers / Dealers Joseph Ondris, Richard Goodwin, Jennifer Lander, Gerald Hast, and Todd Gottel CIK Number 0001712785 Filed Document 0001712785-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-24 16:26:09 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Trevi Therapeutics, Inc. See All Filings	D	2017-07-24 16:24:52 UTC
Amount To Be Raised $66,656,460 Associated Brokers / Dealers N/A CIK Number 0001563880 Filed Document 0001563880-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-24 16:24:52 UTC Type of Offering D Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
AVE AutoMedia Inc. See All Filings	D	2017-07-24 16:17:55 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001694443 Filed Document 0001694443-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-24 16:17:55 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Security To Be Acquired
NVFF MID-ATLANTIC JV, LLC See All Filings	D	2017-07-24 16:14:03 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001711587 Filed Document 0001711587-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-24 16:14:03 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Performance EFFEM PE Fund, L.P.: Series 2017 See All Filings	D	2017-07-24 16:10:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712264 Filed Document 0000943663-17-000195 Exclusions or Exemptions 506b Accepted Date 2017-07-24 16:10:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Twin Bridges Associates, L.P. See All Filings	D	2017-07-24 16:07:40 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001712794 Filed Document 0001712794-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-24 16:07:40 UTC Type of Offering D Industry Commercial Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
PEANUT BUTTER INC See All Filings	D	2017-07-24 16:04:55 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001654114 Filed Document 0001654114-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-24 16:04:55 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Alpine Immune Sciences, Inc. See All Filings	D	2017-07-24 16:04:42 UTC
Amount To Be Raised $17,000,004 Associated Brokers / Dealers N/A CIK Number 0001632083 Filed Document 0001632083-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-24 16:04:42 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SAYA Partners LP See All Filings	D	2017-07-24 16:00:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712172 Filed Document 0000919574-17-005563 Exclusions or Exemptions 506b Accepted Date 2017-07-24 16:00:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Docs Holdco, LLC See All Filings	D	2017-07-24 15:59:28 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001712640 Filed Document 0001015325-17-000036 Exclusions or Exemptions 506b Accepted Date 2017-07-24 15:59:28 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Penso Fund Platform SPC- Segregated Portfolio G-MCNU (2016) See All Filings	D/A	2017-07-24 15:59:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681725 Filed Document 0001681725-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-24 15:59:08 UTC Type of Offering D/A Industry Investing Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Tecoma Capital, LLC See All Filings	D/A	2017-07-24 15:52:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580032 Filed Document 0001013594-17-000552 Exclusions or Exemptions 506b Accepted Date 2017-07-24 15:52:39 UTC Type of Offering D/A Industry Investment Banking Principal Place of Business VIRGIN ISLANDS, U.S. Revenue or Assets Decline to Disclose Type of Security Equity
Oak Street Emerging Manager U1A, LP See All Filings	D	2017-07-24 15:41:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712790 Filed Document 0001712790-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-24 15:41:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Activate Holdings, Inc. See All Filings	D	2017-07-24 15:38:38 UTC
Amount To Be Raised $7,787,354 Associated Brokers / Dealers N/A CIK Number 0001712669 Filed Document 0001712669-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-24 15:38:38 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tarsa Therapeutics, Inc. See All Filings	D	2017-07-24 15:38:32 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001475030 Filed Document 0001475030-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-24 15:38:32 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
CLARE CONTROLS LLC See All Filings	D/A	2017-07-24 15:36:55 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001667406 Filed Document 0001667406-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-24 15:36:55 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SSC Venture Partners LLC See All Filings	D	2017-07-24 15:20:25 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001711932 Filed Document 0001711932-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-24 15:20:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
foodjunky, Inc. See All Filings	D	2017-07-24 15:17:31 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001592961 Filed Document 0001592961-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-24 15:17:31 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
CREEK LANE REAL ESTATE FUND I, LP See All Filings	D	2017-07-24 15:14:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705935 Filed Document 0001705935-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-24 15:14:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Celadon Technology Fund V, LLC See All Filings	D/A	2017-07-24 15:03:10 UTC
Amount To Be Raised $12,356,606 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001640790 Filed Document 0001640790-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-07-24 15:03:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ACTINOBAC BIOMED, INC. See All Filings	D	2017-07-24 14:44:52 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001712650 Filed Document 0001712650-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-24 14:44:52 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Capital Real Estate - Latitude, LLC See All Filings	D	2017-07-24 14:36:48 UTC
Amount To Be Raised $6,900,000 Associated Brokers / Dealers None CIK Number 0001712675 Filed Document 0001712675-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-24 14:36:48 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Hosking Partners Equity Fund LLC See All Filings	D	2017-07-24 14:31:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712539 Filed Document 0001012975-17-000560 Exclusions or Exemptions 506b Accepted Date 2017-07-24 14:31:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
ASB ALLEGIANCE REAL ESTATE FUND, LP See All Filings	D/A	2017-07-24 14:16:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583736 Filed Document 0001583736-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-24 14:16:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
F-PMAB, LLC See All Filings	D	2017-07-24 14:12:24 UTC
Amount To Be Raised $2,625,955 Associated Brokers / Dealers N/A CIK Number 0001611463 Filed Document 0001140361-17-028446 Exclusions or Exemptions 506b Accepted Date 2017-07-24 14:12:24 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hinge Health, Inc. See All Filings	D	2017-07-24 14:04:21 UTC
Amount To Be Raised $9,572,546 Associated Brokers / Dealers N/A CIK Number 0001673743 Filed Document 0001673743-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-07-24 14:04:21 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Orchard Hill Domestic Fund LP See All Filings	D/A	2017-07-24 14:01:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478312 Filed Document 0000902664-17-003037 Exclusions or Exemptions 506b Accepted Date 2017-07-24 14:01:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Orchard Hill Intermediate Fund LP See All Filings	D/A	2017-07-24 14:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554200 Filed Document 0000902664-17-003036 Exclusions or Exemptions 506b Accepted Date 2017-07-24 14:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Trovagene, Inc. See All Filings	D	2017-07-24 13:55:29 UTC
Amount To Be Raised $6,547,512 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001213037 Filed Document 0001209191-17-046056 Exclusions or Exemptions 506b Accepted Date 2017-07-24 13:55:29 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
BW GAS & CONVENIENCE INVESTMENT FUND, L.P. See All Filings	D/A	2017-07-24 13:40:07 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A and N/A CIK Number 0001679866 Filed Document 0001140361-17-028443 Exclusions or Exemptions 506b Accepted Date 2017-07-24 13:40:07 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sancta Value Fund US LP See All Filings	D/A	2017-07-24 13:23:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC CIK Number 0001591645 Filed Document 0001591645-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-24 13:23:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Treyburn Project, LLC See All Filings	D	2017-07-24 13:21:55 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001712653 Filed Document 0001712653-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-24 13:21:55 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Emc2 Financial, LLC See All Filings	D	2017-07-24 13:19:14 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001698353 Filed Document 0001698353-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-24 13:19:14 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AIC Innovations Group, Inc. See All Filings	D	2017-07-24 13:17:34 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001712257 Filed Document 0001712257-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-24 13:17:34 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ukko Inc. See All Filings	D	2017-07-24 13:15:16 UTC
Amount To Be Raised $7,699,997 Associated Brokers / Dealers N/A CIK Number 0001712694 Filed Document 0001712694-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-24 13:15:16 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GoldPoint Partners Co-Investment VI, LP See All Filings	D	2017-07-24 13:05:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712763 Filed Document 0001712763-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-24 13:05:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Engineered Propulsion Systems, Inc. See All Filings	D/A	2017-07-24 12:55:27 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001507128 Filed Document 0001507128-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-24 12:55:27 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Orion Mine Finance (Bermuda) Fund II LP See All Filings	D/A	2017-07-24 12:48:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001676075 Filed Document 0001676075-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-24 12:48:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orion Mine Finance (Delaware) Fund II LP See All Filings	D/A	2017-07-24 12:45:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001676076 Filed Document 0001676076-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-24 12:45:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cerberus Interactive, Inc. See All Filings	D/A	2017-07-24 12:37:15 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001700091 Filed Document 0001700091-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-24 12:37:15 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Direct Vet Marketing, Inc. See All Filings	D	2017-07-24 12:31:40 UTC
Amount To Be Raised $223,549,994 Associated Brokers / Dealers N/A CIK Number 0001495564 Filed Document 0001140361-17-028429 Exclusions or Exemptions 506b Accepted Date 2017-07-24 12:31:40 UTC Type of Offering D Industry Other Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Novascan Inc. See All Filings	D	2017-07-24 12:00:16 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001711300 Filed Document 0001711300-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-24 12:00:16 UTC Type of Offering D Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Kairos Pegasus Fund S.A. See All Filings	D	2017-07-24 12:00:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711128 Filed Document 0000945621-17-000323 Exclusions or Exemptions 506b Accepted Date 2017-07-24 12:00:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Concorde Group Holdings Inc. See All Filings	D/A	2017-07-24 11:52:01 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers JOHN W. LOOFBOURROW CIK Number 0001634096 Filed Document 0001549212-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-07-24 11:52:01 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Bear Creek Certificates Trust (Non-AMT) Series 2013-1 See All Filings	D	2017-07-24 11:51:14 UTC
Amount To Be Raised $6,203,000 Associated Brokers / Dealers N/A CIK Number 0001573565 Filed Document 0001573565-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-24 11:51:14 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets $Not Applicable Type of Security Other
CLARIFY MEDICAL, INC. See All Filings	D	2017-07-24 11:48:04 UTC
Amount To Be Raised $5,001,000 Associated Brokers / Dealers N/A CIK Number 0001615353 Filed Document 0001140361-17-028427 Exclusions or Exemptions 506b Accepted Date 2017-07-24 11:48:04 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IvyCap Ventures Mauritius Fund II See All Filings	D/A	2017-07-24 11:45:51 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001680097 Filed Document 0001680097-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-24 11:45:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOUND HOUSING, LLC See All Filings	D/A	2017-07-24 11:41:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623490 Filed Document 0001623490-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-24 11:41:24 UTC Type of Offering D/A Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
EmployBridge Holding Co See All Filings	D	2017-07-24 11:41:19 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001609386 Filed Document 0001609386-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-07-24 11:41:19 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Other
BlinkBio, Inc. See All Filings	D/A	2017-07-24 11:36:42 UTC
Amount To Be Raised $19,143,368 Associated Brokers / Dealers N/A CIK Number 0001508006 Filed Document 0001508006-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-24 11:36:42 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity