|
|
D/A |
2019-07-12 11:41:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001745605
- Filed Document
- 0000902664-19-003004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-12 11:41:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-07-12 11:40:35 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001781673
- Filed Document
- 0001315863-19-000600
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-12 11:40:35 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-07-12 11:40:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001636773
- Filed Document
- 0000902664-19-003003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-12 11:40:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-07-12 11:39:49 UTC |
- Amount To Be Raised
- $70,078,438
- Associated Brokers / Dealers
- Code Advisors LLC
- CIK Number
- 0001759144
- Filed Document
- 0001759144-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-12 11:39:49 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-07-12 11:38:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001745595
- Filed Document
- 0000902664-19-003002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-12 11:38:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-07-12 11:35:39 UTC |
- Amount To Be Raised
- $1,387,882
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001782394
- Filed Document
- 0001782394-19-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2019-07-12 11:35:39 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-07-12 11:33:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001781921
- Filed Document
- 0001781921-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-12 11:33:15 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-07-12 11:30:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001581493
- Filed Document
- 0001581493-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-12 11:30:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-07-12 11:24:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001777156
- Filed Document
- 0001777156-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-12 11:24:18 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-07-12 11:22:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603715
- Filed Document
- 0001315863-19-000599
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-12 11:22:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-07-12 11:17:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Commonfund Securities, Inc.
- CIK Number
- 0001451732
- Filed Document
- 0001451732-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-12 11:17:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-07-12 11:15:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001214197
- Filed Document
- 0001214197-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-12 11:15:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-07-12 11:12:47 UTC |
- Amount To Be Raised
- $4,130,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001782267
- Filed Document
- 0001782267-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-12 11:12:47 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-07-12 11:10:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001732805
- Filed Document
- 0000919574-19-004594
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-12 11:10:03 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-07-12 11:01:33 UTC |
- Amount To Be Raised
- $7,600,000
- Associated Brokers / Dealers
- Piper Jaffray & Co.
- CIK Number
- 0001688743
- Filed Document
- 0001688743-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-12 11:01:33 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-07-12 10:59:45 UTC |
- Amount To Be Raised
- $750,000,000
- Associated Brokers / Dealers
- Goldman Sachs & Co. LLC
- CIK Number
- 0001782094
- Filed Document
- 0001782094-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-12 10:59:45 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-07-12 10:59:35 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001782404
- Filed Document
- 0001782404-19-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2019-07-12 10:59:35 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-07-12 10:59:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001648135
- Filed Document
- 0000919574-19-004590
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-12 10:59:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-07-12 10:56:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001461024
- Filed Document
- 0001461024-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-12 10:56:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNKNOWN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-07-12 10:53:22 UTC |
- Amount To Be Raised
- $6,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001780583
- Filed Document
- 0001731122-19-000377
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2019-07-12 10:53:22 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
C/A |
2019-07-12 10:52:11 UTC |
- Financial Interest
- The issuer will not owe a commission, whether cash or otherwise, to the Intermediary at the conclusion
of the Offering.
- Filing Platform
- MicroVenture Marketplace, Inc.
- Offering Amount
- $107,000
- CIK Number
- 0001767242
- Filed Document
- 0001767242-19-000005
- Accepted Date
- 2019-07-12 10:52:11 UTC
- Type of Offering
- C/A
- Security Offered Amount
- 25,000
- Security Offered Type
- Other
- State
- CALIFORNIA
|
|
|
D |
2019-07-12 10:49:59 UTC |
- Amount To Be Raised
- $1,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001780544
- Filed Document
- 0001780544-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-12 10:49:59 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2019-07-12 10:48:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001713692
- Filed Document
- 0000899140-19-000464
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-12 10:48:03 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-07-12 10:47:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Commonfund Securities, Inc.
- CIK Number
- 0001301592
- Filed Document
- 0001613677-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-12 10:47:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-07-12 10:42:15 UTC |
- Amount To Be Raised
- $67,591,872
- Associated Brokers / Dealers
- DFPG Investments, Inc., APW Capital Inc, Westpark Capital Inc, Capital Investment Group, Inc., Mc Dermott Investment Services, LLC, American Investors Company, Sagepoint Financial, Inc., International Assets Advisory, LLC, and Tfs Securities, Inc.
- CIK Number
- 0001777792
- Filed Document
- 0001777792-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-12 10:42:15 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-07-12 10:41:54 UTC |
- Amount To Be Raised
- $3,043,301
- Associated Brokers / Dealers
- Shopoff Securities Inc. and Emerson Equity LLC
- CIK Number
- 0001782122
- Filed Document
- 0001782122-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-12 10:41:54 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D |
2019-07-12 10:35:21 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001780443
- Filed Document
- 0001780443-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-12 10:35:21 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-07-12 10:33:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Commonfund Securities, Inc.
- CIK Number
- 0001580894
- Filed Document
- 0001580894-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-12 10:33:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-07-12 10:33:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001679243
- Filed Document
- 0001679243-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-12 10:33:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-07-12 10:27:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001679761
- Filed Document
- 0000919574-19-004584
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-12 10:27:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-07-12 10:26:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001647918
- Filed Document
- 0000919574-19-004583
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-12 10:26:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-07-12 10:24:23 UTC |
- Amount To Be Raised
- $750,000,000
- Associated Brokers / Dealers
- Goldman Sachs & Co. LLC
- CIK Number
- 0001782093
- Filed Document
- 0001782093-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-12 10:24:23 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-07-12 10:16:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Funds Distributor, LLC
- CIK Number
- 0001442329
- Filed Document
- 0001442329-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-12 10:16:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-07-12 10:16:30 UTC |
- Amount To Be Raised
- $26,663,786
- Associated Brokers / Dealers
- Concorde Investment Services, LLC, WealthForge Securities LLC, Ibn Financial Services, Inc., Westpark Capital Inc, DFPG Investments, Inc., United Planners' Financial Services, Arete Wealth Management, LLC., 1st Global Capital Corporation, Madison Avenue Securities, LLC, RCX Capital Group LLC, Centaurus Financial, Inc., Investacorp, Inc., H D Vest Investment Securities Inc, Mc Dermott Investment Services, LLC, Lightpath Capital Inc., Parkland Securities, LLC, Sigma Financial Corporation, Securities America Inc., and Cabot Lodge Securities LLC
- CIK Number
- 0001765796
- Filed Document
- 0001765796-19-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-12 10:16:30 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-07-12 10:10:07 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001782340
- Filed Document
- 0001144204-19-034493
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-12 10:10:07 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-07-12 10:09:27 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001781953
- Filed Document
- 0001781953-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-12 10:09:27 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2019-07-12 10:07:03 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- H & L Equities, LLC, H & L Equities, LLC, H & L Equities, LLC, H & L Equities, LLC, and H & L Equities, LLC
- CIK Number
- 0001782197
- Filed Document
- 0001782197-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-12 10:07:03 UTC
- Type of Offering
- D/A
- Industry
- REITS and Finance
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2019-07-12 09:58:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001657343
- Filed Document
- 0001599492-19-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2019-07-12 09:58:59 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ISRAEL
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-07-12 09:54:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Not applicable
- CIK Number
- 0001781759
- Filed Document
- 0001781759-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-12 09:54:35 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-07-12 09:54:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599492
- Filed Document
- 0001599492-19-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2019-07-12 09:54:20 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ISRAEL
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-07-12 09:50:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001643251
- Filed Document
- 0000945621-19-000263
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-12 09:50:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
C |
2019-07-12 09:49:02 UTC |
- Financial Interest
- The Intermediary will receive a Security-compensation equal to 2% of the total number of Securities sold in the Offering.
- Filing Platform
- OpenDeal Portal LLC
- Offering Amount
- $1,070,000
- CIK Number
- 0001782075
- Filed Document
- 0001782075-19-000004
- Accepted Date
- 2019-07-12 09:49:02 UTC
- Type of Offering
- C
- Security Offered Amount
- 25,000
- Security Offered Type
- Other
- State
- NEW YORK
|
|
|
D/A |
2019-07-12 09:45:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001512221
- Filed Document
- 0000945621-19-000262
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-12 09:45:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-07-12 09:44:20 UTC |
- Amount To Be Raised
- $23,971,364
- Associated Brokers / Dealers
- Inland Securities Corporation, Proequities, Inc., Investacorp, Inc., Capulent LLC, RCX Capital Group LLC, DFPG Investments, Inc., Mc Dermott Investment Services, LLC, Madison Avenue Securities, LLC, Concorde Investment Services, LLC, Sagepoint Financial, Inc., Parkland Securities, LLC, Aegis Capital Corporation, Investment Planners, Inc., Chalice Capital Partners, LLC, Primex Prime Electronic Execution Inc, Lincoln Financial Advisors, Securities America Inc., Commonwealth Financial Network, Royal Alliance Associates, Inc., Woodbury Financial Services, Inc., Emerson Equity LLC, Infinity Financial Services, Independent Financial Group, LLC, and Invicta Capital LLC
- CIK Number
- 0001759531
- Filed Document
- 0001759531-19-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-12 09:44:20 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-07-12 09:42:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001670868
- Filed Document
- 0001613677-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-12 09:42:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-07-12 09:33:04 UTC |
- Amount To Be Raised
- $5,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001782264
- Filed Document
- 0001782264-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-12 09:33:04 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-07-12 09:21:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711243
- Filed Document
- 0000945621-19-000261
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-12 09:21:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-07-12 09:14:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001613677
- Filed Document
- 0001613677-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-12 09:14:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-07-12 09:09:56 UTC |
- Amount To Be Raised
- $138,158,359
- Associated Brokers / Dealers
- Primex Prime Electronic Execution Inc, Concorde Investment Services, LLC, DFPG Investments, Inc., Money Concepts Capital Corp., Questar Capital Corp., WealthForge Securities LLC, Capulent LLC, American Investors Co Lsy Dba, Woodbury Financial Services, Inc., Parkland Securities, LLC, Cambridge Investment Research, Sagepoint Financial, Inc., APW Capital Inc, Independent Financial Group, LLC, Royal Alliance Associates, Inc., Centaurus Financial, Inc., Summit Brokerage Services, Inc, 1st Global Capital Corporation, Stonecrest Capital Markets, Inc, FSC Securities Corporation, Investacorp, Inc., Triad Advisors, Inc., Mc Dermott Investment Services, LLC, Sandlapper Securities, LLC, H D Vest Investment Securites Inc, Lincoln Financial Advisors, Westpark Capital Inc, Ameritas Investment Corp., Madison Avenue Securities, LLC, Muriel Siebert & Co., Inc, Tfs Securities, Inc., RCX Capital Group LLC, Crown Capital Securities L.P., Independence Capital Co, Inc., First Allied Securities Inc., Voya Financial Advisors, Galt Financial Group, Inc., Cetera Advisors, LLC, Securities America Inc., Western International Secs Inc, Moloney Securities Co, Lion Street Financial, LLC, Berthel Fisher & Co Financial Svcs, NPB Financial Group, LLC, Cetera Advisor Networks, LLC, Vanderbilt Securities, LLC, Saxony Securities, First Financial Equity Corp, Chalice Capital Partners, LLC, Callaway Financial Services Inc, Great Point Capital LLC, Cetera Financial Specialists LLC, Infinity Financial Services, Colorado Financial Service Corp, Lightpath Capital Inc., Cabot Lodge Securities LLC, Metropolitan Capital Investment Banc Inc, and Inland Securities Corporation
- CIK Number
- 0001757500
- Filed Document
- 0001757500-19-000027
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-12 09:09:56 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-07-12 09:07:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001467380
- Filed Document
- 0000945621-19-000260
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-07-12 09:07:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|