Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Amplyx Pharmaceuticals, Inc. See All Filings	D	2017-08-01 14:57:53 UTC
Amount To Be Raised $66,736,837 Associated Brokers / Dealers N/A CIK Number 0001648627 Filed Document 0001648627-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-01 14:57:53 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bain Capital Special Situations Asia, L.P. See All Filings	D	2017-08-01 14:53:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713462 Filed Document 0001713462-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-01 14:53:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BGA Horizon Fund, LLC - Cherry Hill Series See All Filings	D	2017-08-01 14:51:48 UTC
Amount To Be Raised $12,822,500 Associated Brokers / Dealers N/A CIK Number 0001713619 Filed Document 0001713619-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-01 14:51:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
POLARIS GROUP TRUST See All Filings	D/A	2017-08-01 14:49:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000889823 Filed Document 0000889823-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-01 14:49:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BrightSpec, Inc. See All Filings	D/A	2017-08-01 14:46:58 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001642818 Filed Document 0001642818-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-01 14:46:58 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Abom, Inc. See All Filings	D	2017-08-01 14:45:05 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001608848 Filed Document 0001608848-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-01 14:45:05 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Aspect Institutional Diversified Fund See All Filings	D/A	2017-08-01 14:33:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners LLC, Raymond James & Associates, Inc., and Raymond James Financial Services, Inc. CIK Number 0001605251 Filed Document 0001315863-17-000619 Exclusions or Exemptions 506b Accepted Date 2017-08-01 14:33:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aspect Core Trend HV Fund See All Filings	D	2017-08-01 14:31:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners LLC CIK Number 0001708693 Filed Document 0001315863-17-000618 Exclusions or Exemptions 506b Accepted Date 2017-08-01 14:31:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FQS Alternatives, Multi Manager Quant Series LP See All Filings	D/A	2017-08-01 14:28:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681177 Filed Document 0001681177-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-01 14:28:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
East Grove Capital Partners, L.P. See All Filings	D/A	2017-08-01 14:17:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710191 Filed Document 0001710191-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-01 14:17:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
N Morgan's Bluff Field Joint Venture See All Filings	D	2017-08-01 14:15:41 UTC
Amount To Be Raised $1,530,000 Associated Brokers / Dealers N/A CIK Number 0001713448 Filed Document 0001654954-17-006833 Exclusions or Exemptions 506b Accepted Date 2017-08-01 14:15:41 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
ESCHATON OPPORTUNITIES FUND II LP See All Filings	D/A	2017-08-01 14:05:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678483 Filed Document 0001678483-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-01 14:05:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ESCHATON OPPORTUNITIES FUND I LP See All Filings	D/A	2017-08-01 14:01:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678485 Filed Document 0001678485-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-01 14:01:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BRIGHT.MD INC. See All Filings	D	2017-08-01 13:53:36 UTC
Amount To Be Raised $8,779,900 Associated Brokers / Dealers N/A CIK Number 0001600537 Filed Document 0001600537-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-01 13:53:36 UTC Type of Offering D Industry Other Health Care Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Z Loan & Investment, LLC See All Filings	D	2017-08-01 13:52:45 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001467826 Filed Document 0001467826-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-08-01 13:52:45 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
FQS Alternatives, Multi Manager Long Short Equity Series LP See All Filings	D/A	2017-08-01 13:52:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681180 Filed Document 0001681180-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-01 13:52:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCAP Fund MRA (Cayman), Ltd. See All Filings	D/A	2017-08-01 13:44:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679289 Filed Document 0001507943-17-000103 Exclusions or Exemptions 506b Accepted Date 2017-08-01 13:44:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JOSEPH STONE SPECIAL OPPORTUNITY FUND LLC See All Filings	D	2017-08-01 13:27:04 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers joseph stone capital llc CIK Number 0001713559 Filed Document 0001713559-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-01 13:27:04 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
FQS Alternatives, Multi Manager Multi Strategy Series LP See All Filings	D/A	2017-08-01 13:24:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681181 Filed Document 0001681181-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-01 13:24:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SiFive, Inc. See All Filings	D	2017-08-01 13:19:09 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001706443 Filed Document 0001706443-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-01 13:19:09 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BARE METAL STANDARD INC. See All Filings	D	2017-08-01 13:16:07 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001658880 Filed Document 0001214659-17-004670 Exclusions or Exemptions 506b Accepted Date 2017-08-01 13:16:07 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ISAM SYSTEMATIC TREND See All Filings	D/A	2017-08-01 13:08:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590873 Filed Document 0001590873-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-01 13:08:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
ISAM SYSTEMATIC TREND LLC See All Filings	D/A	2017-08-01 13:06:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stephens Inc. CIK Number 0001591138 Filed Document 0001591138-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-01 13:06:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
PAB Neighborhood Kitchen #1, LLC See All Filings	D	2017-08-01 13:05:58 UTC
Amount To Be Raised $665,000 Associated Brokers / Dealers N/A CIK Number 0001649707 Filed Document 0001649707-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-01 13:05:58 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
SiFive, Inc. See All Filings	D	2017-08-01 13:05:33 UTC
Amount To Be Raised $5,062,500 Associated Brokers / Dealers N/A CIK Number 0001706443 Filed Document 0001706443-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-01 13:05:33 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vazirani Offshore Ltd. See All Filings	D	2017-08-01 12:58:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713570 Filed Document 0001713570-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-01 12:58:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MacKay Cornerstone US Equity Market Neutral Fund, LP See All Filings	D/A	2017-08-01 12:57:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC CIK Number 0001510983 Filed Document 0001140361-17-029542 Exclusions or Exemptions 506b Accepted Date 2017-08-01 12:57:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG SUPER FUND LP See All Filings	D/A	2017-08-01 12:50:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers March Capital Corp., UBS Financial Services Inc., Lyster, Watson & Company, Inc., and CAIS Capital LLC CIK Number 0000901259 Filed Document 0000901259-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-01 12:50:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Rio Grande FMC, L.P. See All Filings	D/A	2017-08-01 12:30:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583577 Filed Document 0001583577-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-01 12:30:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Commercial Real Estate Debt Opportunities Holdings, L.P. See All Filings	D/A	2017-08-01 12:22:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Rhea Capital Partners LLP CIK Number 0001658405 Filed Document 0001658405-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-01 12:22:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AEW Partners Real Estate Fund VIII, L.P. See All Filings	D/A	2017-08-01 12:20:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680578 Filed Document 0001680578-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-01 12:20:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
B Ave. Investments, LLC See All Filings	D/A	2017-08-01 12:19:27 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001684086 Filed Document 0001684086-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-01 12:19:27 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Common
Actinium Capital LP See All Filings	D	2017-08-01 12:10:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712915 Filed Document 0001712915-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-01 12:10:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PERGA CAPITAL PARTNERS, LP See All Filings	D	2017-08-01 12:10:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713505 Filed Document 0001640339-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-01 12:10:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Commercial Real Estate Debt Opportunities Fund, L.P. See All Filings	D/A	2017-08-01 12:08:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658399 Filed Document 0001658399-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-01 12:08:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HOTEL EXPRESS, LLC See All Filings	D	2017-08-01 12:01:08 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001713341 Filed Document 0001140361-17-029525 Exclusions or Exemptions 506b Accepted Date 2017-08-01 12:01:08 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Virage WAM LP See All Filings	D/A	2017-08-01 11:58:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649383 Filed Document 0001315863-17-000616 Exclusions or Exemptions 506b Accepted Date 2017-08-01 11:58:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Virage Capital Partners (Cayman) SPC See All Filings	D/A	2017-08-01 11:53:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619434 Filed Document 0001315863-17-000615 Exclusions or Exemptions 506b Accepted Date 2017-08-01 11:53:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
1EQ INC. See All Filings	D	2017-08-01 11:52:28 UTC
Amount To Be Raised $8,659,134 Associated Brokers / Dealers N/A CIK Number 0001596364 Filed Document 0001596364-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-01 11:52:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 63, LP See All Filings	D	2017-08-01 11:48:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713400 Filed Document 0001713400-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-01 11:48:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CO-INVEST FUND - USRA NET LEASE III, LLC See All Filings	D	2017-08-01 11:46:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713053 Filed Document 0001393725-17-000119 Exclusions or Exemptions 506b Accepted Date 2017-08-01 11:46:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1370 FUND - USRA NET LEASE III LLC See All Filings	D	2017-08-01 11:44:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAIS Capital LLC CIK Number 0001713012 Filed Document 0001393725-17-000118 Exclusions or Exemptions 506b Accepted Date 2017-08-01 11:44:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Castlerigg Merger Arbitrage & Equity Event Fund, Ltd. See All Filings	D/A	2017-08-01 11:41:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Anton Katz CIK Number 0001479083 Filed Document 0001013594-17-000566 Exclusions or Exemptions 506b Accepted Date 2017-08-01 11:41:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Radial Analytics, Inc. See All Filings	D	2017-08-01 11:40:19 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001629918 Filed Document 0001629918-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-01 11:40:19 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ADELPHI EUROPE PARTNERS, L.P. See All Filings	D/A	2017-08-01 11:38:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001145980 Filed Document 0000919574-17-005689 Exclusions or Exemptions 506b Accepted Date 2017-08-01 11:38:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Ninu, Inc. See All Filings	D	2017-08-01 11:37:10 UTC
Amount To Be Raised $1,249,921 Associated Brokers / Dealers N/A CIK Number 0001578489 Filed Document 0001578489-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-01 11:37:10 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Castlerigg Merger Arbitrage & Equity Event Fund, L.P. See All Filings	D/A	2017-08-01 11:36:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Anton Katz CIK Number 0001479085 Filed Document 0001013594-17-000565 Exclusions or Exemptions 506b Accepted Date 2017-08-01 11:36:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ADELPHI EUROPE LONG ONLY FUND LTD. See All Filings	D/A	2017-08-01 11:35:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599929 Filed Document 0000919574-17-005687 Exclusions or Exemptions 506b Accepted Date 2017-08-01 11:35:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
299 FUND-USRA NET LEASE III LLC See All Filings	D	2017-08-01 11:35:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services, Inc. CIK Number 0001713052 Filed Document 0001393725-17-000117 Exclusions or Exemptions 506b Accepted Date 2017-08-01 11:35:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCP Baymeadows, LLC See All Filings	D	2017-08-01 11:32:56 UTC
Amount To Be Raised $8,300,000 Associated Brokers / Dealers N/A CIK Number 0001711409 Filed Document 0001711409-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-01 11:32:56 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity