Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Permian Fund, Ltd. See All Filings	D/A	2019-07-19 16:28:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657885 Filed Document 0000905718-19-000627 Exclusions or Exemptions 506b Accepted Date 2019-07-19 16:28:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PERMIAN FUND LP See All Filings	D/A	2019-07-19 16:24:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001455423 Filed Document 0000905718-19-000625 Exclusions or Exemptions 506b Accepted Date 2019-07-19 16:24:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Willow 40 LLC See All Filings	D	2019-07-19 16:22:12 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001782724 Filed Document 0001782724-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-19 16:22:12 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Luckbox Ltd See All Filings	D	2019-07-19 16:20:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001782956 Filed Document 0001782956-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-19 16:20:42 UTC Type of Offering D Industry Other Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Esperos, Inc. See All Filings	D	2019-07-19 16:20:31 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001782980 Filed Document 0001782980-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-19 16:20:31 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Dwell 116 LLC See All Filings	D	2019-07-19 16:14:10 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001782723 Filed Document 0001782723-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-19 16:14:10 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
ARVINAS, INC. See All Filings	D	2019-07-19 16:13:00 UTC
Amount To Be Raised $32,499,996 Associated Brokers / Dealers N/A CIK Number 0001655759 Filed Document 0001655759-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-19 16:13:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ApexOne Multifamily Fund III, L.P. See All Filings	D/A	2019-07-19 16:11:37 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers USCA Securities LLC CIK Number 0001755040 Filed Document 0001144204-19-035210 Exclusions or Exemptions 506c Accepted Date 2019-07-19 16:11:37 UTC Type of Offering D/A Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Equity Shift, Inc. See All Filings	D/A	2019-07-19 16:08:43 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001780952 Filed Document 0001780952-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-07-19 16:08:43 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Cornerstone Holding Company, Inc. See All Filings	D/A	2019-07-19 16:06:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743167 Filed Document 0001743167-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-19 16:06:21 UTC Type of Offering D/A Industry Insurance Principal Place of Business ALABAMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Albany 492 LLC See All Filings	D	2019-07-19 16:03:53 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001782722 Filed Document 0001782722-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-19 16:03:53 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
VALOR SIREN VENTURES I-B L.P. See All Filings	D	2019-07-19 16:03:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MERCURY CAPITAL ADVISORS, LLC CIK Number 0001769343 Filed Document 0001769343-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-07-19 16:03:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Impact Silver Corp. See All Filings	D	2019-07-19 16:01:09 UTC
Amount To Be Raised $598,506 Associated Brokers / Dealers N/A CIK Number 0001508912 Filed Document 0001508912-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-19 16:01:09 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Till Inc See All Filings	D	2019-07-19 15:53:25 UTC
Amount To Be Raised $1,749,999 Associated Brokers / Dealers N/A CIK Number 0001761356 Filed Document 0001761356-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-19 15:53:25 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Watermark U.S. Five LLC See All Filings	D	2019-07-19 15:51:50 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001783002 Filed Document 0001783002-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-19 15:51:50 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SimpleBet, Inc. See All Filings	D	2019-07-19 15:48:36 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001763666 Filed Document 0001144204-19-035203 Exclusions or Exemptions 506b Accepted Date 2019-07-19 15:48:36 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sunstone Qualified Opportunity Zone Fund, LLC See All Filings	D	2019-07-19 15:41:23 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001783003 Filed Document 0001783003-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-19 15:41:23 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VRT Equity Partners, L.P. See All Filings	D	2019-07-19 15:31:22 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers N/A CIK Number 0001772326 Filed Document 0001772326-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-19 15:31:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Man FRM Alpha Protect Ltd See All Filings	D/A	2019-07-19 15:30:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001712337 Filed Document 0001712337-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-19 15:30:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MacKay Shields Floating Rate High Yield Portfolio, a sub-fund of Plainview Funds plc See All Filings	D/A	2019-07-19 15:28:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors, LLC, Therese M. Hernandez, Kirk C. Kashevaroff, and John W. Akkerman CIK Number 0001609117 Filed Document 0001567619-19-015015 Exclusions or Exemptions 506b Accepted Date 2019-07-19 15:28:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1575 Tremont Investors LLC See All Filings	D	2019-07-19 15:27:52 UTC
Amount To Be Raised $4,260,000 Associated Brokers / Dealers N/A CIK Number 0001418161 Filed Document 0001418161-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-19 15:27:52 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
FULCRUM BIOENERGY, INC. See All Filings	D	2019-07-19 15:26:47 UTC
Amount To Be Raised $50,000,001 Associated Brokers / Dealers N/A CIK Number 0001434441 Filed Document 0001434441-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-19 15:26:47 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MacKay Shields Unconstrained Bond Portfolio, a sub-fund of Plainview Funds plc See All Filings	D/A	2019-07-19 15:26:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors, LLC, Therese M. Hernandez, Kirk C. Kashevaroff, John W. Akkerman, and N/A CIK Number 0001609154 Filed Document 0001567619-19-015013 Exclusions or Exemptions 506b Accepted Date 2019-07-19 15:26:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Partners for Growth VI, L.P. See All Filings	D	2019-07-19 15:14:18 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001782128 Filed Document 0001567619-19-015010 Exclusions or Exemptions 506b Accepted Date 2019-07-19 15:14:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Encellin, Inc. See All Filings	D	2019-07-19 15:02:43 UTC
Amount To Be Raised $2,707,135 Associated Brokers / Dealers N/A CIK Number 0001782948 Filed Document 0001782948-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-19 15:02:43 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TPC Broadband Investors, LP See All Filings	D	2019-07-19 14:58:34 UTC
Amount To Be Raised $78,000,000 Associated Brokers / Dealers N/A CIK Number 0001677921 Filed Document 0001144204-19-035186 Exclusions or Exemptions 506b Accepted Date 2019-07-19 14:58:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CGMT OP, L.P. See All Filings	D/A	2019-07-19 14:54:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635445 Filed Document 0001635445-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-19 14:54:04 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OneTogether Solutions, LLC See All Filings	D	2019-07-19 14:48:53 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001782982 Filed Document 0001782982-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-19 14:48:53 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
TOWN KITCHEN PBC See All Filings	C/A	2019-07-19 14:45:56 UTC
Financial Interest The Intermediary will receive a Security-compensation equal to 2% of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001707193 Filed Document 0001707193-19-000003 Accepted Date 2019-07-19 14:45:56 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State CALIFORNIA
Clarion Gables Multifamily Trust Parallel Fund, L.P. See All Filings	D/A	2019-07-19 14:45:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712530 Filed Document 0001712530-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-19 14:45:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Clarion Gables Multifamily Trust, L.P. See All Filings	D/A	2019-07-19 14:41:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hodes Weill Securities, LLC CIK Number 0001635423 Filed Document 0001635423-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-19 14:41:06 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
14ner Oncology, Inc. See All Filings	D	2019-07-19 14:38:05 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001783032 Filed Document 0001783032-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-19 14:38:05 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS FUND CXXX, LLC See All Filings	D	2019-07-19 14:37:22 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001778888 Filed Document 0001778888-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-19 14:37:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Charleston Technology Center Garage, LLC See All Filings	D	2019-07-19 14:33:38 UTC
Amount To Be Raised $527,510 Associated Brokers / Dealers N/A CIK Number 0001782960 Filed Document 0001782960-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-19 14:33:38 UTC Type of Offering D Industry Commercial Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
LION INDUSTRIAL TRUST See All Filings	D/A	2019-07-19 14:33:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001212214 Filed Document 0001212214-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-19 14:33:30 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ETHEMA HEALTH Corp See All Filings	D	2019-07-19 14:33:25 UTC
Amount To Be Raised $282,000 Associated Brokers / Dealers N/A CIK Number 0000792935 Filed Document 0001721868-19-000350 Exclusions or Exemptions 506b Accepted Date 2019-07-19 14:33:25 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Uptown Square Apartments LLC See All Filings	D	2019-07-19 14:31:06 UTC
Amount To Be Raised $6,620,000 Associated Brokers / Dealers N/A CIK Number 0001782813 Filed Document 0001782813-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-19 14:31:06 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Teak Tea, Inc. See All Filings	C	2019-07-19 14:30:43 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $1,000,000 CIK Number 0001777897 Filed Document 0001670254-19-000416 Accepted Date 2019-07-19 14:30:43 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Common Stock State CALIFORNIA
LUXON FINANCIAL LLC See All Filings	D/A	2019-07-19 14:23:45 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001475045 Filed Document 0001475045-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-07-19 14:23:45 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
National Mobility Eldercare Inc. See All Filings	D	2019-07-19 14:20:20 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001780152 Filed Document 0001780152-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-19 14:20:20 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Takeoffs, Inc. See All Filings	D	2019-07-19 14:17:40 UTC
Amount To Be Raised $3,006,336 Associated Brokers / Dealers N/A CIK Number 0001781528 Filed Document 0001781528-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-19 14:17:40 UTC Type of Offering D Industry Other Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
Hemp Naturals, Inc. See All Filings	1-A/A	2019-07-19 14:17:18 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001664038 Filed Document 0001703429-19-000031 Accepted Date 2019-07-19 14:17:18 UTC Type of Offering 1-A/A Industry APPAREL & OTHER FINISHD PRODS OF FABRICS & SIMILAR MATL Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Jagger Fund, LP See All Filings	D/A	2019-07-19 14:17:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711283 Filed Document 0001711283-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-19 14:17:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Veribus Capital LP See All Filings	D/A	2019-07-19 14:10:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743453 Filed Document 0001743453-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-19 14:10:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vooks, Inc. See All Filings	D	2019-07-19 14:08:16 UTC
Amount To Be Raised $3 Associated Brokers / Dealers N/A CIK Number 0001780169 Filed Document 0001780169-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-19 14:08:16 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
BASSWOOD CO-INVESTMENT PARTNERS, LTD. See All Filings	D/A	2019-07-19 14:03:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681630 Filed Document 0001405086-19-000223 Exclusions or Exemptions 506b Accepted Date 2019-07-19 14:03:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BASSWOOD OPPORTUNITY PARTNERS, L.P. See All Filings	D/A	2019-07-19 14:01:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001085394 Filed Document 0001405086-19-000222 Exclusions or Exemptions 506b Accepted Date 2019-07-19 14:01:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Triumph Gold Corp. See All Filings	D	2019-07-19 13:42:21 UTC
Amount To Be Raised $13,389 Associated Brokers / Dealers Fieldhouse Capital Management Inc. CIK Number 0001387473 Filed Document 0001387473-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-07-19 13:42:21 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Hamilton Lane-Carpenters Partnership Fund V L.P. See All Filings	D	2019-07-19 13:40:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Lane Securities LLC CIK Number 0001782989 Filed Document 0001782989-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-19 13:40:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mountain West Debt Fund, LP See All Filings	D/A	2019-07-19 13:39:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538536 Filed Document 0001538536-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-19 13:39:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Over $100,000,000 Type of Security Equity