Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Skycatch, Inc. See All Filings	D/A	2017-08-02 19:34:10 UTC
Amount To Be Raised $36,406,954 Associated Brokers / Dealers N/A CIK Number 0001606734 Filed Document 0001606734-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 19:34:10 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Zeitgeist 1, a series of Zeitgeist, LP. See All Filings	D/A	2017-08-02 19:29:58 UTC
Amount To Be Raised $937,900 Associated Brokers / Dealers N/A CIK Number 0001706074 Filed Document 0001703344-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-08-02 19:29:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wynsun Capital Technology Fund II, LLC, Series A-1 See All Filings	D/A	2017-08-02 19:25:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sharespost Financial Corp. CIK Number 0001641703 Filed Document 0001641703-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 19:25:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
A-AZL-36-Fund, a series of AX-WiEs-Funds, LLC See All Filings	D	2017-08-02 19:24:05 UTC
Amount To Be Raised $97,975 Associated Brokers / Dealers N/A CIK Number 0001712207 Filed Document 0001703344-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-08-02 19:24:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-BVA-19-Fund, a series of Abstract Ventures Special Opportunities, LLC See All Filings	D	2017-08-02 19:20:26 UTC
Amount To Be Raised $157,994 Associated Brokers / Dealers N/A CIK Number 0001711059 Filed Document 0001703344-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-08-02 19:20:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-SRQ-16-Fund, a series of AX-MW-Funds, LLC See All Filings	D	2017-08-02 19:15:32 UTC
Amount To Be Raised $178,888 Associated Brokers / Dealers N/A CIK Number 0001709724 Filed Document 0001703344-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-08-02 19:15:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-HEL-22-Fund, a series of AngelList-ZC-Funds, LLC See All Filings	D	2017-08-02 19:11:22 UTC
Amount To Be Raised $138,940 Associated Brokers / Dealers N/A CIK Number 0001711054 Filed Document 0001703344-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-08-02 19:11:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-SYJ-17-PR-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D	2017-08-02 19:07:57 UTC
Amount To Be Raised $94,433 Associated Brokers / Dealers N/A CIK Number 0001711058 Filed Document 0001703344-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-08-02 19:07:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-GYR-19-Fund, a series of AX-E SRr-Funds, LLC See All Filings	D	2017-08-02 19:04:13 UTC
Amount To Be Raised $92,480 Associated Brokers / Dealers N/A CIK Number 0001710309 Filed Document 0001703344-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-02 19:04:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-STC-10-Fund, a series of AngelList-JC-Funds, LLC See All Filings	D	2017-08-02 19:00:57 UTC
Amount To Be Raised $217,621 Associated Brokers / Dealers N/A CIK Number 0001713733 Filed Document 0001703344-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-02 19:00:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-ICP-15-Fund, a series of AX-RG-Funds, LLC See All Filings	D	2017-08-02 18:58:19 UTC
Amount To Be Raised $83,500 Associated Brokers / Dealers N/A CIK Number 0001703344 Filed Document 0001703344-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 18:58:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-LVD-28-Fund, a series of AngelList-ER-Funds, LLC See All Filings	D	2017-08-02 18:44:57 UTC
Amount To Be Raised $106,300 Associated Brokers / Dealers N/A CIK Number 0001712712 Filed Document 0001712712-17-000001 Exclusions or Exemptions 504.1 and 506b Accepted Date 2017-08-02 18:44:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
4E Furniture See All Filings	D	2017-08-02 18:21:50 UTC
Amount To Be Raised $49,894 Associated Brokers / Dealers N/A CIK Number 0001637971 Filed Document 0001637971-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-02 18:21:50 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Beacon Global Advisor Network, LLC See All Filings	D	2017-08-02 18:04:52 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001712843 Filed Document 0001712843-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 18:04:52 UTC Type of Offering D Industry Investing Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WP Deluxe Topco, LLC See All Filings	D	2017-08-02 18:02:09 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001713515 Filed Document 0001713515-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 18:02:09 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kezar Life Sciences, Inc. See All Filings	D	2017-08-02 17:54:34 UTC
Amount To Be Raised $49,999,985 Associated Brokers / Dealers N/A CIK Number 0001645666 Filed Document 0001645666-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-02 17:54:34 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Granite Strategic Loan Partners II, LLC See All Filings	D	2017-08-02 17:40:50 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Michael Scott Rickard, Bruce Victor Roberts, Phillip Nash Roberts, James Arthur Green III, Peter Joseph Kalmus, Andrew John Maconachy, and John Paul Harvey Jr. CIK Number 0001711867 Filed Document 0001711867-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 17:40:50 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Immunocept Medical Products, LLC See All Filings	D/A	2017-08-02 17:38:02 UTC
Amount To Be Raised $530,000 Associated Brokers / Dealers N/A CIK Number 0001701236 Filed Document 0001701236-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-02 17:38:02 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DTHERA SCIENCES See All Filings	D	2017-08-02 17:31:22 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001586372 Filed Document 0001586372-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-02 17:31:22 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BIOLARGO, INC. See All Filings	D	2017-08-02 17:14:23 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0000880242 Filed Document 0001463205-17-000003 Exclusions or Exemptions 504 and 506b Accepted Date 2017-08-02 17:14:23 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
SI Truck Center Investor, LP See All Filings	D	2017-08-02 17:12:31 UTC
Amount To Be Raised $4,272,221 Associated Brokers / Dealers N/A CIK Number 0001713434 Filed Document 0001713434-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 17:12:31 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Silk Therapeutics, Inc. See All Filings	D	2017-08-02 17:04:47 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001603281 Filed Document 0001603281-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-02 17:04:47 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Heitman Asia-Pacific Property Feeder, LLC See All Filings	D	2017-08-02 17:00:59 UTC
Amount To Be Raised $198,181,818 Associated Brokers / Dealers N/A CIK Number 0001713719 Filed Document 0001713719-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 17:00:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Zomedica Pharmaceuticals Corp. See All Filings	D	2017-08-02 16:59:48 UTC
Amount To Be Raised $10,082,751 Associated Brokers / Dealers N/A CIK Number 0001684144 Filed Document 0000905718-17-000747 Exclusions or Exemptions 506b Accepted Date 2017-08-02 16:59:48 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Independa, Inc. See All Filings	D	2017-08-02 16:58:27 UTC
Amount To Be Raised $8,100,000 Associated Brokers / Dealers N/A CIK Number 0001524957 Filed Document 0001713329-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-02 16:58:27 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PAG Asia Loan Fund III L.P. See All Filings	D	2017-08-02 16:53:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713724 Filed Document 0001140361-17-029905 Exclusions or Exemptions 506b Accepted Date 2017-08-02 16:53:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JenaValve Technology Inc See All Filings	D	2017-08-02 16:51:41 UTC
Amount To Be Raised $9,392,769 Associated Brokers / Dealers N/A CIK Number 0001377801 Filed Document 0001377801-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 16:51:41 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Heitman Asia-Pacific Property Investors, L.P. See All Filings	D	2017-08-02 16:48:11 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001713571 Filed Document 0001713571-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 16:48:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Stackfolio, Inc. See All Filings	D	2017-08-02 16:46:41 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001713252 Filed Document 0001713252-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-02 16:46:41 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
TMAM/Pathway Discovery Fund, LP See All Filings	D	2017-08-02 16:45:24 UTC
Amount To Be Raised $50,010,000 Associated Brokers / Dealers N/A CIK Number 0001713530 Filed Document 0001713530-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 16:45:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Kenwood Fund, Ltd. See All Filings	D/A	2017-08-02 16:43:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557804 Filed Document 0000902664-17-003159 Exclusions or Exemptions 506b Accepted Date 2017-08-02 16:43:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Wolf Capital Fund IV, L.P. See All Filings	D	2017-08-02 16:43:42 UTC
Amount To Be Raised $525,000,000 Associated Brokers / Dealers Stanwich Advisors LLC CIK Number 0001708385 Filed Document 0001708385-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 16:43:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Burgundy Topco, LLC See All Filings	D	2017-08-02 16:42:41 UTC
Amount To Be Raised $253,225,000 Associated Brokers / Dealers N/A CIK Number 0001713418 Filed Document 0001713418-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 16:42:41 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NextView Ventures III, L.P. See All Filings	D/A	2017-08-02 16:41:53 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001692145 Filed Document 0001692145-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 16:41:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Glen Echo Fund, Ltd. See All Filings	D/A	2017-08-02 16:40:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581859 Filed Document 0000902664-17-003158 Exclusions or Exemptions 506b Accepted Date 2017-08-02 16:40:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Denver MSA Multifamily II DST See All Filings	D/A	2017-08-02 16:24:05 UTC
Amount To Be Raised $53,962,913 Associated Brokers / Dealers WealthForge Securities LLC, Cambridge Investment Research, Inc, Kovack Securities, Inc, Concorde Investment Services, LLC, DFPG Investments, Inc, Concorde Investment Services LLC, Concorde Investment Services, LLC, Boustead Securities, LLC, Parkland Securities, LLC, Lion Street Financial, LLC, First Allied Securities, Inc, Concorde Investment Services LLC, Vanderbilt FInancial Group, H.D. Vest Investment Securities Inc, H.D. Vest Investment Securities Inc, 1st Global Capital Corporation, Lincoln Financial Advisors, Sagepoint Financial, Inc, Cetera Advisors, LLC, Commonwealth Financial Network, Commonwealth Financial Network, and Cambridge Investment Research CIK Number 0001710485 Filed Document 0001703605-17-000013 Exclusions or Exemptions 506b Accepted Date 2017-08-02 16:24:05 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ILLINOIS NATIONAL BANCORP INC See All Filings	D	2017-08-02 16:21:36 UTC
Amount To Be Raised $19,800,000 Associated Brokers / Dealers N/A CIK Number 0000049809 Filed Document 0000049809-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-02 16:21:36 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Mora Global, Inc. See All Filings	D	2017-08-02 16:19:05 UTC
Amount To Be Raised $885,000 Associated Brokers / Dealers N/A CIK Number 0001698069 Filed Document 0001288230-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-08-02 16:19:05 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
NEUROONE MEDICAL TECHNOLOGIES Corp See All Filings	D	2017-08-02 16:18:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001500198 Filed Document 0001711868-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 16:18:56 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
INTRINSIC EDGE PLUS, LP See All Filings	D/A	2017-08-02 16:16:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FIRST ALLIED SECURITIES, World Equity Group, Inc., and Cetera Advisors LLC. CIK Number 0001398443 Filed Document 0000934130-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-02 16:16:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dal Investors, LLC See All Filings	D	2017-08-02 16:12:50 UTC
Amount To Be Raised $3,900,000 Associated Brokers / Dealers N/A CIK Number 0001713648 Filed Document 0001713648-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 16:12:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
HLH, LLC See All Filings	D/A	2017-08-02 16:09:55 UTC
Amount To Be Raised $1,263,141 Associated Brokers / Dealers N/A CIK Number 0001549071 Filed Document 0001010412-17-000039 Exclusions or Exemptions 506b Accepted Date 2017-08-02 16:09:55 UTC Type of Offering D/A Industry Agriculture Principal Place of Business HAWAII Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Mendon Capital Ltd. See All Filings	D/A	2017-08-02 16:06:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001254229 Filed Document 0001254229-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 16:06:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HZ Riverview, LLC See All Filings	D	2017-08-02 16:02:30 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001712067 Filed Document 0001712067-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 16:02:30 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Mora Global, Inc. See All Filings	D/A	2017-08-02 15:58:41 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001698069 Filed Document 0001288230-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-08-02 15:58:41 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
OXFORD UAF LLC See All Filings	D	2017-08-02 15:58:40 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001709748 Filed Document 0001709748-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-02 15:58:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
INTRINSIC EDGE CAPTURE, L.P. See All Filings	D/A	2017-08-02 15:58:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FIRST ALLIED SECURITIES and World Equity Group, Inc. CIK Number 0001482814 Filed Document 0000934130-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-02 15:58:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverdale Multifamily DST See All Filings	D/A	2017-08-02 15:57:48 UTC
Amount To Be Raised $32,937,608 Associated Brokers / Dealers Huntwicke Securities LLC, Westpark Capital Inc, Silver Portal Capital LLC, Primex, American Portfolios Financial Services, Inc, Colorado Financial Service Corp, Concorde Investment Services, LLC, Concorde Investment Services, LLC, Calton & Associates, Nationwide Planning Associates, Inc, Nationwide Planning Associates, Inc, Summit Brokerage Services, Inc, Summit Brokerage Services, Inc, DFPG Investments, Inc, First Allied Securities Inc, Independent Financial Group, LLC, Independent Financial Group, LLC, Northland Securities, Inc, Silver Portal Capital LLC, First Allied Securities Inc, Sagepoint Financial, Inc, DFPG Investments, Inc, Royal Alliance Associates, Inc, Royal Alliance Associates, Inc, Primex Prime Electronic Execution Inc, Investacorp,Inc, Concorde Investment Services, LLC, First Allied Securities Inc, Lincoln Financial Advisors, DFPG Investments, Inc, Sagepoint Financial, Inc, Sagepoint Financial, Inc, Summit Brokerage Services, Inc, Royal Alliance Associates, Inc, 1st Global Capital Corporation, Triad Advisors, Inc, Royal Alliance Associates, Inc, Royal Alliance Associates, Inc, Cabot Lodge Securities LLC, Royal Alliance Associates, Inc, Courtlandt Securities Corp, Lincoln Financial Advisors, First Allied Securities, Inc, Summit Brokerage Services, Inc, Simmons First Investment Group Inc, Simmons First Investment Group Inc, McDermott Investment Services, LLC, First Allied Securites Inc, Concorde Investment Services, LLC, Cetera Advisors, LLC, Cetera Advisors, LLC, Parkland Securities, LLC, Kalos Capital, Inland Securities Corporation, Sigma Financial Corporation, Royal Alliance Associates, Inc, Triad Advisors Inc, H.D Vest Investment Securities Inc, Sagepoint Financial, Inc, Lincoln Financial Advisors, 1st Global Capital Corporation, Primex Prime Electronic Execution Inc, Wealthforge LLC, Colorado Financial Service Corp, Centaurus Financial Inc, National Securities Corp., National Securities Corp, National Securities Corp, Concorde Investment Services, LLC, Lincoln Financial Advisors, Independent Financial Group LLC, Independent Financial Group LLC, Commonwealth Financial Network, Commonwealth Financial Network, Parkland Securities, LLC, First Allied Securities Inc, 1st Global Capital Corporation, Lincoln Financial Advisors, Lincoln Financial Advisors, Centaurus Financial, Inc., Royal Alliance Associates, Inc., Lincoln Financial Advisors, 1st Global Capital Corporation, Lincoln Financial Advisors, Concorde Investment Services, LLC, FSC Securities Corporation, Centaurus Financial, Inc, and Centaurus Financial, Inc CIK Number 0001703605 Filed Document 0001703605-17-000012 Exclusions or Exemptions 506b Accepted Date 2017-08-02 15:57:48 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Theta Fund I, LLC See All Filings	D/A	2017-08-02 15:57:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651826 Filed Document 0001651826-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-02 15:57:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Equity
Park at Riverview Sponsor, LLC See All Filings	D	2017-08-02 15:53:49 UTC
Amount To Be Raised $10,920,000 Associated Brokers / Dealers N/A CIK Number 0001712025 Filed Document 0001712025-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 15:53:49 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Common