Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Texzon Technologies, LLC See All Filings	D	2017-08-03 18:27:24 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001684586 Filed Document 0001684586-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-08-03 18:27:24 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Osso VR, Inc. See All Filings	D	2017-08-03 18:12:14 UTC
Amount To Be Raised $2,399,995 Associated Brokers / Dealers N/A CIK Number 0001710668 Filed Document 0001710668-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 18:12:14 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
StreetShares, Inc. See All Filings	D/A	2017-08-03 18:10:51 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers None CIK Number 0001607838 Filed Document 0001607838-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-03 18:10:51 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
WRG Entertainment Fund, LLC See All Filings	D	2017-08-03 17:36:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713837 Filed Document 0001713837-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 17:36:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Wise Intervention Services Inc. See All Filings	D	2017-08-03 17:17:45 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001566599 Filed Document 0001566599-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 17:17:45 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Hampshire HH LLC See All Filings	D	2017-08-03 17:15:19 UTC
Amount To Be Raised $5,524,400 Associated Brokers / Dealers N/A CIK Number 0001712576 Filed Document 0001712576-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 17:15:19 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
HEITMAN CORE REAL ESTATE DEBT INCOME TRUST, L.P. See All Filings	D	2017-08-03 17:08:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708663 Filed Document 0001708663-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 17:08:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Hampshire Summerhill LLC See All Filings	D	2017-08-03 17:03:02 UTC
Amount To Be Raised $7,725,000 Associated Brokers / Dealers N/A CIK Number 0001712574 Filed Document 0001712574-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 17:03:02 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Kenosha Muni Opportunity Fund I LP See All Filings	D	2017-08-03 16:58:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710935 Filed Document 0001710935-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 16:58:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fastener Holdco, LLC See All Filings	D/A	2017-08-03 16:50:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681387 Filed Document 0001681387-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-03 16:50:25 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
ALBARON MV ACQUISITION LP See All Filings	D	2017-08-03 16:45:46 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001711299 Filed Document 0001711299-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 16:45:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Caring with Honor LLC See All Filings	D	2017-08-03 16:43:18 UTC
Amount To Be Raised $210,000 Associated Brokers / Dealers N/A CIK Number 0001713767 Filed Document 0001713767-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-08-03 16:43:18 UTC Type of Offering D Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Assurity Energy Holdings, LLC See All Filings	D/A	2017-08-03 16:40:26 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001609750 Filed Document 0001209191-17-047375 Exclusions or Exemptions 506b Accepted Date 2017-08-03 16:40:26 UTC Type of Offering D/A Industry Investing Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Texzon Technologies, LLC See All Filings	D/A	2017-08-03 16:37:05 UTC
Amount To Be Raised $3,937,500 Associated Brokers / Dealers N/A CIK Number 0001684586 Filed Document 0001684586-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-08-03 16:37:05 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
WESTCHESTER BANK HOLDING CORP See All Filings	D	2017-08-03 16:35:14 UTC
Amount To Be Raised $22,246,250 Associated Brokers / Dealers N/A CIK Number 0001438711 Filed Document 0001438711-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-03 16:35:14 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pollex, Inc. See All Filings	D	2017-08-03 16:30:40 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001178377 Filed Document 0001493152-17-008462 Exclusions or Exemptions 506b Accepted Date 2017-08-03 16:30:40 UTC Type of Offering D Industry Other Principal Place of Business KOREA, REPUBLIC OF Revenue or Assets Decline to Disclose Type of Security Equity
cQuant.io, LLC See All Filings	D	2017-08-03 16:18:19 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001713158 Filed Document 0001713158-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 16:18:19 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
HedgePremier/OZRA Fund Ltd. See All Filings	D/A	2017-08-03 16:15:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001628370 Filed Document 0001474512-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-03 16:15:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CapMan Nordic Real Estate II FCP-RAIF See All Filings	D	2017-08-03 16:11:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wren Capital LLC CIK Number 0001713824 Filed Document 0001713824-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 16:11:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Two Ton Gastropub, LLC See All Filings	D/A	2017-08-03 16:07:44 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001709575 Filed Document 0001709575-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-03 16:07:44 UTC Type of Offering D/A Industry Restaurants Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Vinci Capital Partners III-C, L.P. See All Filings	D	2017-08-03 16:06:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and None CIK Number 0001713121 Filed Document 0001713121-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-03 16:06:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Vinci Capital Partners III-B, L.P. See All Filings	D	2017-08-03 16:04:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and None CIK Number 0001713114 Filed Document 0001713114-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-03 16:04:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
IIOT-OXYS, Inc. See All Filings	D	2017-08-03 16:04:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001290658 Filed Document 0001441557-17-000028 Exclusions or Exemptions 506b Accepted Date 2017-08-03 16:04:28 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Vinci Capital Partners III-A, L.P. See All Filings	D	2017-08-03 16:01:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and None CIK Number 0001713118 Filed Document 0001713118-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-03 16:01:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CNL Strategic Capital, LLC See All Filings	D	2017-08-03 15:44:37 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers CNL Securities Corp. CIK Number 0001684682 Filed Document 0001387131-17-003875 Exclusions or Exemptions 506b Accepted Date 2017-08-03 15:44:37 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HedgePremier/Ivory Flagship Offshore Fund LP See All Filings	D/A	2017-08-03 15:43:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001474512 Filed Document 0001474512-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 15:43:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JJ's Sweets, Inc. See All Filings	D	2017-08-03 15:36:58 UTC
Amount To Be Raised $1,216,099 Associated Brokers / Dealers N/A CIK Number 0001642229 Filed Document 0000725929-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-03 15:36:58 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Waterfall Victoria ERISA Fund, Ltd. See All Filings	D/A	2017-08-03 15:36:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001511871 Filed Document 0001484687-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-03 15:36:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Levitas, Inc. See All Filings	D	2017-08-03 15:34:26 UTC
Amount To Be Raised $8,000,001 Associated Brokers / Dealers N/A CIK Number 0001713509 Filed Document 0001713509-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 15:34:26 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Arctic Distillery, Inc. See All Filings	D	2017-08-03 15:30:56 UTC
Amount To Be Raised $4,000 Associated Brokers / Dealers N/A CIK Number 0001712625 Filed Document 0001712625-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 15:30:56 UTC Type of Offering D Industry Other Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
Waterfall Victoria Fund, Ltd. See All Filings	D/A	2017-08-03 15:29:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001484687 Filed Document 0001484687-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 15:29:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIDE POINT OFFSHORE FUND, LTD. See All Filings	D/A	2017-08-03 15:24:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC, Morgan Stanley Smith Barney LLC, and iCapital Securities, LLC CIK Number 0001554254 Filed Document 0000919574-17-005723 Exclusions or Exemptions 506b Accepted Date 2017-08-03 15:24:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
WATERFALL EDEN FUND LP See All Filings	D/A	2017-08-03 15:23:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001340264 Filed Document 0001493896-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-08-03 15:23:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIDE POINT PARTNERS, LP See All Filings	D/A	2017-08-03 15:22:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC, Morgan Stanley Smith Barney LLC, and iCapital Securities, LLC CIK Number 0001554286 Filed Document 0000919574-17-005721 Exclusions or Exemptions 506b Accepted Date 2017-08-03 15:22:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Truelytics, Inc. See All Filings	D	2017-08-03 15:21:06 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001684547 Filed Document 0001684547-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 15:21:06 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Waterfall Victoria Fund LP See All Filings	D/A	2017-08-03 15:20:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001407856 Filed Document 0001379313-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-03 15:20:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIM ASIA MULTI-STRATEGY FUND INC. See All Filings	D/A	2017-08-03 15:20:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael J. Manning CIK Number 0001346291 Filed Document 0001405086-17-000146 Exclusions or Exemptions 506b Accepted Date 2017-08-03 15:20:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
NFC GREEN VENTURES, LLC See All Filings	D	2017-08-03 15:19:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713426 Filed Document 0001140361-17-030020 Exclusions or Exemptions 506b Accepted Date 2017-08-03 15:19:28 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Waterfall Eden Fund Ltd See All Filings	D/A	2017-08-03 15:12:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001379313 Filed Document 0001379313-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 15:12:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEP Carolina Shores MOB, LLC See All Filings	D	2017-08-03 15:03:50 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001713614 Filed Document 0001713614-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 15:03:50 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
HedgePremier/Ivory Flagship Fund LP See All Filings	D/A	2017-08-03 15:03:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001473682 Filed Document 0001493896-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-08-03 15:03:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROSH ASC, LLC See All Filings	D	2017-08-03 15:00:16 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001713751 Filed Document 0001713751-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 15:00:16 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
Waterfall Sandstone Fund, L.P. See All Filings	D/A	2017-08-03 14:48:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615392 Filed Document 0001615393-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-03 14:48:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HedgePremier/Double Black Diamond Fund Ltd. See All Filings	D/A	2017-08-03 14:43:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001530552 Filed Document 0001493896-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-08-03 14:43:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waterfall Olympic Offshore Fund, Ltd See All Filings	D/A	2017-08-03 14:40:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615393 Filed Document 0001615393-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 14:40:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ultimate Holdings Corp See All Filings	D	2017-08-03 14:40:34 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001713757 Filed Document 0001713757-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 14:40:34 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets $No Revenues Type of Security Equity
BPI Northgate Retail Partners, LLC See All Filings	D	2017-08-03 14:35:18 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001713850 Filed Document 0001713850-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 14:35:18 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
86Borders LLC See All Filings	D	2017-08-03 14:34:30 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001622720 Filed Document 0001622720-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 14:34:30 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BRAVO III Onshore Select Feeder Fund, L.P. See All Filings	D	2017-08-03 14:33:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001708173 Filed Document 0001708173-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 14:33:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LW Development Funding I, LLC See All Filings	D	2017-08-03 14:24:47 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001713495 Filed Document 0001713495-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 14:24:47 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt