Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MIMG CXIX Abilene CCV, LLC See All Filings	D	2017-08-07 14:35:07 UTC
Amount To Be Raised $5,325,000 Associated Brokers / Dealers N/A CIK Number 0001714001 Filed Document 0001714001-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-07 14:35:07 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Bricata, Inc. See All Filings	D	2017-08-07 14:33:14 UTC
Amount To Be Raised $8,040,050 Associated Brokers / Dealers N/A CIK Number 0001713685 Filed Document 0001713685-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-07 14:33:14 UTC Type of Offering D Industry Computers Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Sowlis, Inc. See All Filings	D	2017-08-07 14:31:16 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers Bas Berends CIK Number 0001709214 Filed Document 0001709214-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-07 14:31:16 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
CIPHERLOC Corp See All Filings	D/A	2017-08-07 14:24:55 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001022505 Filed Document 0001493152-17-008584 Exclusions or Exemptions 506b Accepted Date 2017-08-07 14:24:55 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sophos Return Partners, L.P. See All Filings	D/A	2017-08-07 14:17:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615980 Filed Document 0000935836-17-000379 Exclusions or Exemptions 506b Accepted Date 2017-08-07 14:17:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IRI Group Holdings, Inc. See All Filings	D/A	2017-08-07 14:17:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518075 Filed Document 0000895345-17-000267 Exclusions or Exemptions 506b Accepted Date 2017-08-07 14:17:34 UTC Type of Offering D/A Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GMI-TPS Irving, LP See All Filings	D/A	2017-08-07 14:17:10 UTC
Amount To Be Raised $5,888,757 Associated Brokers / Dealers Joseph Ondris, Carles R Huffington, Robert J Koslowski, Carles R Huffington, Robert J Kozlowski, Michael Ihrie, Brian Smith, Torry Scott, Bobby K Cowand, Carlos Resendez, Azam Jaber, Marc Seeherman, Christopher Fess, Troy Sutton, and Todd Gottel CIK Number 0001711201 Filed Document 0001711201-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-08-07 14:17:10 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sophos Alpha Partners, L.P. See All Filings	D/A	2017-08-07 14:11:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615968 Filed Document 0000935836-17-000378 Exclusions or Exemptions 506b Accepted Date 2017-08-07 14:11:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Inmatech, Inc. See All Filings	D	2017-08-07 14:10:52 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001712287 Filed Document 0001712287-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-07 14:10:52 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Albus Select Fund, L.P. See All Filings	D/A	2017-08-07 14:05:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671910 Filed Document 0000935836-17-000377 Exclusions or Exemptions 506b Accepted Date 2017-08-07 14:05:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
L.E.A.F. Pharmaceuticals LLC See All Filings	D	2017-08-07 13:54:59 UTC
Amount To Be Raised $40,400,000 Associated Brokers / Dealers N/A CIK Number 0001708743 Filed Document 0001708743-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-07 13:54:59 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BHD Indecent LLC See All Filings	D	2017-08-07 13:53:52 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001713841 Filed Document 0001713841-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-07 13:53:52 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Platte River Employees, LLC See All Filings	D/A	2017-08-07 13:53:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615570 Filed Document 0001615570-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-07 13:53:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Alternative Medical Enterprises, LLC See All Filings	D	2017-08-07 13:43:17 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers None CIK Number 0001646978 Filed Document 0001646978-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-07 13:43:17 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
deeproot Growth Runs Deep Fund, LLC See All Filings	D/A	2017-08-07 13:33:39 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers INF Solutions, Financial Horizon Concepts, Michael Cales, PGH Advisors, John Hart, Bob Patrick, McNamara Capital Inc Group, Roger Jones, Wiley Carter, and Dennis Wirth CIK Number 0001606191 Filed Document 0001606191-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-07 13:33:39 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Navian Capital, LLC See All Filings	D	2017-08-07 13:30:25 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001545104 Filed Document 0001545104-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-07 13:30:25 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
OKEANOS INVESTORS, LP See All Filings	D	2017-08-07 13:27:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712122 Filed Document 0001712122-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-07 13:27:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ancera, Inc. See All Filings	D	2017-08-07 13:21:27 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001592776 Filed Document 0001592776-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-07 13:21:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Northwest Nutritional Foods LLC See All Filings	D/A	2017-08-07 13:20:31 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001662971 Filed Document 0001683168-17-001957 Exclusions or Exemptions 506b Accepted Date 2017-08-07 13:20:31 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Industrial Services Holdings, LLC See All Filings	D/A	2017-08-07 13:07:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681516 Filed Document 0001681516-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-07 13:07:31 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Casa Cody Investors, L.P. See All Filings	D	2017-08-07 13:07:13 UTC
Amount To Be Raised $6,800,000 Associated Brokers / Dealers N/A CIK Number 0001713924 Filed Document 0001713924-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-07 13:07:13 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Industrial Services Investments, LLC See All Filings	D/A	2017-08-07 13:01:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681179 Filed Document 0001681179-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-07 13:01:30 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Alo Fund, LLC See All Filings	D	2017-08-07 12:59:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713906 Filed Document 0001713906-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-07 12:59:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Enviroforensics LLC See All Filings	D	2017-08-07 12:10:15 UTC
Amount To Be Raised $4,325,000 Associated Brokers / Dealers N/A CIK Number 0001712279 Filed Document 0000897069-17-000423 Exclusions or Exemptions 506b Accepted Date 2017-08-07 12:10:15 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Woodlawn Investors VII, LLC See All Filings	D	2017-08-07 12:05:52 UTC
Amount To Be Raised $2,025,000 Associated Brokers / Dealers N/A CIK Number 0001712278 Filed Document 0000897069-17-000422 Exclusions or Exemptions 506b Accepted Date 2017-08-07 12:05:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
INCONTEXT SOLUTIONS, INC. See All Filings	D	2017-08-07 12:00:53 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001594293 Filed Document 0001594293-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-07 12:00:53 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Fourth Dimension Income Fund LP See All Filings	D/A	2017-08-07 11:53:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514862 Filed Document 0001514862-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-07 11:53:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REFIRM LABS, INC. See All Filings	D	2017-08-07 11:51:19 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers None CIK Number 0001714018 Filed Document 0001714018-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-07 11:51:19 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
North Island Holdings I, LP See All Filings	D	2017-08-07 11:45:19 UTC
Amount To Be Raised $618,750,000 Associated Brokers / Dealers N/A CIK Number 0001711953 Filed Document 0001711953-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-07 11:45:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Machfu Inc. See All Filings	D	2017-08-07 11:44:01 UTC
Amount To Be Raised $1,156,266 Associated Brokers / Dealers N/A CIK Number 0001665929 Filed Document 0001665929-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-07 11:44:01 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Tidal Bore Capital Fund L.P. See All Filings	D/A	2017-08-07 11:37:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael H. Riskind CIK Number 0001677404 Filed Document 0000919574-17-005762 Exclusions or Exemptions 506b Accepted Date 2017-08-07 11:37:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aerkomm Inc. See All Filings	D	2017-08-07 11:29:16 UTC
Amount To Be Raised $2,540,000 Associated Brokers / Dealers N/A CIK Number 0001590496 Filed Document 0001477932-17-003694 Exclusions or Exemptions 506b Accepted Date 2017-08-07 11:29:16 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEVADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Aerkomm Inc. See All Filings	D	2017-08-07 11:28:09 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001590496 Filed Document 0001477932-17-003693 Exclusions or Exemptions 506b Accepted Date 2017-08-07 11:28:09 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEVADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
GMI-Portland 121, LP See All Filings	D/A	2017-08-07 11:26:53 UTC
Amount To Be Raised $7,332,966 Associated Brokers / Dealers Joseph Ondris, Richard Goodwin, Jennifer Lander, Gerald Hast, Todd Gottel, Michael Ihrie, Bennett Knapp Ely, and Troy Sutton CIK Number 0001712785 Filed Document 0001712785-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-07 11:26:53 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NORTH RUN QUALIFIED PARTNERS LP See All Filings	D/A	2017-08-07 11:26:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001276300 Filed Document 0001315863-17-000627 Exclusions or Exemptions 506b Accepted Date 2017-08-07 11:26:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
North Run Offshore Partners, Ltd. See All Filings	D/A	2017-08-07 11:25:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001305256 Filed Document 0001315863-17-000626 Exclusions or Exemptions 506b Accepted Date 2017-08-07 11:25:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NORTH RUN CAPITAL PARTNERS LP See All Filings	D/A	2017-08-07 11:24:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001276989 Filed Document 0001315863-17-000625 Exclusions or Exemptions 506b Accepted Date 2017-08-07 11:24:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
LKCM PRIVATE DISCIPLINE QP L P See All Filings	D/A	2017-08-07 11:22:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001367838 Filed Document 0001367838-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-07 11:22:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EDGBASTON ASIAN EQUITY TRUST See All Filings	D/A	2017-08-07 11:19:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443541 Filed Document 0001443541-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-07 11:19:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Esoteric Strategies LP See All Filings	D/A	2017-08-07 11:18:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681382 Filed Document 0000919574-17-005758 Exclusions or Exemptions 506b Accepted Date 2017-08-07 11:18:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Vintage Investment Partners X, L.P. See All Filings	D	2017-08-07 11:13:35 UTC
Amount To Be Raised $215,550,000 Associated Brokers / Dealers N/A CIK Number 0001712188 Filed Document 0001712188-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-07 11:13:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Picasolar Inc See All Filings	D	2017-08-07 11:10:34 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001620595 Filed Document 0001620595-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-07 11:10:34 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Other
LKCM Headwater II Sidecar Partnership, L.P. See All Filings	D	2017-08-07 11:06:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713995 Filed Document 0001713995-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-07 11:06:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
V ClinBio LLC See All Filings	D	2017-08-07 10:59:42 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001712942 Filed Document 0001712942-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-07 10:59:42 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Provivi, Inc. See All Filings	D/A	2017-08-07 10:57:49 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001634122 Filed Document 0001634122-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-07 10:57:49 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Target Global Early Stage Fund I L.P. See All Filings	D	2017-08-07 10:51:59 UTC
Amount To Be Raised $112,000,000 Associated Brokers / Dealers N/A CIK Number 0001703112 Filed Document 0001703112-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-07 10:51:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GERMANY Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Mariner Co-Investment Fund REIT, L.L.C. See All Filings	D	2017-08-07 10:33:50 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001713761 Filed Document 0001713761-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-07 10:33:50 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ATALAN MASTER FUND, LP See All Filings	D/A	2017-08-07 10:24:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649188 Filed Document 0000919574-17-005756 Exclusions or Exemptions 506b Accepted Date 2017-08-07 10:24:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MARINER ATLANTIC LTD See All Filings	D/A	2017-08-07 10:21:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. and J.P. Morgan Securities LLC CIK Number 0001456354 Filed Document 0001455913-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-07 10:21:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
ATALAN PARTNERS, LP See All Filings	D/A	2017-08-07 10:19:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649537 Filed Document 0000919574-17-005754 Exclusions or Exemptions 506b Accepted Date 2017-08-07 10:19:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity