Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ekistic Investments VI, LLC See All Filings	D	2017-08-07 19:04:51 UTC
Amount To Be Raised $544,617 Associated Brokers / Dealers N/A CIK Number 0001713474 Filed Document 0001713474-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-08-07 19:04:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Trajectory Energy Partners, LLC See All Filings	D	2017-08-07 19:03:06 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001714109 Filed Document 0001714109-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-07 19:03:06 UTC Type of Offering D Industry Other Energy Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Spurfish Group Corp See All Filings	D	2017-08-07 18:44:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713769 Filed Document 0001713769-17-000002 Exclusions or Exemptions 504, 506b, and 504.1 Accepted Date 2017-08-07 18:44:56 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
California Ethanol & Power, LLC See All Filings	D	2017-08-07 18:19:46 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001491441 Filed Document 0001491441-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-07 18:19:46 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 177 See All Filings	D	2017-08-07 17:55:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stern Capital LLC CIK Number 0001713798 Filed Document 0001713798-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-07 17:55:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Savannah Bourbon Company, LLC See All Filings	D	2017-08-07 17:41:41 UTC
Amount To Be Raised $1,537,040 Associated Brokers / Dealers N/A CIK Number 0001713999 Filed Document 0001713999-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-07 17:41:41 UTC Type of Offering D Industry Retailing Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
APERIMUS PARTNERS LP See All Filings	D/A	2017-08-07 17:30:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456310 Filed Document 0001144204-17-040925 Exclusions or Exemptions 506b Accepted Date 2017-08-07 17:30:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boyd Watterson GSA Fund, LP See All Filings	D/A	2017-08-07 17:30:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph Grace Holdings, Inc. and AXA Advisors, LLC CIK Number 0001588315 Filed Document 0001588315-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-07 17:30:17 UTC Type of Offering D/A Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Grand Cove Capital Fund, LP See All Filings	D	2017-08-07 17:30:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714058 Filed Document 0001714058-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-07 17:30:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stewart Charley Ventures, LLC See All Filings	D	2017-08-07 17:25:36 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001713338 Filed Document 0001713338-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-07 17:25:36 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kimpact Evergreen Real Estate Investment Fund, LP See All Filings	D/A	2017-08-07 17:18:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681958 Filed Document 0001681958-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-07 17:18:30 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brain Synergy Institute, LLC See All Filings	D	2017-08-07 17:13:47 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001571030 Filed Document 0001571030-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-08-07 17:13:47 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cambrian Innovation Inc. See All Filings	D	2017-08-07 17:13:42 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001657921 Filed Document 0001657921-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-07 17:13:42 UTC Type of Offering D Industry Environmental Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Garelick Capital Partners QP Feeder Fund, L.P. See All Filings	D/A	2017-08-07 17:10:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581069 Filed Document 0001581069-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-07 17:10:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mean Girls Broadway, LLC See All Filings	D	2017-08-07 16:53:47 UTC
Amount To Be Raised $17,287,500 Associated Brokers / Dealers N/A CIK Number 0001713348 Filed Document 0001713348-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-07 16:53:47 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Midway Market Neutral International Fund, Ltd. See All Filings	D/A	2017-08-07 16:47:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Asset Investment Management Securities, LLC CIK Number 0001553560 Filed Document 0001553560-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-07 16:47:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Nascent Surgical, LLC See All Filings	D/A	2017-08-07 16:39:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508436 Filed Document 0001508436-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-07 16:39:40 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
BOSTON MICROFLUIDICS INC See All Filings	D/A	2017-08-07 16:35:56 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001395220 Filed Document 0001395220-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-07 16:35:56 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
ALIST PARTNERS REI FUND I, LLC See All Filings	D/A	2017-08-07 16:34:44 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001638461 Filed Document 0001638461-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-07 16:34:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MIDWAY MARKET NEUTRAL FUND LLC See All Filings	D/A	2017-08-07 16:32:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC CIK Number 0001281150 Filed Document 0001281150-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-07 16:32:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Midway Market Neutral Institutional Fund LLC See All Filings	D/A	2017-08-07 16:24:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Asset Investment Management Securities, LLC CIK Number 0001607750 Filed Document 0001607750-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-07 16:24:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
mLevel, Inc. See All Filings	D	2017-08-07 16:20:44 UTC
Amount To Be Raised $2,236,038 Associated Brokers / Dealers N/A CIK Number 0001630640 Filed Document 0001630640-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-08-07 16:20:44 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
CS Fallbrook, L.P. See All Filings	D	2017-08-07 16:20:30 UTC
Amount To Be Raised $8,316,000 Associated Brokers / Dealers N/A CIK Number 0001713428 Filed Document 0001713428-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-07 16:20:30 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Operam Inc. See All Filings	D/A	2017-08-07 16:13:02 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001713975 Filed Document 0001144204-17-040845 Exclusions or Exemptions 506b Accepted Date 2017-08-07 16:13:02 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gavea Fund Plus (US) LP See All Filings	D/A	2017-08-07 16:08:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001584476 Filed Document 0000899140-17-000542 Exclusions or Exemptions 506b Accepted Date 2017-08-07 16:08:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
DineInFresh, Inc. See All Filings	D	2017-08-07 16:08:51 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001596564 Filed Document 0001231919-17-000030 Exclusions or Exemptions 506b Accepted Date 2017-08-07 16:08:51 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
IR Media Ventures Corp. See All Filings	D	2017-08-07 16:05:40 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001626880 Filed Document 0001626880-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-07 16:05:40 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Reciprocal Ventures I, L.P. See All Filings	D/A	2017-08-07 16:04:02 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers ShoreBridge Capital Advisors, LLC CIK Number 0001699694 Filed Document 0001699694-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-07 16:04:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Corsica Innovations, Inc. See All Filings	D/A	2017-08-07 16:02:49 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001687516 Filed Document 0001687516-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-08-07 16:02:49 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Gavea Fund Plus Ltd. See All Filings	D/A	2017-08-07 16:00:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001584553 Filed Document 0000899140-17-000541 Exclusions or Exemptions 506b Accepted Date 2017-08-07 16:00:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
Potrero Medical, Inc. See All Filings	D/A	2017-08-07 15:55:40 UTC
Amount To Be Raised $12,061,558 Associated Brokers / Dealers N/A CIK Number 0001609048 Filed Document 0001609048-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-07 15:55:40 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Q BioMed Inc. See All Filings	D	2017-08-07 15:54:25 UTC
Amount To Be Raised $3,050,390 Associated Brokers / Dealers Brookline Capital Markets, a division of CIM Securities, LLC CIK Number 0001596062 Filed Document 0001596062-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-07 15:54:25 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
RJO GLOBAL TRUST See All Filings	D/A	2017-08-07 15:46:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated CIK Number 0001027099 Filed Document 0001027099-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-07 15:46:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
IDEA Co-Investment Fund I, LP See All Filings	D	2017-08-07 15:42:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678715 Filed Document 0001461373-17-000033 Exclusions or Exemptions 506b Accepted Date 2017-08-07 15:42:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Senolytic Therapeutics, Inc. See All Filings	D	2017-08-07 15:27:20 UTC
Amount To Be Raised $9,999,990 Associated Brokers / Dealers N/A CIK Number 0001713796 Filed Document 0001713796-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-07 15:27:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Physician Software Systems, LLC See All Filings	D	2017-08-07 15:26:30 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001542422 Filed Document 0001542422-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-07 15:26:30 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
BASSWOOD CO-INVESTMENT PARTNERS, LTD. See All Filings	D/A	2017-08-07 15:24:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681630 Filed Document 0001405086-17-000147 Exclusions or Exemptions 506b Accepted Date 2017-08-07 15:24:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MotiveMetrics Inc. See All Filings	D	2017-08-07 15:19:51 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001470100 Filed Document 0001470100-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-07 15:19:51 UTC Type of Offering D Industry Business Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
BHD On Your Feet LLC See All Filings	D	2017-08-07 15:11:58 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001713676 Filed Document 0001713676-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-07 15:11:58 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
DVRC Pennsylvania Turnpike II LP See All Filings	D/A	2017-08-07 15:11:20 UTC
Amount To Be Raised $800,000,000 Associated Brokers / Dealers Austar, Kookmin, Yeni Bir Hayat, HBL, NWCGFW, and Lau Associates CIK Number 0001698532 Filed Document 0001698532-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-07 15:11:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Bandier Holdings LLC See All Filings	D	2017-08-07 15:01:22 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers None CIK Number 0001651312 Filed Document 0001651312-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-07 15:01:22 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BLACKPOLL FLEET INTERNATIONAL, INC. See All Filings	D/A	2017-08-07 15:00:57 UTC
Amount To Be Raised $230,000 Associated Brokers / Dealers N/A CIK Number 0001562201 Filed Document 0001575705-17-000098 Exclusions or Exemptions 506b Accepted Date 2017-08-07 15:00:57 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Stage One Venture Capital Fund III, L.P. See All Filings	D	2017-08-07 14:56:59 UTC
Amount To Be Raised $110,000,000 Associated Brokers / Dealers N/A CIK Number 0001713894 Filed Document 0001713894-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-07 14:56:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DoubleLine Core Plus Portfolio a series of DoubleLine Investments Fund LLC See All Filings	D	2017-08-07 14:56:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712440 Filed Document 0001712440-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-07 14:56:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gotham Employee Fund, LLC See All Filings	D/A	2017-08-07 14:54:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585183 Filed Document 0001585183-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-07 14:54:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Creekside Acquisition Columbus Associates II, LLC See All Filings	D	2017-08-07 14:50:57 UTC
Amount To Be Raised $11,400,000 Associated Brokers / Dealers N/A CIK Number 0001714007 Filed Document 0001714007-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-07 14:50:57 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
9Lenses, Inc. See All Filings	D/A	2017-08-07 14:45:26 UTC
Amount To Be Raised $8,387,849 Associated Brokers / Dealers N/A CIK Number 0001527986 Filed Document 0001527986-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-07 14:45:26 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Motion Clinical, Inc. See All Filings	D	2017-08-07 14:41:44 UTC
Amount To Be Raised $4,999,999 Associated Brokers / Dealers N/A CIK Number 0001713643 Filed Document 0001713643-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-07 14:41:44 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Laconia Capital Group II L.P. See All Filings	D	2017-08-07 14:37:26 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001711740 Filed Document 0001144204-17-040791 Exclusions or Exemptions 506b Accepted Date 2017-08-07 14:37:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Scoutahead Intermediate Holdings LLC See All Filings	D	2017-08-07 14:36:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713994 Filed Document 0001713994-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-07 14:36:55 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other