Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TORTOISE COMMINGLED MLP FUND, LLC See All Filings	D/A	2019-08-13 18:36:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TORTOISE SECURITIES, LLC CIK Number 0001609584 Filed Document 0000913849-19-000340 Exclusions or Exemptions 506b Accepted Date 2019-08-13 18:36:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Minerva Research, Inc. See All Filings	D	2019-08-13 18:35:37 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001785246 Filed Document 0001785246-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-13 18:35:37 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
POW Audio See All Filings	D/A	2019-08-13 18:33:50 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001737583 Filed Document 0001737583-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-13 18:33:50 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Preventric Diagnostics, LLC See All Filings	D	2019-08-13 18:32:50 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001785362 Filed Document 0001785362-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-13 18:32:50 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Other
Buddha Boy Foods, Inc. See All Filings	D	2019-08-13 17:59:28 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers n/a CIK Number 0001783562 Filed Document 0001783562-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-13 17:59:28 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Option To Acquire
Chartwell Family ETF Fund, L.P. See All Filings	D/A	2019-08-13 17:50:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652422 Filed Document 0000935836-19-000438 Exclusions or Exemptions 506b Accepted Date 2019-08-13 17:50:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Investor's Source Private Lending Fund #1, LLC See All Filings	D/A	2019-08-13 17:46:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001749571 Filed Document 0001749571-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-13 17:46:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Springfield Storage, LLC See All Filings	D	2019-08-13 17:45:15 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001785198 Filed Document 0001785198-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-08-13 17:45:15 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
This Land, Inc. See All Filings	D	2019-08-13 17:45:12 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001766266 Filed Document 0001766266-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-08-13 17:45:12 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
POW Audio See All Filings	D/A	2019-08-13 17:39:44 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Luke Howarth CIK Number 0001737583 Filed Document 0001737583-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-13 17:39:44 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Rooftop River House, LLC See All Filings	D	2019-08-13 17:35:36 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001785326 Filed Document 0001785326-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-13 17:35:36 UTC Type of Offering D Industry Restaurants Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
WESTERN BANCSHARES, INC. See All Filings	D	2019-08-13 17:27:29 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001654472 Filed Document 0001654472-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-13 17:27:29 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEBRASKA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
FoodMaven Corp See All Filings	D	2019-08-13 17:26:13 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001663403 Filed Document 0001567619-19-016594 Exclusions or Exemptions 506b Accepted Date 2019-08-13 17:26:13 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
Interstacks, Inc. See All Filings	D/A	2019-08-13 17:21:57 UTC
Amount To Be Raised $2,871,748 Associated Brokers / Dealers N/A CIK Number 0001663740 Filed Document 0001663740-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-13 17:21:57 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ATEL PRIVATE DEBT PARTNERS II, LLC See All Filings	D/A	2019-08-13 17:21:41 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers ATEL Securities Corporation and McMorgan & Company Capital Advisors LLC CIK Number 0001616076 Filed Document 0001567619-19-016593 Exclusions or Exemptions 506c Accepted Date 2019-08-13 17:21:41 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bain Capital Middle Market Credit 2018 (F), L.P. See All Filings	D/A	2019-08-13 17:16:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001749706 Filed Document 0001782913-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-08-13 17:16:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Bain Capital Middle Market Credit 2018 (B), L.P. See All Filings	D/A	2019-08-13 17:15:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001749740 Filed Document 0001782913-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-08-13 17:15:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Bain Capital Middle Market Credit 2018 (A), L.P. See All Filings	D/A	2019-08-13 17:14:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001749741 Filed Document 0001782913-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-08-13 17:14:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Javara Inc. See All Filings	D	2019-08-13 17:05:08 UTC
Amount To Be Raised $4,707,000 Associated Brokers / Dealers N/A CIK Number 0001785338 Filed Document 0001785338-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-13 17:05:08 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CDCF V, L.P. See All Filings	D	2019-08-13 17:04:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001782024 Filed Document 0001012975-19-000560 Exclusions or Exemptions 506b Accepted Date 2019-08-13 17:04:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 233 See All Filings	D	2019-08-13 17:03:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001785314 Filed Document 0001785314-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-13 17:03:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CDCF V Lux, SCSp See All Filings	D	2019-08-13 17:01:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Compagnie Financiere Jacques Coeur CIK Number 0001782023 Filed Document 0001012975-19-000559 Exclusions or Exemptions 506b Accepted Date 2019-08-13 17:01:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
AUK-Meadow Wood Investors LLC See All Filings	D	2019-08-13 17:01:19 UTC
Amount To Be Raised $10,875,000 Associated Brokers / Dealers N/A CIK Number 0001785139 Filed Document 0001785139-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-13 17:01:19 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Concordia G-10 Fixed Income Relative Value I, L.P. See All Filings	D/A	2019-08-13 17:00:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, LLC CIK Number 0001541714 Filed Document 0001603897-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-13 17:00:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Concordia G-10 Fixed Income Relative Value, Ltd. See All Filings	D/A	2019-08-13 16:57:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, LLC CIK Number 0001603897 Filed Document 0001603897-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-13 16:57:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rho Investment Partners 2019, L.P. See All Filings	D	2019-08-13 16:56:01 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001785392 Filed Document 0001171520-19-000267 Exclusions or Exemptions 506b Accepted Date 2019-08-13 16:56:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tri-Land Equity Investors III LLC See All Filings	D/A	2019-08-13 16:55:13 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001750479 Filed Document 0001750479-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-13 16:55:13 UTC Type of Offering D/A Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
2530 Central Palm Drive, LLC See All Filings	D	2019-08-13 16:53:55 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001780173 Filed Document 0001315863-19-000678 Exclusions or Exemptions 506b Accepted Date 2019-08-13 16:53:55 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Starr County SNF Project LLC See All Filings	D	2019-08-13 16:51:56 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001780175 Filed Document 0001315863-19-000677 Exclusions or Exemptions 506b Accepted Date 2019-08-13 16:51:56 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
MyEyeDr Investments, L.P. See All Filings	D	2019-08-13 16:47:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001785049 Filed Document 0001785049-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-13 16:47:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MALT Onshore Fund, L.P. See All Filings	D	2019-08-13 16:35:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785122 Filed Document 0001784157-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-13 16:35:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OurCrowd (Investment in Arbe) L.P. See All Filings	D	2019-08-13 16:35:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726238 Filed Document 0001784590-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-08-13 16:35:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
MWAM VC Jetti, LLC See All Filings	D	2019-08-13 16:30:44 UTC
Amount To Be Raised $780,000 Associated Brokers / Dealers N/A CIK Number 0001784954 Filed Document 0001784963-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-08-13 16:30:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acutus Medical, Inc. See All Filings	D/A	2019-08-13 16:29:28 UTC
Amount To Be Raised $145,690,000 Associated Brokers / Dealers B. RILEY FBR, INC. CIK Number 0001522860 Filed Document 0001522860-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-13 16:29:28 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in ScoopT) L.P. See All Filings	D	2019-08-13 16:28:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784590 Filed Document 0001784590-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-13 16:28:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Energy Impact Fund II LP See All Filings	D	2019-08-13 16:27:39 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001784051 Filed Document 0001784051-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-13 16:27:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Manhattan West Finance Fund II, LLC See All Filings	D	2019-08-13 16:26:39 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001784968 Filed Document 0001784963-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-13 16:26:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lightview Capital Acquisition, LP See All Filings	D	2019-08-13 16:23:22 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers GCA Advisors, LLC CIK Number 0001784569 Filed Document 0001784569-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-13 16:23:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Clancy Lane Partners, LLC See All Filings	D	2019-08-13 16:21:52 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers N/A CIK Number 0001785001 Filed Document 0001784963-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-13 16:21:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
2019 Permian Basin JV See All Filings	D/A	2019-08-13 16:20:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770374 Filed Document 0001770374-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-13 16:20:39 UTC Type of Offering D/A Industry Business Services Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
OurCrowd (Investment in RDP) L.P. See All Filings	D	2019-08-13 16:18:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784589 Filed Document 0001784589-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-13 16:18:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
2037 Stradella Road, LLC See All Filings	D	2019-08-13 16:17:55 UTC
Amount To Be Raised $1,780,000 Associated Brokers / Dealers N/A CIK Number 0001784963 Filed Document 0001784963-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-13 16:17:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OurCrowd (Investment in Edu) L.P. See All Filings	D	2019-08-13 16:12:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784585 Filed Document 0001784585-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-13 16:12:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Virtual Currency Partners LP See All Filings	D	2019-08-13 16:05:38 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001785121 Filed Document 0001785121-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-13 16:05:38 UTC Type of Offering D Industry Investing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
BlueMountain Fixed Income Relative Value Fund L.P. See All Filings	D	2019-08-13 16:05:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784620 Filed Document 0000905718-19-000667 Exclusions or Exemptions 506b Accepted Date 2019-08-13 16:05:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueMountain Fixed Income Relative Value Fund Ltd. See All Filings	D	2019-08-13 16:03:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Teneo Partners Japan Limited CIK Number 0001784621 Filed Document 0000905718-19-000665 Exclusions or Exemptions 506b Accepted Date 2019-08-13 16:03:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aulon Arch Index II See All Filings	D	2019-08-13 16:01:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785381 Filed Document 0001785381-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-13 16:01:15 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rock Rose Partners Prosper Hattiesburg, LP See All Filings	D	2019-08-13 15:58:02 UTC
Amount To Be Raised $5,800,000 Associated Brokers / Dealers N/A CIK Number 0001785377 Filed Document 0001785377-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-13 15:58:02 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Capital Cities Fund, LLC See All Filings	1-A/A	2019-08-13 15:51:33 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001640613 Filed Document 0001477932-19-004730 Accepted Date 2019-08-13 15:51:33 UTC Type of Offering 1-A/A Industry REAL ESTATE Offering Tier Tier1 Principal Place of Business MARYLAND Revenue or Assets $0 State of Jurisdiction MARYLAND Type of Security Debt
M3 CAV, LP See All Filings	D	2019-08-13 15:48:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784845 Filed Document 0001784845-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-13 15:48:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund