Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Investors Associated, LLP See All Filings	D	2017-08-10 15:34:46 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001714474 Filed Document 0001042167-17-000084 Exclusions or Exemptions 506b Accepted Date 2017-08-10 15:34:46 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Hydros LLC See All Filings	D	2017-08-10 15:30:25 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001714414 Filed Document 0001714414-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-10 15:30:25 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
SPF Securitized Products Intermediate Fund Ltd. See All Filings	D/A	2017-08-10 15:26:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., Credit Suisse Securities (USA) LLC, and iCapital Securities, LLC CIK Number 0001549887 Filed Document 0001549887-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-10 15:26:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
DEFTA HEALTHCARE TECHNOLOGIES, L.P. See All Filings	D	2017-08-10 15:20:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714366 Filed Document 0001714366-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-10 15:20:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trinity Storage I, LP See All Filings	D	2017-08-10 15:13:04 UTC
Amount To Be Raised $455,000 Associated Brokers / Dealers Beth M. Visscher CIK Number 0001678482 Filed Document 0001079973-17-000471 Exclusions or Exemptions 506b Accepted Date 2017-08-10 15:13:04 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Vital Leaf Inc See All Filings	D/A	2017-08-10 15:04:12 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001687278 Filed Document 0001687278-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-10 15:04:12 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Debt
Flashback Technologies, Inc. See All Filings	D	2017-08-10 15:03:39 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001616441 Filed Document 0001616441-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-10 15:03:39 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
CMH Shaw Terrace, LLC See All Filings	D	2017-08-10 14:57:50 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001714228 Filed Document 0001714228-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-10 14:57:50 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SPF Securitized Products Fund Ltd. See All Filings	D/A	2017-08-10 14:56:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., Credit Suisse Securities (USA) LLC, and iCapital Securities, LLC CIK Number 0001549888 Filed Document 0001549888-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-10 14:56:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
USRC Beeville, LLC See All Filings	D	2017-08-10 14:49:45 UTC
Amount To Be Raised $790,000 Associated Brokers / Dealers N/A CIK Number 0001714184 Filed Document 0001714184-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-10 14:49:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Vox Health Fund, LP See All Filings	D	2017-08-10 14:35:08 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001701941 Filed Document 0001701941-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-10 14:35:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Mycroft AI Inc. See All Filings	D	2017-08-10 14:33:57 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001685404 Filed Document 0001685404-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-08-10 14:33:57 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Other
Accent Equity 2017 L.P. See All Filings	D	2017-08-10 14:30:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS SECURITIES LLC CIK Number 0001712869 Filed Document 0001712869-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-10 14:30:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BioQ Pharma Inc See All Filings	D	2017-08-10 14:25:20 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001278320 Filed Document 0001382963-17-000128 Exclusions or Exemptions 506b Accepted Date 2017-08-10 14:25:20 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
BVC2 LP See All Filings	D	2017-08-10 14:25:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714233 Filed Document 0001288230-17-000012 Exclusions or Exemptions 506b Accepted Date 2017-08-10 14:25:17 UTC Type of Offering D Industry Investing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Other
SPF Securitized Products Fund L.P. See All Filings	D/A	2017-08-10 14:24:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., Credit Suisse Securities (USA) LLC, and iCapital Securities, LLC CIK Number 0001549885 Filed Document 0001549885-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-10 14:24:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tabor Crest Holdings LLC See All Filings	D	2017-08-10 14:23:13 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers Michael Scott Rickard, Peter Joseph Kalmus, Andrew John Maconachy, and Timothy Bryant CIK Number 0001713819 Filed Document 0001713819-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-10 14:23:13 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IsoPlexis Corp See All Filings	D	2017-08-10 14:18:47 UTC
Amount To Be Raised $6,404,977 Associated Brokers / Dealers N/A CIK Number 0001615055 Filed Document 0001615055-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-10 14:18:47 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
McIntyre Partnerships, LP See All Filings	D	2017-08-10 14:12:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714322 Filed Document 0001714322-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-10 14:12:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Novak Financial Inc See All Filings	D/A	2017-08-10 14:08:48 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001644438 Filed Document 0001644438-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-10 14:08:48 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Impala Resource Fund Ltd. See All Filings	D/A	2017-08-10 14:02:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681541 Filed Document 0001140361-17-031043 Exclusions or Exemptions 506b Accepted Date 2017-08-10 14:02:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impala Resource Fund LP See All Filings	D/A	2017-08-10 14:00:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681540 Filed Document 0001140361-17-031041 Exclusions or Exemptions 506b Accepted Date 2017-08-10 14:00:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impala ELS Fund Ltd. See All Filings	D/A	2017-08-10 13:58:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520349 Filed Document 0001140361-17-031039 Exclusions or Exemptions 506b Accepted Date 2017-08-10 13:58:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cakes Inc. See All Filings	D	2017-08-10 13:55:53 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001709963 Filed Document 0001709963-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-10 13:55:53 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ClearSky Security Fund I LLC See All Filings	D	2017-08-10 13:52:58 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Chatsworth Securities, LLC, Marc Bode, and Confido Advisors, LLC CIK Number 0001705289 Filed Document 0001705289-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-10 13:52:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GoldenStone Advisors Fund LLC See All Filings	D	2017-08-10 13:52:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714422 Filed Document 0001714422-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-10 13:52:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advanced Environmental Petroleum Producers Inc. See All Filings	D	2017-08-10 13:49:23 UTC
Amount To Be Raised $4,190,464 Associated Brokers / Dealers Newbridge Securities Corporation CIK Number 0001584137 Filed Document 0001584137-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-10 13:49:23 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Covered in Snow Ltd Liability Co See All Filings	D/A	2017-08-10 13:44:39 UTC
Amount To Be Raised $475,000 Associated Brokers / Dealers N/A CIK Number 0001709527 Filed Document 0001709527-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-10 13:44:39 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Thunder Basin Resources, LLC See All Filings	D	2017-08-10 13:43:51 UTC
Amount To Be Raised $48,802,000 Associated Brokers / Dealers N/A CIK Number 0001714416 Filed Document 0001714416-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-10 13:43:51 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
EMERGENT CAPITAL, INC. See All Filings	D	2017-08-10 13:40:58 UTC
Amount To Be Raised $31,500,000 Associated Brokers / Dealers N/A CIK Number 0001494448 Filed Document 0001200876-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-10 13:40:58 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Skyline Capital Fund LP See All Filings	D	2017-08-10 13:36:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713762 Filed Document 0001713762-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-10 13:36:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magnetar Multi-Strategy Alternative Risk Premia Fund LLC See All Filings	D	2017-08-10 13:36:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714231 Filed Document 0001714231-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-10 13:36:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEEVA Technologies, Inc. See All Filings	D	2017-08-10 13:19:53 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001713784 Filed Document 0001713784-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-10 13:19:53 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
NB MOUNTAIN VALLEY, DST See All Filings	D	2017-08-10 13:19:40 UTC
Amount To Be Raised $15,702,591 Associated Brokers / Dealers Brian Nelson, Paul Manese, George Hjorth, Lawrence Miller, Leslie Pappas, and Susan Gitt CIK Number 0001714223 Filed Document 0001714223-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-10 13:19:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GARDNER LEWIS MERGER ARBITRAGE EX FUND, L.P. See All Filings	D/A	2017-08-10 13:18:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690504 Filed Document 0001690504-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-10 13:18:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AZARGA URANIUM CORP. See All Filings	D	2017-08-10 13:18:14 UTC
Amount To Be Raised $135,217 Associated Brokers / Dealers N/A CIK Number 0001515828 Filed Document 0001515828-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-10 13:18:14 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
NYCRS EIG Energy Partners, L.P. See All Filings	D	2017-08-10 13:17:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712551 Filed Document 0001712551-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-10 13:17:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Jersey Industrial Capital, LLC See All Filings	D	2017-08-10 13:05:13 UTC
Amount To Be Raised $7,400,000 Associated Brokers / Dealers N/A CIK Number 0001714300 Filed Document 0001714300-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-10 13:05:13 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
COLORKITCHEN, INC. See All Filings	D	2017-08-10 12:53:27 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001714355 Filed Document 0001714355-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-10 12:53:27 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Hex Performance, LLC See All Filings	D	2017-08-10 12:45:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001698734 Filed Document 0001698734-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-10 12:45:00 UTC Type of Offering D Industry Retailing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
RareCyte, Inc. See All Filings	D	2017-08-10 12:43:04 UTC
Amount To Be Raised $16,348,900 Associated Brokers / Dealers N/A CIK Number 0001653064 Filed Document 0001653064-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-10 12:43:04 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-08-10 12:40:23 UTC
Amount To Be Raised $6,613,182 Associated Brokers / Dealers Jennifer Kephart, David Stecher, Joel Davidowski, Samir Sheth, and Kevin Wernick CIK Number 0001135856 Filed Document 0001135856-17-000255 Exclusions or Exemptions 506b Accepted Date 2017-08-10 12:40:23 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-08-10 12:35:42 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers Jennifer Kephart, David Stecher, Joel Davidowski, Sam Sheth, and Kevin Wernick CIK Number 0001135856 Filed Document 0001135856-17-000254 Exclusions or Exemptions 506b Accepted Date 2017-08-10 12:35:42 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Stealth Therapeutics, Inc. See All Filings	D	2017-08-10 12:35:36 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001544817 Filed Document 0000892712-17-000603 Exclusions or Exemptions 506b Accepted Date 2017-08-10 12:35:36 UTC Type of Offering D Industry Biotechnology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
LIA Holdings Ltd. See All Filings	D/A	2017-08-10 12:35:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650836 Filed Document 0001650836-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-10 12:35:07 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sperry Fiola Partners 4, LLC See All Filings	D	2017-08-10 12:33:45 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001690831 Filed Document 0001650401-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-10 12:33:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Obsidian Equity Mosaic Fund, LP See All Filings	D	2017-08-10 12:31:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714115 Filed Document 0001714115-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-10 12:31:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Style Advantage Onshore, LLC See All Filings	D	2017-08-10 12:31:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714354 Filed Document 0001714354-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-10 12:31:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
GROWTH CATALYST PARTNERS LLC See All Filings	D/A	2017-08-10 12:30:35 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001674010 Filed Document 0001674010-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-10 12:30:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deep Forecast Inc. See All Filings	D	2017-08-10 12:27:37 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001711729 Filed Document 0001711729-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-10 12:27:37 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity