Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Lapetus Solutions, Inc. See All Filings	D	2017-08-11 15:47:07 UTC
Amount To Be Raised $3,559,997 Associated Brokers / Dealers N/A CIK Number 0001639433 Filed Document 0001639433-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-11 15:47:07 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Nowsta, Inc. See All Filings	D	2017-08-11 15:43:37 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001640146 Filed Document 0001640146-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-11 15:43:37 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Everwaters, Inc. See All Filings	D	2017-08-11 15:27:26 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001686847 Filed Document 0001686847-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-11 15:27:26 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
RxFunction, Inc. See All Filings	D	2017-08-11 15:05:26 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001713884 Filed Document 0001615594-17-000054 Exclusions or Exemptions 506b Accepted Date 2017-08-11 15:05:26 UTC Type of Offering D Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Access Commodity Fund, L.P. See All Filings	D	2017-08-11 15:03:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001714553 Filed Document 0001714553-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-11 15:03:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AETNA MULTI-STRATEGY 1099 FUND See All Filings	D/A	2017-08-11 14:58:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001552250 Filed Document 0001552250-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-11 14:58:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREFFEX INC See All Filings	D	2017-08-11 14:57:36 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001439539 Filed Document 0001439539-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-11 14:57:36 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BizPay Fx, Inc. See All Filings	D	2017-08-11 14:54:35 UTC
Amount To Be Raised $5,515,919 Associated Brokers / Dealers N/A CIK Number 0001714376 Filed Document 0001714376-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-11 14:54:35 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Forest Ridge Investments, LLC See All Filings	D	2017-08-11 14:52:22 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001714520 Filed Document 0001657423-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-08-11 14:52:22 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CORNERSTONE BANCSHARES INC/KS See All Filings	D	2017-08-11 14:49:32 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001260478 Filed Document 0001260478-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-11 14:49:32 UTC Type of Offering D Industry Commercial Banking Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Losant IoT, Inc. See All Filings	D	2017-08-11 14:47:11 UTC
Amount To Be Raised $5,500,001 Associated Brokers / Dealers N/A CIK Number 0001683027 Filed Document 0001683027-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-11 14:47:11 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
JB Investments Fund II, LP See All Filings	D/A	2017-08-11 14:41:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MCG Securities LLC and Park Hill Group LLC CIK Number 0001663723 Filed Document 0001663723-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-11 14:41:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Embarcadero Capital Investors Five LP See All Filings	D/A	2017-08-11 14:36:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Monument Group, Inc. CIK Number 0001680165 Filed Document 0001680165-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-11 14:36:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SafeRide, Inc. See All Filings	D	2017-08-11 14:33:24 UTC
Amount To Be Raised $2,750,001 Associated Brokers / Dealers N/A CIK Number 0001714532 Filed Document 0001714532-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-11 14:33:24 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ECI Five REIT, LLC See All Filings	D/A	2017-08-11 14:31:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Monument Group, Inc. CIK Number 0001680230 Filed Document 0001680230-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-11 14:31:23 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Systematech Technical Management Services, Inc. See All Filings	D	2017-08-11 14:21:16 UTC
Amount To Be Raised $2,499,999 Associated Brokers / Dealers N/A CIK Number 0001547092 Filed Document 0001547092-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-11 14:21:16 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
HONORLOCK INC. See All Filings	D	2017-08-11 14:17:47 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001714323 Filed Document 0001714323-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-11 14:17:47 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SUGAR HILL PROPERTY OFFSHORE FUND V, LP See All Filings	D/A	2017-08-11 14:06:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681869 Filed Document 0000919574-17-005902 Exclusions or Exemptions 506b Accepted Date 2017-08-11 14:06:36 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NextBlock Global Ltd See All Filings	D	2017-08-11 14:03:59 UTC
Amount To Be Raised $2,367,426 Associated Brokers / Dealers N/A CIK Number 0001714404 Filed Document 0001062993-17-003695 Exclusions or Exemptions 506b Accepted Date 2017-08-11 14:03:59 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
SUGAR HILL PROPERTY FUND V, LP See All Filings	D/A	2017-08-11 14:02:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, and N/A CIK Number 0001661452 Filed Document 0000919574-17-005900 Exclusions or Exemptions 506b Accepted Date 2017-08-11 14:02:02 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Oxford West Properties I, LLLP See All Filings	D	2017-08-11 13:56:52 UTC
Amount To Be Raised $7,425,000 Associated Brokers / Dealers Peter Lieberman, Don A. Linzer, Imran Mohiuddin, Alyssa Butter, and Paul Imbarlina CIK Number 0001714433 Filed Document 0001714433-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-11 13:56:52 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Tactus Technology, Inc. See All Filings	D	2017-08-11 13:56:43 UTC
Amount To Be Raised $3,015,353 Associated Brokers / Dealers N/A CIK Number 0001530899 Filed Document 0001530899-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-11 13:56:43 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Private Equity 2017 LLC See All Filings	D	2017-08-11 13:55:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714483 Filed Document 0001714483-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-11 13:55:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Union Lake Auto Partners II LP See All Filings	D/A	2017-08-11 13:52:49 UTC
Amount To Be Raised $10,678,492 Associated Brokers / Dealers N/A CIK Number 0001692099 Filed Document 0001692099-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-11 13:52:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tremblant Long Fund LP See All Filings	D/A	2017-08-11 13:47:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001533970 Filed Document 0000919574-17-005898 Exclusions or Exemptions 506b Accepted Date 2017-08-11 13:47:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tremblant Long Fund Ltd. See All Filings	D/A	2017-08-11 13:44:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557558 Filed Document 0000919574-17-005896 Exclusions or Exemptions 506b Accepted Date 2017-08-11 13:44:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Hustle, Inc. See All Filings	D	2017-08-11 13:37:37 UTC
Amount To Be Raised $7,999,991 Associated Brokers / Dealers N/A CIK Number 0001688868 Filed Document 0001688868-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-11 13:37:37 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Iguana Healthcare Partners, L.P. See All Filings	D/A	2017-08-11 13:31:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gordian Investment Solutions, LLC and Park Hill Group LLC CIK Number 0001480085 Filed Document 0001480085-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-11 13:31:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nocimed, Inc. See All Filings	D	2017-08-11 13:31:35 UTC
Amount To Be Raised $2,999,999 Associated Brokers / Dealers N/A CIK Number 0001635077 Filed Document 0001635077-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-11 13:31:35 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Quest Venture Partners Fund III, L.P. See All Filings	D	2017-08-11 13:23:39 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001685997 Filed Document 0001685997-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-11 13:23:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PAPA'S RAW BAR MYRTLE BEACH, INC. See All Filings	D	2017-08-11 13:23:01 UTC
Amount To Be Raised $1,875,000 Associated Brokers / Dealers N/A CIK Number 0001713977 Filed Document 0001713977-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-11 13:23:01 UTC Type of Offering D Industry Restaurants Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BRIDGE LINE VENTURES, LLC See All Filings	D/A	2017-08-11 13:22:22 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Varshil Sanghavi, Craig Rabinowitz, Robert Raab, Glenn Fiocca, and Elaine Zito CIK Number 0001707309 Filed Document 0000932440-17-000060 Exclusions or Exemptions 506b Accepted Date 2017-08-11 13:22:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Steady Options Fund I LLC See All Filings	D	2017-08-11 13:20:06 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001714478 Filed Document 0001714478-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-11 13:20:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
PlayStudios, Inc. See All Filings	D	2017-08-11 13:19:21 UTC
Amount To Be Raised $2,467,500 Associated Brokers / Dealers N/A CIK Number 0001527114 Filed Document 0001527114-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-11 13:19:21 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Velorum Nexus I LP See All Filings	D	2017-08-11 13:10:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710945 Filed Document 0001710945-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-11 13:10:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FINDING ROVER, INC. See All Filings	D	2017-08-11 12:58:14 UTC
Amount To Be Raised $7,038,124 Associated Brokers / Dealers N/A CIK Number 0001600961 Filed Document 0001600961-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-11 12:58:14 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
VSFT HOLDINGS INC. See All Filings	D	2017-08-11 12:50:44 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001688062 Filed Document 0001688062-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-11 12:50:44 UTC Type of Offering D Industry Telecommunications Principal Place of Business UNITED KINGDOM Revenue or Assets $$1 - $1,000,000 Type of Security Equity
North Haven Energy Capital Fund Non-U.S. Wealth Management Feeder LP See All Filings	D/A	2017-08-11 12:48:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, None, None, None, and None CIK Number 0001649346 Filed Document 0001649346-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-11 12:48:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
North Haven Energy Capital Fund U.S. Wealth Management Feeder LP See All Filings	D/A	2017-08-11 12:45:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, None, None, and None CIK Number 0001649343 Filed Document 0001649343-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-11 12:45:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TriLinc Global Impact Fund Cayman, Ltd. See All Filings	D	2017-08-11 12:45:21 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001688039 Filed Document 0001688039-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-11 12:45:21 UTC Type of Offering D Industry Investing Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Debt
North Haven Energy Capital Fund-A LP See All Filings	D/A	2017-08-11 12:43:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, None, None, None, and None CIK Number 0001649275 Filed Document 0001649275-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-11 12:43:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
North Haven Energy Capital Fund LP See All Filings	D/A	2017-08-11 12:41:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, None, None, and None CIK Number 0001649277 Filed Document 0001649277-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-11 12:41:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Principal Enhanced Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC See All Filings	D/A	2017-08-11 12:34:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001528509 Filed Document 0001625257-17-000105 Exclusions or Exemptions 506b Accepted Date 2017-08-11 12:34:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HomDNA, Inc. See All Filings	D	2017-08-11 12:27:57 UTC
Amount To Be Raised $4,623,322 Associated Brokers / Dealers N/A CIK Number 0001661224 Filed Document 0001140361-17-031303 Exclusions or Exemptions 506b Accepted Date 2017-08-11 12:27:57 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Elian Fiduciary Services (Cayman) Ltd See All Filings	D/A	2017-08-11 12:24:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001350370 Filed Document 0001650075-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-08-11 12:24:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kite Lake Special Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D	2017-08-11 12:24:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001713963 Filed Document 0001625257-17-000104 Exclusions or Exemptions 506b Accepted Date 2017-08-11 12:24:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
National Multifamily Portfolio I DST See All Filings	D/A	2017-08-11 12:23:39 UTC
Amount To Be Raised $120,096,882 Associated Brokers / Dealers Christina S. Nielson, Matthew T. Adams, James T. Walesa, Mark G. Kosanke, Lois A. Leynse, Robert S. Smith, Robert R. Tweed, Inland Securites Corporation, John V. Petraglia, Michael P. Black, David B. Levinson, Jeffrey A. Kiesnoski, Eric S. Scaff, Bradford J. Pinter, James M. Gambaccini, Richard J. Zaegal, Eric A, Bicknese, Michael S. Cullen, Robert C. Straton, Thomas J. Ealy, Jeffrey B. Baker, Donovan C. Cheek, Kenneth H. Williams, Daryl C. Debol, Grant A. Knox, Jeanne E. Morelli, Jeanne Y. Duce, John H. Scully, Enoch Chung, Jan I. Zenner, Joseph G. Michaletz, Kent A. Cooper, Clifton M. Yasutomi, Marilyn A. Schmitt, James E. Fereday, Neel J. Keiser, Ryan P. Sullivan, Mark R. Swartz, Arnold T. Beck Jr., Edward P. Deicke, Nathaniel M. Kuhn, Stanley B. Secor, Peter Maniscalco, Spencer L. Weston, Joseph J. Reynolds, Mark L. Lopez, Robert A. Horning, Adam J. Bryan, Robert H. Chapman, Jeffery S. Powell, Corbin S. Thomas, Michael C. Eldredge, Cara M. Miller, Roger W. Vanpelt, Gary E. Conley, Spencer L. Weston, Scott P. Inabnet, Davin J. Carey, William S. Sheehan, Joseph E. Budd, Jeffrey W. Gustafson, Duncan Eng, Jitender C. Gidwani, Bill K. Huie, Edwin T. Suzuki, Richard A. Skelton Jr., Martin D. Fong, John G. Chess, Maxwell J. Phillips, Todd A. Arner, Peter A. Finnegan, Jerome L. Schmitt, Glen E. Kauffman, Gene A. Brehm, Dale Rubin, Samuel V. Ortiz Jr., Paul J. Zalduendo, Pablo R. Zalduendo, Ronald L. Knipping, William F. Kootnz II, Cornelius George McAuliffe III, Marlyn Marie Jenvey Baker, Blayne A. Anderson, Robert P. Milligan, Barry W. Lemay, William J. Bugdon, Josephine E. Buck, Randall L. Kaup, Peter J. Mc Neil, Daniel L. Whittenburg, Robert J. Rounsfull, James L. Flanagan, William D. Vellon, Kathleen C. Kovar, Jeffrey C. Young, Robert S. MacPhee, Shawn L. Valentine, Eric L. Gottlieb, Robert A. Ebert Jr., and Orest P. Baransky CIK Number 0001685331 Filed Document 0001685331-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-11 12:23:39 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Moerus Global Value Fund LP See All Filings	D/A	2017-08-11 12:21:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682192 Filed Document 0000919574-17-005889 Exclusions or Exemptions 506b Accepted Date 2017-08-11 12:21:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GSO Capital Solutions III ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC See All Filings	D	2017-08-11 12:21:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001713966 Filed Document 0001625257-17-000103 Exclusions or Exemptions 506b Accepted Date 2017-08-11 12:21:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Local Vine, LLC See All Filings	D	2017-08-11 12:15:15 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001714391 Filed Document 0001714391-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-11 12:15:15 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity