Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
RoundOak Properties, LLC See All Filings	D/A	2019-07-30 15:57:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721448 Filed Document 0001721448-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 15:57:42 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
WexEnergy LLC See All Filings	D/A	2019-07-30 15:53:46 UTC
Amount To Be Raised $430,000 Associated Brokers / Dealers N/A CIK Number 0001725112 Filed Document 0001725112-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 15:53:46 UTC Type of Offering D/A Industry Energy Conservation Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NREA Retreat, DST See All Filings	D/A	2019-07-30 15:48:21 UTC
Amount To Be Raised $35,125,712 Associated Brokers / Dealers Concorde Investment Services LLC, Kim R. Kunz, Justin Bachman, Ed Fernandez, Troy Thomas, Gary Pohl, Jim A. Lund, Robert A. Horning, Curtis J. Sathre, Joral T Schmalle, DFPG Investments Inc, Kyle S. Jobin, Tomas J. Velken, Frank Piscitelli, Corbin S. Thomas, Liam F. Dalton, Steven A. Barnes, David P. Dahill, Patrick T. Shea, Joseph M. Insalaco, James M Lamont, Stacey Morimoto, Todd H Kennedy, and Linda J. Wimsatt CIK Number 0001756270 Filed Document 0001756270-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-07-30 15:48:21 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Mitra Capital Partners II, LP See All Filings	D	2019-07-30 15:47:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001782863 Filed Document 0001567619-19-015426 Exclusions or Exemptions 506b Accepted Date 2019-07-30 15:47:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Formalloy Technologies, Inc. See All Filings	D	2019-07-30 15:45:09 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001784024 Filed Document 0001784024-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 15:45:09 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Glendower Capital Secondary Opportunities Fund IV, LP See All Filings	D/A	2019-07-30 15:42:59 UTC
Amount To Be Raised $2,750,000,000 Associated Brokers / Dealers None, None, None, and None CIK Number 0001736721 Filed Document 0001736721-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-30 15:42:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
CanAm New York Regional Center, LP VI See All Filings	D/A	2019-07-30 15:36:41 UTC
Amount To Be Raised $277,500,000 Associated Brokers / Dealers CanAm Investor Services LLC CIK Number 0001699030 Filed Document 0001699023-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-30 15:36:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHC Fund Partners I, L.P. See All Filings	D/A	2019-07-30 15:35:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748468 Filed Document 0001748468-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-30 15:35:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MBS Media Campus Capital A, LLC See All Filings	D	2019-07-30 15:27:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784040 Filed Document 0001784026-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-07-30 15:27:32 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CanAm Florida Regional Center, LP II See All Filings	D/A	2019-07-30 15:26:02 UTC
Amount To Be Raised $143,000,000 Associated Brokers / Dealers CanAm Investor Services LLC CIK Number 0001699023 Filed Document 0001699023-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 15:26:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beltway Home Office, LLC See All Filings	D	2019-07-30 15:22:43 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001783968 Filed Document 0001783968-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 15:22:43 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
MBS Media Campus Capital, LLC See All Filings	D	2019-07-30 15:22:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784039 Filed Document 0001784026-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-30 15:22:11 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Electric Power Systems, Inc. See All Filings	D	2019-07-30 15:14:56 UTC
Amount To Be Raised $14,999,999 Associated Brokers / Dealers N/A CIK Number 0001783137 Filed Document 0001477932-19-004394 Exclusions or Exemptions 506b Accepted Date 2019-07-30 15:14:56 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Stone Crossing Apts, LLC See All Filings	D	2019-07-30 15:11:10 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001782363 Filed Document 0001683168-19-002377 Exclusions or Exemptions 506b Accepted Date 2019-07-30 15:11:10 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MBS Services Capital, LLC See All Filings	D	2019-07-30 15:08:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784026 Filed Document 0001784026-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 15:08:46 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rank Software Inc. See All Filings	D	2019-07-30 15:08:37 UTC
Amount To Be Raised $1,379,520 Associated Brokers / Dealers N/A CIK Number 0001784047 Filed Document 0001784047-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 15:08:37 UTC Type of Offering D Industry Other Travel Principal Place of Business Z4 Revenue or Assets Decline to Disclose Type of Security Debt
Powerplant Ventures II, L.P. See All Filings	D/A	2019-07-30 15:07:08 UTC
Amount To Be Raised $165,000,000 Associated Brokers / Dealers N/A CIK Number 0001750728 Filed Document 0001750728-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 15:07:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nutraceutical Investco LP See All Filings	D	2019-07-30 15:02:33 UTC
Amount To Be Raised $109,000,000 Associated Brokers / Dealers N/A CIK Number 0001783172 Filed Document 0001783172-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 15:02:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THOMA BRAVO CREDIT FUND I (OFFSHORE), L.P. See All Filings	D/A	2019-07-30 14:49:20 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers NORTHERN LIGHTS ALTERNATIVE ADVISORS LLP CIK Number 0001708208 Filed Document 0001708208-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 14:49:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
THOMA BRAVO CREDIT FUND I, L.P. See All Filings	D/A	2019-07-30 14:48:25 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers NORTHERN LIGHTS ALTERNATIVE INVESTORS LLP CIK Number 0001708207 Filed Document 0001708207-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 14:48:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Emerald Coast Estates, LLC See All Filings	D	2019-07-30 14:47:40 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001779356 Filed Document 0001779356-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 14:47:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Deeper Network Inc. See All Filings	D/A	2019-07-30 14:37:56 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers None CIK Number 0001782886 Filed Document 0001782886-19-000005 Exclusions or Exemptions 506c Accepted Date 2019-07-30 14:37:56 UTC Type of Offering D/A Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LumiShield Technologies Inc. See All Filings	D	2019-07-30 14:36:32 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001683295 Filed Document 0001683295-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-30 14:36:32 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Little Bean Butters, LLC See All Filings	D	2019-07-30 14:36:00 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001782414 Filed Document 0001782414-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 14:36:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Green Field Investments I, LLC See All Filings	D/A	2019-07-30 14:31:51 UTC
Amount To Be Raised $32,000,000 Associated Brokers / Dealers N/A CIK Number 0001782903 Filed Document 0001782903-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-30 14:31:51 UTC Type of Offering D/A Industry Investing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
IMCS Venture, LLC See All Filings	D	2019-07-30 14:23:56 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001675639 Filed Document 0001675639-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-30 14:23:56 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
THL Credit DL IV-L (Offshore) A-1 LP See All Filings	D/A	2019-07-30 14:22:36 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Morgan Stanley MUFG Securities Co., Ltd. CIK Number 0001747761 Filed Document 0001747761-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-30 14:22:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CARE ANGEL, INC. See All Filings	D	2019-07-30 14:22:09 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001679968 Filed Document 0001679968-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 14:22:09 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Kentucky Hospital Management LLC See All Filings	D/A	2019-07-30 14:22:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748273 Filed Document 0001748273-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-30 14:22:09 UTC Type of Offering D/A Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
THL Credit DL IV Funding LLC See All Filings	D/A	2019-07-30 14:21:19 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Morgan Stanley MUFG Securities Co., Ltd. CIK Number 0001747765 Filed Document 0001747765-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 14:21:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THL Credit DL IV Co-Invest LLC See All Filings	D/A	2019-07-30 14:19:47 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Morgan Stanley MUFG Securities Co., Ltd. CIK Number 0001747763 Filed Document 0001747763-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 14:19:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THL Credit DL IV (Offshore) A-1 LP See All Filings	D/A	2019-07-30 14:17:29 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Morgan Stanley MUFG Securities Co., Ltd. CIK Number 0001747764 Filed Document 0001747764-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-30 14:17:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THL Credit Direct Lending Levered Fund IV LLC See All Filings	D/A	2019-07-30 14:16:16 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Morgan Stanley MUFG Securities Co., Ltd. CIK Number 0001747759 Filed Document 0001747759-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 14:16:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HISTORICAL FILM LLC See All Filings	D	2019-07-30 14:16:13 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001782120 Filed Document 0001782120-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 14:16:13 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
THL Credit Direct Lending Fund IV LLC See All Filings	D/A	2019-07-30 14:15:04 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Morgan Stanley MUFG Securities Co., Ltd. CIK Number 0001747760 Filed Document 0001747760-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 14:15:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Access Point Technologies EP, Inc. See All Filings	D	2019-07-30 14:11:02 UTC
Amount To Be Raised $3,000,025 Associated Brokers / Dealers N/A CIK Number 0001666898 Filed Document 0001014108-19-000103 Exclusions or Exemptions 506b Accepted Date 2019-07-30 14:11:02 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
ABSTRACT TOKENIZATION, INC. See All Filings	D	2019-07-30 14:00:43 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001756591 Filed Document 0000898432-19-001037 Exclusions or Exemptions 506b Accepted Date 2019-07-30 14:00:43 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
HEAL OR BURN Ltd LIABILITY Co See All Filings	D	2019-07-30 13:58:44 UTC
Amount To Be Raised $9,850,000 Associated Brokers / Dealers N/A CIK Number 0001783728 Filed Document 0001783728-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 13:58:44 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Events Local, Inc. See All Filings	D	2019-07-30 13:50:37 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001784019 Filed Document 0001784019-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 13:50:37 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
SHOWDEO, INC See All Filings	C/A	2019-07-30 13:46:35 UTC
Financial Interest None Filing Platform MiTec, PBC Offering Amount $318,000 CIK Number 0001778950 Filed Document 0001778950-19-000002 Accepted Date 2019-07-30 13:46:35 UTC Type of Offering C/A Security Offered Amount 3,000 Security Offered Type Other State CALIFORNIA
ORTHOSENSOR, INC See All Filings	D/A	2019-07-30 13:34:00 UTC
Amount To Be Raised $9,751,043 Associated Brokers / Dealers Ceros Financial Services, Inc. CIK Number 0001436914 Filed Document 0000897069-19-000360 Exclusions or Exemptions 506b Accepted Date 2019-07-30 13:34:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Inertia Systems, Inc. See All Filings	D/A	2019-07-30 13:30:46 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001780345 Filed Document 0001780345-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-30 13:30:46 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
We Co. See All Filings	D	2019-07-30 13:28:35 UTC
Amount To Be Raised $6,245,886 Associated Brokers / Dealers N/A CIK Number 0001533523 Filed Document 0000950172-19-000099 Exclusions or Exemptions 506b Accepted Date 2019-07-30 13:28:35 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
We Co. See All Filings	D	2019-07-30 13:27:41 UTC
Amount To Be Raised $19,299,390 Associated Brokers / Dealers N/A CIK Number 0001533523 Filed Document 0000950172-19-000098 Exclusions or Exemptions 506b Accepted Date 2019-07-30 13:27:41 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Royal Swiss Credit Union & Capital Trust See All Filings	D	2019-07-30 13:27:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001783975 Filed Document 0001783975-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-07-30 13:27:24 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Other
Evansville IN II, LLC See All Filings	D	2019-07-30 13:24:38 UTC
Amount To Be Raised $7,924,000 Associated Brokers / Dealers N/A CIK Number 0001783935 Filed Document 0001783935-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 13:24:38 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Hippo Analytics Inc. See All Filings	D	2019-07-30 13:20:39 UTC
Amount To Be Raised $99,999,998 Associated Brokers / Dealers N/A CIK Number 0001715763 Filed Document 0001715763-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 13:20:39 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Arise Careers, Inc. See All Filings	D	2019-07-30 13:19:29 UTC
Amount To Be Raised $1,197,999 Associated Brokers / Dealers N/A CIK Number 0001783835 Filed Document 0001783835-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 13:19:29 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OrderMark, Inc. See All Filings	D	2019-07-30 13:16:05 UTC
Amount To Be Raised $17,999,992 Associated Brokers / Dealers N/A CIK Number 0001709480 Filed Document 0001709480-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-30 13:16:05 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
For the Earth Corp. See All Filings	1-A POS	2019-07-30 13:05:52 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0000932265 Filed Document 0001683168-19-002376 Accepted Date 2019-07-30 13:05:52 UTC Type of Offering 1-A POS Industry SOAP, DETERGENTS, CLEANG PREPARATIONS, PERFUMES, COSMETICS Offering Tier Tier1 Principal Place of Business ARIZONA Revenue or Assets $6,283 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)