Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Rand Tower MN Investor LLC See All Filings	D	2017-08-15 14:49:18 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001714345 Filed Document 0001714345-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 14:49:18 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Hunt Debt Opportunity Fund (HNW) LP See All Filings	D	2017-08-15 14:49:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678688 Filed Document 0001678688-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 14:49:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ALTAROCK FUND LP See All Filings	D/A	2017-08-15 14:47:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001172921 Filed Document 0001701877-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-08-15 14:47:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oxbow Master Fund Ltd See All Filings	D/A	2017-08-15 14:45:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650559 Filed Document 0001290165-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-15 14:45:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tasman Technologies Inc. See All Filings	D	2017-08-15 14:40:45 UTC
Amount To Be Raised $197,250 Associated Brokers / Dealers N/A CIK Number 0001714467 Filed Document 0001714467-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 14:40:45 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Kairos Venture Partners II, L.P. See All Filings	D/A	2017-08-15 14:37:17 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Frontier Solutions, LLC, Old City Securities LLC, and Ascent Capital Advisors (America) LLC CIK Number 0001696711 Filed Document 0001315863-17-000683 Exclusions or Exemptions 506b Accepted Date 2017-08-15 14:37:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CIVATECH ONCOLOGY, INC. See All Filings	D	2017-08-15 14:29:54 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001373884 Filed Document 0001373884-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 14:29:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
QVT Fund LP See All Filings	D/A	2017-08-15 14:28:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001290165 Filed Document 0001290165-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 14:28:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Veracity Security Intelligence, Inc. See All Filings	D	2017-08-15 14:27:26 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001673774 Filed Document 0001673774-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-15 14:27:26 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Synereca Pharmaceuticals, Inc. See All Filings	D	2017-08-15 14:25:57 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001487939 Filed Document 0001487939-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-15 14:25:57 UTC Type of Offering D Industry Other Health Care Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Helios Strategic Ltd See All Filings	D/A	2017-08-15 14:18:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC, Bhargava Capital, Indian Harbor, LLC, Avendus Capital, Inc., and BHA Select Network, LLC CIK Number 0001435858 Filed Document 0001435858-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 14:18:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
High Brew Coffee, Inc. See All Filings	D/A	2017-08-15 14:14:28 UTC
Amount To Be Raised $17,069,202 Associated Brokers / Dealers N/A CIK Number 0001618063 Filed Document 0001618063-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-15 14:14:28 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Rockbridge Hospitality Fund VII L.P. See All Filings	D/A	2017-08-15 14:08:50 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Triton Pacific Capital, LLC CIK Number 0001678411 Filed Document 0001678411-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 14:08:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Acadian Sustainable Emerging Markets Equity Ex-Fossil Fuel Fund, LLC See All Filings	D/A	2017-08-15 14:07:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001701877 Filed Document 0001701877-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-15 14:07:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Concord Nulu B, LLC See All Filings	D	2017-08-15 14:03:58 UTC
Amount To Be Raised $2,237,500 Associated Brokers / Dealers N/A CIK Number 0001714579 Filed Document 0001714598-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-15 14:03:58 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
HELIOS STRATEGIC FUND, LLC See All Filings	D/A	2017-08-15 13:59:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC, Bhargava Capital, Indian Harbor, LLC, Avendus Capital, Inc., and BHA Select Network, LLC CIK Number 0001426359 Filed Document 0001426359-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-15 13:59:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Multi-Strategy Fund Ltd See All Filings	D/A	2017-08-15 13:53:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001332275 Filed Document 0001711436-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-08-15 13:53:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Goldmark Venture Partners II, LLC See All Filings	D	2017-08-15 13:52:52 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001714481 Filed Document 0001714481-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 13:52:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Concord Nulu A, LLC See All Filings	D	2017-08-15 13:51:58 UTC
Amount To Be Raised $614,500 Associated Brokers / Dealers N/A CIK Number 0001714598 Filed Document 0001714598-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-15 13:51:58 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
ReCor Medical, Inc. See All Filings	D/A	2017-08-15 13:51:14 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001676839 Filed Document 0001676839-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 13:51:14 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Providence at Royal Oaks Investors, LLC See All Filings	D	2017-08-15 13:50:27 UTC
Amount To Be Raised $19,000,000 Associated Brokers / Dealers N/A CIK Number 0001710134 Filed Document 0001144204-17-043427 Exclusions or Exemptions 506b Accepted Date 2017-08-15 13:50:27 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HealthJoy, Inc. See All Filings	D	2017-08-15 13:48:45 UTC
Amount To Be Raised $2,999,990 Associated Brokers / Dealers N/A CIK Number 0001714703 Filed Document 0001714703-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 13:48:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Sierra Park Investors, LLC See All Filings	D	2017-08-15 13:47:25 UTC
Amount To Be Raised $19,400,000 Associated Brokers / Dealers N/A CIK Number 0001712085 Filed Document 0001144204-17-043424 Exclusions or Exemptions 506b Accepted Date 2017-08-15 13:47:25 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Modulated Imaging Inc. See All Filings	D	2017-08-15 13:38:20 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001679993 Filed Document 0001679993-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-15 13:38:20 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Spring Rock Security Partners II LP See All Filings	D	2017-08-15 13:31:31 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001713376 Filed Document 0001713376-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 13:31:31 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Pan Asia Opportunities Offshore Fund Ltd. See All Filings	D/A	2017-08-15 13:25:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531555 Filed Document 0001711436-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-08-15 13:25:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Canyon Distressed Opportunity Fund II (Cayman), L.P. See All Filings	D/A	2017-08-15 13:24:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682290 Filed Document 0001675757-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-15 13:24:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Filld, Inc. See All Filings	D	2017-08-15 13:20:33 UTC
Amount To Be Raised $7,650,000 Associated Brokers / Dealers N/A CIK Number 0001656555 Filed Document 0001656555-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-15 13:20:33 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PoP, Inc. See All Filings	D	2017-08-15 13:14:36 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001657802 Filed Document 0001657802-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-15 13:14:36 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MY OFFICE APPS INC. See All Filings	D	2017-08-15 13:12:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714601 Filed Document 0001714601-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 13:12:55 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pan Asia Opportunities Onshore Fund LLC See All Filings	D/A	2017-08-15 13:07:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525280 Filed Document 0001711436-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-08-15 13:07:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Canyon Distressed Opportunity Fund II (Delaware), L.P. See All Filings	D/A	2017-08-15 13:06:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682285 Filed Document 0001675757-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-15 13:06:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACRC 2017-FL3 Holder REIT LLC See All Filings	D	2017-08-15 12:58:43 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001713770 Filed Document 0001713770-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 12:58:43 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rigado Inc. See All Filings	D/A	2017-08-15 12:49:18 UTC
Amount To Be Raised $5,224,999 Associated Brokers / Dealers N/A CIK Number 0001707876 Filed Document 0001707876-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-15 12:49:18 UTC Type of Offering D/A Industry Computers Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
BEAR CREEK DEBT WAREHOUSE, LLC See All Filings	D	2017-08-15 12:42:35 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001683583 Filed Document 0001683583-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-15 12:42:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ELLIPSIS FISHERS MEMORY CARE, LLC See All Filings	D	2017-08-15 12:36:22 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001714750 Filed Document 0001140361-17-032224 Exclusions or Exemptions 506b Accepted Date 2017-08-15 12:36:22 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Savage River, Inc. See All Filings	D	2017-08-15 12:22:57 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001655210 Filed Document 0001655210-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-15 12:22:57 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Rock Canyon Fund LP See All Filings	D/A	2017-08-15 12:21:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682226 Filed Document 0001682226-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 12:21:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invesco Commercial Mortgage Income Fund, L.P. See All Filings	D/A	2017-08-15 12:11:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705684 Filed Document 0001705684-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-15 12:11:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Princeton Capital LLC See All Filings	D	2017-08-15 12:00:04 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers none CIK Number 0001619183 Filed Document 0001619183-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-15 12:00:04 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Greenville Surgery Center, LLC See All Filings	D/A	2017-08-15 11:53:51 UTC
Amount To Be Raised $1,207,975 Associated Brokers / Dealers N/A CIK Number 0000802461 Filed Document 0000802461-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-15 11:53:51 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SYNDEVRX INC See All Filings	D	2017-08-15 11:52:49 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Bernhard Hoffmann and Gligor Tashkovich CIK Number 0001455364 Filed Document 0001455364-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-15 11:52:49 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Dream Holdings, Inc. See All Filings	D/A	2017-08-15 11:37:49 UTC
Amount To Be Raised $40,476,638 Associated Brokers / Dealers N/A CIK Number 0001706244 Filed Document 0001706244-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-15 11:37:49 UTC Type of Offering D/A Industry Agriculture Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Black Diamond Credit Strategies, L.P. See All Filings	D/A	2017-08-15 11:33:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001675757 Filed Document 0001675757-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 11:33:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GTCR-Ultra Holdings, LLC See All Filings	D	2017-08-15 11:17:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714612 Filed Document 0001140361-17-032207 Exclusions or Exemptions 506b Accepted Date 2017-08-15 11:17:28 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Nuka Enterprises, LLC See All Filings	D	2017-08-15 11:11:38 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001660101 Filed Document 0001660101-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 11:11:38 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Silvan Real Estate Income Fund, LP See All Filings	D	2017-08-15 11:11:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714741 Filed Document 0001714741-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 11:11:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seaport Capital Partners Parallel V, L.P. See All Filings	D	2017-08-15 11:05:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714551 Filed Document 0000908662-17-000143 Exclusions or Exemptions 506b Accepted Date 2017-08-15 11:05:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cynvec LLC See All Filings	D	2017-08-15 11:05:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001385095 Filed Document 0001385095-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 11:05:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Drive Spotter, Inc. See All Filings	D	2017-08-15 10:56:38 UTC
Amount To Be Raised $515,310 Associated Brokers / Dealers N/A CIK Number 0001648747 Filed Document 0001648747-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 10:56:38 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Debt