Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Berkeley Catalyst Fund I LP See All Filings	D/A	2017-08-16 13:24:57 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001698630 Filed Document 0001698630-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-16 13:24:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Everest Kensington, DST See All Filings	D/A	2017-08-16 13:24:11 UTC
Amount To Be Raised $10,300,000 Associated Brokers / Dealers Orchard Securities, LLC, Boustead Securities, LLC, Sandlapper Securities, LLC, Lighthouse Capital Group, LLC, Courtlandt Securities Corporation, Colorado Financial Service Corporation, Primex, Lion Street Financial, LLC, and Oak Tree Securities, Inc. CIK Number 0001704180 Filed Document 0001704180-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-08-16 13:24:11 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Factmata Inc. See All Filings	D	2017-08-16 13:20:16 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001714867 Filed Document 0001714867-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-16 13:20:16 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Debt
OAC Holdings I Corp. See All Filings	D	2017-08-16 13:13:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682469 Filed Document 0000895345-17-000277 Exclusions or Exemptions 506b Accepted Date 2017-08-16 13:13:13 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Commonwealth Joe, LLC See All Filings	D/A	2017-08-16 12:51:06 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001671415 Filed Document 0001671415-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-16 12:51:06 UTC Type of Offering D/A Industry Retailing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Melqart Opportunities Fund Ltd See All Filings	D	2017-08-16 12:41:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714806 Filed Document 0000902664-17-003347 Exclusions or Exemptions 506b Accepted Date 2017-08-16 12:41:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fresenius Medical Care Hamlin, LLC See All Filings	D	2017-08-16 12:20:58 UTC
Amount To Be Raised $2,448,468 Associated Brokers / Dealers N/A CIK Number 0001713527 Filed Document 0001461373-17-000036 Exclusions or Exemptions 506b Accepted Date 2017-08-16 12:20:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PROTEON THERAPEUTICS INC See All Filings	D	2017-08-16 12:17:19 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001359931 Filed Document 0001140361-17-032398 Exclusions or Exemptions 506b Accepted Date 2017-08-16 12:17:19 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
RHP Development, LLC See All Filings	D	2017-08-16 12:07:38 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Arete Wealth Management, LLC CIK Number 0001713339 Filed Document 0001713339-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-16 12:07:38 UTC Type of Offering D Industry Other Real Estate Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Washington Place Fund, a Series of Global Endowment Targeted Strategy Fund, LP See All Filings	D	2017-08-16 11:46:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714804 Filed Document 0001714078-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-16 11:46:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Granite Mill Investments, LLC See All Filings	D	2017-08-16 11:44:41 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001714856 Filed Document 0001714856-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-16 11:44:41 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Keel Capital S.A., SICAV-SIF See All Filings	D/A	2017-08-16 11:36:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681190 Filed Document 0001315863-17-000685 Exclusions or Exemptions 506b Accepted Date 2017-08-16 11:36:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Bubba's Foods LLC See All Filings	D	2017-08-16 11:20:39 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001714855 Filed Document 0001714855-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-16 11:20:39 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
TRu Investments, LLC See All Filings	D	2017-08-16 11:17:26 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001683090 Filed Document 0001683090-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-16 11:17:26 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
CA International Equity CEF Fund See All Filings	D	2017-08-16 11:14:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714078 Filed Document 0001714078-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-16 11:14:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QURE4U, INC. See All Filings	D	2017-08-16 11:09:25 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001714788 Filed Document 0001714788-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-16 11:09:25 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Barington SPV II, L.P. See All Filings	D/A	2017-08-16 10:51:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623375 Filed Document 0001623375-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-16 10:51:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Affinity Funding IV, LLC See All Filings	D	2017-08-16 10:48:09 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001714390 Filed Document 0001714390-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-16 10:48:09 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Go Therapeutics, Inc. See All Filings	D	2017-08-16 10:16:22 UTC
Amount To Be Raised $4,999,999 Associated Brokers / Dealers N/A CIK Number 0001714218 Filed Document 0001714218-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-16 10:16:22 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GREENLEA LANE CAPITAL PARTNERS LP See All Filings	D/A	2017-08-16 10:11:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413048 Filed Document 0001413048-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-16 10:11:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Torpedo Diagnostics, Inc. See All Filings	D	2017-08-16 09:54:40 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001714453 Filed Document 0001714453-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-16 09:54:40 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Nationwide BOLI Private Placement Variable Account See All Filings	D	2017-08-16 09:44:53 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers Michael Tuttle and Scott Bethune CIK Number 0001343394 Filed Document 0001343394-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-08-16 09:44:53 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
KIIO INC. See All Filings	D	2017-08-16 09:22:50 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001565663 Filed Document 0000892712-17-000612 Exclusions or Exemptions 506b Accepted Date 2017-08-16 09:22:50 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Duckly Inc. See All Filings	D	2017-08-15 21:38:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714784 Filed Document 0001714784-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 21:38:14 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Option To Acquire
HZ Hulen, LLC See All Filings	D	2017-08-15 21:05:46 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001713853 Filed Document 0001713853-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 21:05:46 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
4000 Hulen Sponsor, LLC See All Filings	D	2017-08-15 20:56:41 UTC
Amount To Be Raised $19,700,000 Associated Brokers / Dealers N/A CIK Number 0001713845 Filed Document 0001713845-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 20:56:41 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Common
Jones Global Investments, LLC See All Filings	D	2017-08-15 20:16:23 UTC
Amount To Be Raised $2,775,000 Associated Brokers / Dealers N/A CIK Number 0001714760 Filed Document 0001714760-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 20:16:23 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
Continuum Biosciences, Inc. See All Filings	D	2017-08-15 20:11:58 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001714808 Filed Document 0001714808-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 20:11:58 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Allied Global Investment Fund LLC See All Filings	D	2017-08-15 20:01:24 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001714814 Filed Document 0001714814-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 20:01:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Water Aggregates Fund LP See All Filings	D	2017-08-15 19:46:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Spouting Rock Capital Advisors, LLC, Frontier Solutions, LLC, and Blue Sand Securities LLC CIK Number 0001713573 Filed Document 0001713573-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 19:46:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marathon Real Estate Debt Fund, LP See All Filings	D	2017-08-15 19:43:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714374 Filed Document 0001714378-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-15 19:43:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SQUEEZE, LLC See All Filings	D/A	2017-08-15 19:24:53 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001672452 Filed Document 0001672452-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 19:24:53 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Marathon Emerging Markets Bond Fund II, L.P. See All Filings	D	2017-08-15 19:20:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714378 Filed Document 0001714378-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 19:20:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NP Industrial One Investments, LLC See All Filings	D	2017-08-15 19:18:46 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001714736 Filed Document 0001714736-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 19:18:46 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SiDx, Inc. See All Filings	D	2017-08-15 19:18:37 UTC
Amount To Be Raised $1,589,940 Associated Brokers / Dealers N/A CIK Number 0001714792 Filed Document 0001714792-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 19:18:37 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Petzila, Inc. See All Filings	D	2017-08-15 18:15:26 UTC
Amount To Be Raised $10,923,300 Associated Brokers / Dealers N/A CIK Number 0001655926 Filed Document 0001655926-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 18:15:26 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Smith Story Wine Cellars, LLC See All Filings	D	2017-08-15 18:06:38 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001714780 Filed Document 0001664773-17-000007 Exclusions or Exemptions 504 and 506b Accepted Date 2017-08-15 18:06:38 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tempo Automation, Inc. See All Filings	D	2017-08-15 18:03:00 UTC
Amount To Be Raised $20,675,123 Associated Brokers / Dealers N/A CIK Number 0001652492 Filed Document 0001652492-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-15 18:03:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WAPP II Development Company, LLC See All Filings	D	2017-08-15 17:54:24 UTC
Amount To Be Raised $1,920,000 Associated Brokers / Dealers N/A CIK Number 0001714331 Filed Document 0001714331-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 17:54:24 UTC Type of Offering D Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
DK STRATEGIC YIELD U.S. FUND LIMITED PARTNERSHIP See All Filings	D/A	2017-08-15 17:50:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528239 Filed Document 0001528239-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 17:50:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PA Co-Investment Fund III, L.P. See All Filings	D	2017-08-15 17:44:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714771 Filed Document 0000902664-17-003339 Exclusions or Exemptions 506b Accepted Date 2017-08-15 17:44:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Rialto Absolute Partnership I, LP See All Filings	D	2017-08-15 17:43:26 UTC
Amount To Be Raised $100,563,800 Associated Brokers / Dealers N/A CIK Number 0001714290 Filed Document 0001714290-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 17:43:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PA Co-Investment Fund III (Offshore), L.P. See All Filings	D	2017-08-15 17:43:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714769 Filed Document 0000902664-17-003338 Exclusions or Exemptions 506b Accepted Date 2017-08-15 17:43:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
DK STRATEGIC YIELD C.I. LIMITED PARTNERSHIP See All Filings	D/A	2017-08-15 17:41:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528238 Filed Document 0001528238-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 17:41:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VerdeGo Aero See All Filings	D	2017-08-15 17:37:03 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001714832 Filed Document 0001714832-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 17:37:03 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
I-5 HOLDINGS LTD. See All Filings	D	2017-08-15 17:34:52 UTC
Amount To Be Raised $435,000 Associated Brokers / Dealers N/A CIK Number 0001714776 Filed Document 0001183740-17-000141 Exclusions or Exemptions 506b Accepted Date 2017-08-15 17:34:52 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
MODIOHEALTH, INC. See All Filings	D	2017-08-15 17:33:10 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001714608 Filed Document 0001140361-17-032353 Exclusions or Exemptions 506b Accepted Date 2017-08-15 17:33:10 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
DK CAPITAL GROWTH U.S. FUND LIMITED PARTNERSHIP See All Filings	D/A	2017-08-15 17:30:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523629 Filed Document 0001523629-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 17:30:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tides at Old Town Investors, LLC See All Filings	D	2017-08-15 17:25:15 UTC
Amount To Be Raised $3,068,182 Associated Brokers / Dealers N/A CIK Number 0001711209 Filed Document 0001683168-17-002151 Exclusions or Exemptions 506b Accepted Date 2017-08-15 17:25:15 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Carrot Inc. See All Filings	D	2017-08-15 17:24:19 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001714744 Filed Document 0001714744-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-15 17:24:19 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity