Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CCP IV-SBIC, L.P. See All Filings	D/A	2017-08-17 15:41:18 UTC
Amount To Be Raised $110,000,000 Associated Brokers / Dealers FBR Capital Markets & Co. CIK Number 0001682958 Filed Document 0001682958-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-17 15:41:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PTN USA Ltd See All Filings	D	2017-08-17 15:34:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714930 Filed Document 0001714930-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-17 15:34:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PEAK ROCK CAPITAL EXECUTIVE CREDIT FUND II LP See All Filings	D	2017-08-17 15:34:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689043 Filed Document 0001689043-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-17 15:34:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PEAK ROCK CAPITAL EXECUTIVE FUND II LP See All Filings	D	2017-08-17 15:33:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689042 Filed Document 0001689042-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-17 15:33:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Alloy 10-10 LLC See All Filings	D	2017-08-17 15:29:56 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001712084 Filed Document 0001712084-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-17 15:29:56 UTC Type of Offering D Industry Residential Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 123 See All Filings	D	2017-08-17 15:29:30 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001714918 Filed Document 0001713584-17-000025 Exclusions or Exemptions 506b Accepted Date 2017-08-17 15:29:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 138 See All Filings	D	2017-08-17 15:28:04 UTC
Amount To Be Raised $421,000 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001714636 Filed Document 0001713584-17-000024 Exclusions or Exemptions 506b Accepted Date 2017-08-17 15:28:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SP Capital LP See All Filings	D/A	2017-08-17 15:27:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624414 Filed Document 0001624414-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-17 15:27:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
AQR Offshore Multi-Strategy Fund VIII Ltd. See All Filings	D/A	2017-08-17 15:22:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576238 Filed Document 0001523660-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-17 15:22:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elite Rugby Management LLC See All Filings	D	2017-08-17 15:20:48 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001714959 Filed Document 0001714959-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-17 15:20:48 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Mycroft AI Inc. See All Filings	D	2017-08-17 15:18:30 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001685404 Filed Document 0001685404-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-08-17 15:18:30 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Other
400 Capital Asset Based Offshore Term Fund I LP See All Filings	D	2017-08-17 15:10:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713992 Filed Document 0001315863-17-000689 Exclusions or Exemptions 506b Accepted Date 2017-08-17 15:10:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Segra Capital Partners, LP See All Filings	D/A	2017-08-17 15:08:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608014 Filed Document 0001315863-17-000688 Exclusions or Exemptions 506b Accepted Date 2017-08-17 15:08:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GGCOF Third-Party Co-Invest (AI), L.P. See All Filings	D/A	2017-08-17 15:08:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472034 Filed Document 0001472034-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-17 15:08:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Proficio Renew Green Energy Income LP See All Filings	D	2017-08-17 15:08:27 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001714791 Filed Document 0001714791-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-17 15:08:27 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
400 Capital Asset Based Onshore Term Fund I LP See All Filings	D	2017-08-17 15:06:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713993 Filed Document 0001315863-17-000687 Exclusions or Exemptions 506b Accepted Date 2017-08-17 15:06:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prime Liquidity Fund LLC See All Filings	D/A	2017-08-17 15:06:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments Inc. CIK Number 0001675271 Filed Document 0000950103-17-007975 Exclusions or Exemptions 506b Accepted Date 2017-08-17 15:06:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Harvest Small Cap Partners Qualified, L.P. See All Filings	D/A	2017-08-17 15:02:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557974 Filed Document 0001095449-17-000090 Exclusions or Exemptions 506b Accepted Date 2017-08-17 15:02:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Content Raven, Inc. See All Filings	D	2017-08-17 14:59:30 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001581185 Filed Document 0001581185-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-17 14:59:30 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Limitless Mentor, L.L.C. See All Filings	D	2017-08-17 14:58:04 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001714979 Filed Document 0001714979-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-17 14:58:04 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
AQR GRP 10 Offshore Fund Ltd. See All Filings	D/A	2017-08-17 14:55:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523660 Filed Document 0001523660-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-17 14:55:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harvest Agriculture Select, L.P. See All Filings	D/A	2017-08-17 14:54:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001318971 Filed Document 0001095449-17-000089 Exclusions or Exemptions 506b Accepted Date 2017-08-17 14:54:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dignitas eSports, LLC See All Filings	D	2017-08-17 14:50:23 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001714956 Filed Document 0001714956-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-17 14:50:23 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Jolt Energy Storage Technologies, LLC See All Filings	D	2017-08-17 14:50:09 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001714970 Filed Document 0001714970-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-17 14:50:09 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
TWIN CUPS, LLC See All Filings	D	2017-08-17 14:47:05 UTC
Amount To Be Raised $8,185,890 Associated Brokers / Dealers N/A CIK Number 0001713846 Filed Document 0001713846-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-17 14:47:05 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SAX-SKT-88, a series of SAX Master Fund A LLC See All Filings	D	2017-08-17 14:46:38 UTC
Amount To Be Raised $1,458,000 Associated Brokers / Dealers N/A CIK Number 0001712208 Filed Document 0001713584-17-000023 Exclusions or Exemptions 506b Accepted Date 2017-08-17 14:46:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bioverge Funds, Notable II, a series of Bioverge Funds II, LLC See All Filings	D	2017-08-17 14:44:44 UTC
Amount To Be Raised $70,000 Associated Brokers / Dealers N/A CIK Number 0001709700 Filed Document 0001713584-17-000022 Exclusions or Exemptions 506b Accepted Date 2017-08-17 14:44:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-NSK-23-Fund, a series of AX-DE-Funds, LLC See All Filings	D	2017-08-17 14:42:21 UTC
Amount To Be Raised $117,400 Associated Brokers / Dealers N/A CIK Number 0001713535 Filed Document 0001713584-17-000021 Exclusions or Exemptions 506b Accepted Date 2017-08-17 14:42:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NAV Truveris I, LLC See All Filings	D	2017-08-17 14:34:39 UTC
Amount To Be Raised $1,122,700 Associated Brokers / Dealers N/A CIK Number 0001713581 Filed Document 0001713584-17-000020 Exclusions or Exemptions 506b Accepted Date 2017-08-17 14:34:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Outdoor Voices Inc See All Filings	D	2017-08-17 14:20:45 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001573127 Filed Document 0001573127-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-17 14:20:45 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Freedom Energy ND LLC See All Filings	D	2017-08-17 14:17:20 UTC
Amount To Be Raised $3,950,000 Associated Brokers / Dealers N/A CIK Number 0001714110 Filed Document 0001104659-17-052428 Exclusions or Exemptions 506b Accepted Date 2017-08-17 14:17:20 UTC Type of Offering D Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Qapital Bridge, a series of Tribeca Angels Investments, LLC See All Filings	D	2017-08-17 14:14:24 UTC
Amount To Be Raised $265,000 Associated Brokers / Dealers N/A CIK Number 0001711086 Filed Document 0001713584-17-000019 Exclusions or Exemptions 506b Accepted Date 2017-08-17 14:14:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SF8-OPP31-3, a series of SAX Master Fund A LLC See All Filings	D	2017-08-17 14:11:54 UTC
Amount To Be Raised $447,000 Associated Brokers / Dealers N/A CIK Number 0001712672 Filed Document 0001713584-17-000018 Exclusions or Exemptions 506b Accepted Date 2017-08-17 14:11:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HomeCo LLC See All Filings	D	2017-08-17 14:10:11 UTC
Amount To Be Raised $232,560 Associated Brokers / Dealers N/A CIK Number 0001714905 Filed Document 0001714905-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-17 14:10:11 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SF8-OPP31-2, a series of SAX Master Fund A LLC See All Filings	D	2017-08-17 14:09:54 UTC
Amount To Be Raised $1,959,000 Associated Brokers / Dealers N/A CIK Number 0001712670 Filed Document 0001713584-17-000017 Exclusions or Exemptions 506b Accepted Date 2017-08-17 14:09:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1109 Bravo L.L.C. See All Filings	D	2017-08-17 14:06:40 UTC
Amount To Be Raised $642,500 Associated Brokers / Dealers N/A CIK Number 0001714704 Filed Document 0001714704-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-17 14:06:40 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
SF8-OPP31, a series of SAX Master Fund A LLC See All Filings	D	2017-08-17 13:57:21 UTC
Amount To Be Raised $478,000 Associated Brokers / Dealers N/A CIK Number 0001712726 Filed Document 0001713584-17-000016 Exclusions or Exemptions 506b Accepted Date 2017-08-17 13:57:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Universa Premium Fund III Ltd. See All Filings	D/A	2017-08-17 13:57:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001533508 Filed Document 0000935836-17-000391 Exclusions or Exemptions 506b Accepted Date 2017-08-17 13:57:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Internet Economy I, a series of Internet Economy Holdings LLC See All Filings	D	2017-08-17 13:53:42 UTC
Amount To Be Raised $30,849,569 Associated Brokers / Dealers N/A CIK Number 0001704732 Filed Document 0001713584-17-000015 Exclusions or Exemptions 506b Accepted Date 2017-08-17 13:53:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund EQ - RRA, a series of Equidate Investments LLC See All Filings	D/A	2017-08-17 13:50:59 UTC
Amount To Be Raised $8,001,476 Associated Brokers / Dealers Equidate Markets LLC CIK Number 0001676065 Filed Document 0001713584-17-000014 Exclusions or Exemptions 506b Accepted Date 2017-08-17 13:50:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-AQA-14-Fund, a series of AX-BaPe-Funds, LP See All Filings	D	2017-08-17 13:48:25 UTC
Amount To Be Raised $210,500 Associated Brokers / Dealers N/A CIK Number 0001710371 Filed Document 0001713584-17-000013 Exclusions or Exemptions 506b Accepted Date 2017-08-17 13:48:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
conDati, Inc. See All Filings	D	2017-08-17 13:48:16 UTC
Amount To Be Raised $1,729,979 Associated Brokers / Dealers N/A CIK Number 0001714878 Filed Document 0001714878-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-17 13:48:16 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CDI ELM, LLC See All Filings	D	2017-08-17 13:41:01 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers None CIK Number 0001714499 Filed Document 0001714499-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-17 13:41:01 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Apellis Pharmaceuticals, Inc. See All Filings	D	2017-08-17 13:39:18 UTC
Amount To Be Raised $60,099,974 Associated Brokers / Dealers N/A CIK Number 0001492422 Filed Document 0001492422-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-17 13:39:18 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
BannerSolar P.B.C. See All Filings	D	2017-08-17 13:37:06 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001714637 Filed Document 0001714637-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-17 13:37:06 UTC Type of Offering D Industry Other Energy Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Debt
St. Teresa Medical, Inc. See All Filings	D	2017-08-17 13:36:17 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers SF INVESTMENTS, INC. CIK Number 0001501385 Filed Document 0001362118-17-000024 Exclusions or Exemptions 506b Accepted Date 2017-08-17 13:36:17 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Artemis Health Inc. See All Filings	D	2017-08-17 13:32:07 UTC
Amount To Be Raised $19,999,965 Associated Brokers / Dealers N/A CIK Number 0001595892 Filed Document 0001595892-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-08-17 13:32:07 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
North Haven Senior Loan Fund Private Investors L.P. See All Filings	D	2017-08-17 13:30:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001713969 Filed Document 0001713976-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-17 13:30:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BT HOLDINGS, INC. See All Filings	D	2017-08-17 13:26:48 UTC
Amount To Be Raised $42,000,000 Associated Brokers / Dealers N/A CIK Number 0001569671 Filed Document 0001569671-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-17 13:26:48 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BT HOLDINGS, INC. See All Filings	D	2017-08-17 13:25:10 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001569671 Filed Document 0001569671-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-17 13:25:10 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt