Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Spinal Balance, Inc. See All Filings	D/A	2019-08-20 10:02:39 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers n/a CIK Number 0001658710 Filed Document 0001658710-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-20 10:02:39 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
StepStone LMM Opportunities Fund I, L.P. See All Filings	D	2019-08-20 10:01:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784893 Filed Document 0001784893-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-20 10:01:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GS GAMMA INVESTMENTS LLC See All Filings	D/A	2019-08-20 09:38:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Securities, LLC, Guggenheim Investor Services, LLC, FocusPoint Private Capital Group, LLC, Alternative Asset Investment Management Securities, LLC, Blue Sand Securities LLC, and 16 Points LLC CIK Number 0001343623 Filed Document 0001343623-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-20 09:38:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adv3nture, Inc. See All Filings	D	2019-08-20 09:36:58 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001785716 Filed Document 0001785716-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-20 09:36:58 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bluestem VIC, LLC See All Filings	D	2019-08-20 09:35:56 UTC
Amount To Be Raised $12,600,000 Associated Brokers / Dealers N/A CIK Number 0001785761 Filed Document 0001785761-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-20 09:35:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
ALCHEMIE SOLUTIONS INC See All Filings	D	2019-08-20 09:35:33 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001681633 Filed Document 0001681633-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-20 09:35:33 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
DEF Associates Ltd. See All Filings	D/A	2019-08-20 08:50:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000754094 Filed Document 0001566114-19-000098 Exclusions or Exemptions 506b Accepted Date 2019-08-20 08:50:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NIOWAVE, INC. See All Filings	D	2019-08-20 08:33:43 UTC
Amount To Be Raised $2,999,500 Associated Brokers / Dealers N/A CIK Number 0001666270 Filed Document 0001666270-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-20 08:33:43 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Merion Multifamily Investment Fund II, L.P. See All Filings	D/A	2019-08-20 08:30:46 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers MainLine Securities, LLC CIK Number 0001775214 Filed Document 0001775214-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-20 08:30:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sachem Head LP See All Filings	D/A	2019-08-20 07:42:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580194 Filed Document 0000902664-19-003493 Exclusions or Exemptions 506b Accepted Date 2019-08-20 07:42:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SH Old Quarry LP See All Filings	D/A	2019-08-20 07:40:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701831 Filed Document 0000902664-19-003492 Exclusions or Exemptions 506b Accepted Date 2019-08-20 07:40:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sachem Head Offshore Ltd. See All Filings	D/A	2019-08-20 07:38:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580215 Filed Document 0000902664-19-003491 Exclusions or Exemptions 506b Accepted Date 2019-08-20 07:38:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SH Old Quarry Offshore Ltd. See All Filings	D/A	2019-08-20 07:36:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667835 Filed Document 0000902664-19-003490 Exclusions or Exemptions 506b Accepted Date 2019-08-20 07:36:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ERC Homebuilders 1, Inc. See All Filings	1-A/A	2019-08-19 21:55:07 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Sageworks Capital, LLC CIK Number 0001772602 Filed Document 0001144204-19-040711 Accepted Date 2019-08-19 21:55:07 UTC Type of Offering 1-A/A Industry LAND SUBDIVIDERS & DEVELOPERS (NO CEMETERIES) Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Brookfield Spec Opps Fund (H) L.P. See All Filings	D	2019-08-19 21:33:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookfield Advisors (Hong Kong) Ltd. CIK Number 0001785872 Filed Document 0001785872-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-19 21:33:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Codify AI Inc. See All Filings	D	2019-08-19 21:22:48 UTC
Amount To Be Raised $5,419,994 Associated Brokers / Dealers N/A CIK Number 0001785518 Filed Document 0001785518-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 21:22:48 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tea Olive LLC See All Filings	D	2019-08-19 21:18:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785630 Filed Document 0001785630-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 21:18:53 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Robinson Fund, LP See All Filings	D/A	2019-08-19 20:49:22 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001785715 Filed Document 0001785715-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-19 20:49:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
CrestView High Yield Income Fund #4 LLC See All Filings	D	2019-08-19 20:27:17 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001785819 Filed Document 0001785819-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-19 20:27:17 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
API Tech Inc. See All Filings	C	2019-08-19 20:18:05 UTC
Financial Interest Not Applicable Filing Platform Pitch Venture Group LLC Offering Amount $100,000 CIK Number 0001785878 Filed Document 0001785878-19-000001 Accepted Date 2019-08-19 20:18:05 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State TEXAS
SilSync, Inc. See All Filings	D	2019-08-19 20:13:55 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001785904 Filed Document 0001785904-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 20:13:55 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
AFFINITY BIOSENSORS LLC See All Filings	D	2019-08-19 20:12:07 UTC
Amount To Be Raised $9,999,999 Associated Brokers / Dealers N/A CIK Number 0001424288 Filed Document 0001424288-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 20:12:07 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SparkLabs Frontier ASU Fund I, L.P. See All Filings	D	2019-08-19 19:47:02 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001785919 Filed Document 0001785919-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 19:47:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MG Creative, Inc. See All Filings	D	2019-08-19 19:40:19 UTC
Amount To Be Raised $4,830,480 Associated Brokers / Dealers N/A CIK Number 0001781001 Filed Document 0001567619-19-017312 Exclusions or Exemptions 506b Accepted Date 2019-08-19 19:40:19 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
B1T Capital, LLC See All Filings	D/A	2019-08-19 19:09:03 UTC
Amount To Be Raised $637,470 Associated Brokers / Dealers N/A CIK Number 0001743380 Filed Document 0001715179-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-08-19 19:09:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sialia Fund, LLC See All Filings	D	2019-08-19 18:58:00 UTC
Amount To Be Raised $684,500 Associated Brokers / Dealers N/A CIK Number 0001785488 Filed Document 0001715179-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-19 18:58:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund EQ-ONJ, a series of Equidate Investments LLC See All Filings	D/A	2019-08-19 18:46:18 UTC
Amount To Be Raised $43,290,015 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001728390 Filed Document 0001715179-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-19 18:46:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SLU Capital, LLC See All Filings	D	2019-08-19 18:45:16 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Kurt Ursich and Jeromy Salvesen CIK Number 0001784844 Filed Document 0001784844-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 18:45:16 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Fund EQ-CRJ, a series of Equidate Investments LLC See All Filings	D/A	2019-08-19 18:35:32 UTC
Amount To Be Raised $867,170 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001715179 Filed Document 0001715179-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 18:35:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SWEAT EQUITY GROUP, LLC See All Filings	D	2019-08-19 18:05:51 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001785357 Filed Document 0001785357-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 18:05:51 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gravitas Infinitum See All Filings	D	2019-08-19 18:04:21 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001785893 Filed Document 0001785893-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-19 18:04:21 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
ContourGlobal plc See All Filings	D	2019-08-19 18:03:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746401 Filed Document 0001746401-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 18:03:09 UTC Type of Offering D Industry Electric Utilities Principal Place of Business UNITED KINGDOM Revenue or Assets $Over $100,000,000 Type of Security Equity
MIMG CLIV Baton Rouge Master, LLC See All Filings	D	2019-08-19 17:54:35 UTC
Amount To Be Raised $6,170,000 Associated Brokers / Dealers N/A CIK Number 0001785906 Filed Document 0001785906-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 17:54:35 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Hera Systems, Inc. See All Filings	D	2019-08-19 17:44:28 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001649565 Filed Document 0001649565-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 17:44:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
2603 Calvin, LLC See All Filings	D	2019-08-19 17:37:45 UTC
Amount To Be Raised $820,000 Associated Brokers / Dealers N/A CIK Number 0001785742 Filed Document 0001785742-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 17:37:45 UTC Type of Offering D Industry Construction Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Freeport Oaks Investors, LLC See All Filings	D	2019-08-19 17:36:09 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001785832 Filed Document 0001785832-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 17:36:09 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mandias Capital Fund, LP See All Filings	D	2019-08-19 17:34:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785726 Filed Document 0001785726-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 17:34:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nectar Foods, Inc. See All Filings	D/A	2019-08-19 17:30:32 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001625896 Filed Document 0001625896-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-19 17:30:32 UTC Type of Offering D/A Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
TITAN PHARMACEUTICALS INC See All Filings	D	2019-08-19 17:27:18 UTC
Amount To Be Raised $2,125,512 Associated Brokers / Dealers N/A CIK Number 0000910267 Filed Document 0001144204-19-040674 Exclusions or Exemptions 506b Accepted Date 2019-08-19 17:27:18 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
PROMUS REALTY II, LP See All Filings	D	2019-08-19 17:26:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727105 Filed Document 0000913849-19-000349 Exclusions or Exemptions 506b Accepted Date 2019-08-19 17:26:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BC Exchange Preston Sherry DST See All Filings	D/A	2019-08-19 17:24:40 UTC
Amount To Be Raised $66,501,377 Associated Brokers / Dealers CONCORDE INVESTMENT SERVICES, LLC, MORGAN STANLEY, COMMONWEALTH FINANCIAL NETWORK, AMERIPRISE FINANCIAL SERVICES, INC., KALOS CAPITAL, INC., and WEALTHFORGE SECURITIES, LLC CIK Number 0001766648 Filed Document 0001766648-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-08-19 17:24:40 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Rainier UTC Investors, LP See All Filings	D	2019-08-19 17:24:14 UTC
Amount To Be Raised $5,300,000 Associated Brokers / Dealers N/A CIK Number 0001785170 Filed Document 0001785170-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-19 17:24:14 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Wheels Labs, Inc. See All Filings	D	2019-08-19 17:13:52 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001757321 Filed Document 0001757321-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-08-19 17:13:52 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Felicitas Opportunities Fund, LP See All Filings	D/A	2019-08-19 17:12:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601889 Filed Document 0001144204-19-040669 Exclusions or Exemptions 506b Accepted Date 2019-08-19 17:12:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Felicitas Equity Fund, LP See All Filings	D/A	2019-08-19 17:11:26 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001727700 Filed Document 0001144204-19-040667 Exclusions or Exemptions 506b Accepted Date 2019-08-19 17:11:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Livelike Inc. See All Filings	D	2019-08-19 17:09:59 UTC
Amount To Be Raised $2,369,433 Associated Brokers / Dealers N/A CIK Number 0001682957 Filed Document 0001682957-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-19 17:09:59 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Felicitas SA1, LP See All Filings	D/A	2019-08-19 17:09:45 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001733995 Filed Document 0001144204-19-040662 Exclusions or Exemptions 506b Accepted Date 2019-08-19 17:09:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wheels Labs, Inc. See All Filings	D	2019-08-19 17:02:57 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001757321 Filed Document 0001757321-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-08-19 17:02:57 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
POPS! Diabetes Care, Inc. See All Filings	D	2019-08-19 17:02:39 UTC
Amount To Be Raised $5,919,665 Associated Brokers / Dealers N/A CIK Number 0001664262 Filed Document 0001437749-19-017120 Exclusions or Exemptions 506b Accepted Date 2019-08-19 17:02:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
GolfSuites 6. Inc. See All Filings	1-A/A	2019-08-19 16:57:16 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Sageworks Capital, LLC CIK Number 0001774901 Filed Document 0001144204-19-040653 Accepted Date 2019-08-19 16:57:16 UTC Type of Offering 1-A/A Industry SERVICES-AMUSEMENT & RECREATION SERVICES Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)