Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Banu Beverages, LLC See All Filings	D	2017-08-21 09:20:02 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001714817 Filed Document 0001714817-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-21 09:20:02 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-08-21 08:39:28 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers Michael Shannon and Samir Sheth CIK Number 0001135856 Filed Document 0001135856-17-000263 Exclusions or Exemptions 506b Accepted Date 2017-08-21 08:39:28 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-08-21 08:35:03 UTC
Amount To Be Raised $167,608 Associated Brokers / Dealers Kirk Penland and Danny Golesh CIK Number 0001135856 Filed Document 0001135856-17-000262 Exclusions or Exemptions 506b Accepted Date 2017-08-21 08:35:03 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Spark in the Dark Productions LLC See All Filings	D	2017-08-21 08:30:15 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers Adam Dick CIK Number 0001674403 Filed Document 0001674403-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-21 08:30:15 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
PEPPERTREE RANCH LLC See All Filings	D	2017-08-18 21:34:58 UTC
Amount To Be Raised $2,825,000 Associated Brokers / Dealers Growth Capital Growth Services CIK Number 0001714633 Filed Document 0001714633-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-18 21:34:58 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
PGIM Real Estate U.S. Debt Fund, L.P. See All Filings	D	2017-08-18 20:42:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713971 Filed Document 0001713971-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 20:42:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Restoration Robotics Inc See All Filings	D	2017-08-18 20:08:27 UTC
Amount To Be Raised $26,026,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001409269 Filed Document 0001140361-17-032757 Exclusions or Exemptions 506b Accepted Date 2017-08-18 20:08:27 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Niki Core I, LP See All Filings	D	2017-08-18 19:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714954 Filed Document 0001714954-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 19:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Tetras Capital, LP See All Filings	D	2017-08-18 18:57:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715074 Filed Document 0001715074-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 18:57:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quadrature Capital Vector Fund Ltd See All Filings	D/A	2017-08-18 18:49:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654479 Filed Document 0001654479-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 18:49:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLEANSPARK, INC. See All Filings	D	2017-08-18 18:09:17 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0000827876 Filed Document 0001663577-17-000267 Exclusions or Exemptions 506b Accepted Date 2017-08-18 18:09:17 UTC Type of Offering D Industry Other Energy Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Debt
TAX EFFICIENT INFLATION PROTECTION STRATEGY LLC SER D See All Filings	D/A	2017-08-18 18:01:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439860 Filed Document 0001439860-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-08-18 18:01:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IA Energy Corp. See All Filings	D	2017-08-18 18:01:15 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001673431 Filed Document 0001391609-17-000218 Exclusions or Exemptions 506b Accepted Date 2017-08-18 18:01:15 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
FoodMaven Corp See All Filings	D/A	2017-08-18 17:47:09 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001663403 Filed Document 0001663403-17-000003 Exclusions or Exemptions 504 and 506b Accepted Date 2017-08-18 17:47:09 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Topwater Partners LLC See All Filings	D/A	2017-08-18 17:41:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001583946 Filed Document 0001583946-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 17:41:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neuberger Berman U.S. Equity Index PutWrite Fund LLC See All Filings	D/A	2017-08-18 17:39:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698121 Filed Document 0001625257-17-000107 Exclusions or Exemptions 506b Accepted Date 2017-08-18 17:39:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GENESEE BALANCED FUND, LTD. See All Filings	D/A	2017-08-18 17:32:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457313 Filed Document 0000919574-17-006316 Exclusions or Exemptions 506b Accepted Date 2017-08-18 17:32:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
GENESEE BALANCED FUND LP See All Filings	D/A	2017-08-18 17:30:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000879508 Filed Document 0000919574-17-006314 Exclusions or Exemptions 506b Accepted Date 2017-08-18 17:30:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Cat Rock Capital Partners LP See All Filings	D/A	2017-08-18 17:23:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648341 Filed Document 0000905718-17-000798 Exclusions or Exemptions 506b Accepted Date 2017-08-18 17:23:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barwis Enterprises, Inc. See All Filings	D	2017-08-18 17:22:46 UTC
Amount To Be Raised $1,499,985 Associated Brokers / Dealers N/A CIK Number 0001678034 Filed Document 0001678034-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-18 17:22:46 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cat Rock Capital Partners Cayman Ltd See All Filings	D/A	2017-08-18 17:20:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648342 Filed Document 0000905718-17-000796 Exclusions or Exemptions 506b Accepted Date 2017-08-18 17:20:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
El Paso SNF I, LLC See All Filings	D	2017-08-18 17:19:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715083 Filed Document 0001140361-17-032725 Exclusions or Exemptions 506b Accepted Date 2017-08-18 17:19:33 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
RXi Pharmaceuticals Corp See All Filings	D	2017-08-18 17:17:34 UTC
Amount To Be Raised $15,261,000 Associated Brokers / Dealers N/A CIK Number 0001533040 Filed Document 0001209191-17-049646 Exclusions or Exemptions 506b Accepted Date 2017-08-18 17:17:34 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Athene Momentum Investor, L P See All Filings	D	2017-08-18 17:17:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715119 Filed Document 0000950142-17-001552 Exclusions or Exemptions 506b Accepted Date 2017-08-18 17:17:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MARSHFIELD MHC LLC See All Filings	D	2017-08-18 17:16:03 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001715122 Filed Document 0001715122-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 17:16:03 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
f/64 Capital Partners, LP See All Filings	D/A	2017-08-18 17:15:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Avalon Wealth Management, LLC CIK Number 0001526387 Filed Document 0001526387-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 17:15:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frontier Financial Alternative Investment Fund, LP See All Filings	D/A	2017-08-18 17:07:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484490 Filed Document 0001484490-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 17:07:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CANAM PORT ARTHUR LLC See All Filings	D	2017-08-18 17:06:33 UTC
Amount To Be Raised $5,780,000 Associated Brokers / Dealers CanAm Investor Services LLC CIK Number 0001714865 Filed Document 0001714865-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 17:06:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Technology Impact Fund, LP See All Filings	D/A	2017-08-18 17:03:33 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Kenmar Securities, LLC and Skandinaviska Enskilda Banken AB (publ) CIK Number 0001714927 Filed Document 0001714927-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-18 17:03:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Unshackled Ventures Fund II, L.P. See All Filings	D	2017-08-18 16:57:25 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001714401 Filed Document 0001714401-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-18 16:57:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greeley SNF, LLC See All Filings	D	2017-08-18 16:50:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715090 Filed Document 0001140361-17-032717 Exclusions or Exemptions 506b Accepted Date 2017-08-18 16:50:51 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ROGUE FIT CLUB, LLC See All Filings	D	2017-08-18 16:39:39 UTC
Amount To Be Raised $480,000 Associated Brokers / Dealers N/A CIK Number 0001715021 Filed Document 0001715021-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 16:39:39 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Technology Impact Fund, LP See All Filings	D	2017-08-18 16:39:31 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Kenmar Securities, LLC and Skandinaviska Enskilda Banken AB (publ) CIK Number 0001714927 Filed Document 0001714927-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-18 16:39:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Red Bridge Capital III LLC See All Filings	D	2017-08-18 16:27:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001715038 Filed Document 0001715038-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 16:27:46 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
GROWLIFE, INC. See All Filings	D	2017-08-18 16:23:05 UTC
Amount To Be Raised $1,105,000 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-17-000377 Exclusions or Exemptions 506b Accepted Date 2017-08-18 16:23:05 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
OceanIQ Partners/Game Series, LLC See All Filings	D	2017-08-18 16:23:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714998 Filed Document 0001714997-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-18 16:23:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
VISUALANT INC See All Filings	D	2017-08-18 16:17:09 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers Garden State Securities, Inc. CIK Number 0001074828 Filed Document 0001161697-17-000375 Exclusions or Exemptions 506b Accepted Date 2017-08-18 16:17:09 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
LevelTen Energy, Inc. See All Filings	D	2017-08-18 16:16:25 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001695480 Filed Document 0001695480-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-18 16:16:25 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
OceanIQ Partners/Autonomous Driving Series, LLC See All Filings	D	2017-08-18 16:13:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714997 Filed Document 0001714997-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 16:13:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
EMERGENT CAPITAL, INC. See All Filings	D	2017-08-18 16:10:52 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers n/a CIK Number 0001494448 Filed Document 0000932440-17-000062 Exclusions or Exemptions 506b Accepted Date 2017-08-18 16:10:52 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Whereable Technologies LLC See All Filings	D/A	2017-08-18 16:06:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653214 Filed Document 0001653214-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-08-18 16:06:00 UTC Type of Offering D/A Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
WESTEND PARTNERS LP See All Filings	D/A	2017-08-18 16:05:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001422465 Filed Document 0001422465-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 16:05:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPIDR Tech Inc. See All Filings	D	2017-08-18 16:03:44 UTC
Amount To Be Raised $3,449,367 Associated Brokers / Dealers N/A CIK Number 0001714978 Filed Document 0001714978-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 16:03:44 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GLC Stabilized Income Fund I, LLC See All Filings	D	2017-08-18 15:59:59 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001698602 Filed Document 0001698602-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 15:59:59 UTC Type of Offering D Industry Commercial Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Wolfhawk Energy Holdings, LLC See All Filings	D	2017-08-18 15:59:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710408 Filed Document 0001140361-17-032699 Exclusions or Exemptions 506b Accepted Date 2017-08-18 15:59:27 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
RCP-IFP, LLC See All Filings	D	2017-08-18 15:44:21 UTC
Amount To Be Raised $34,700,000 Associated Brokers / Dealers N/A CIK Number 0001714469 Filed Document 0001714469-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 15:44:21 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Illuminare Biotechnologies Inc See All Filings	D	2017-08-18 15:39:28 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001701523 Filed Document 0001701523-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 15:39:28 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Krystal Biotech, Inc. See All Filings	D	2017-08-18 15:36:49 UTC
Amount To Be Raised $11,254,534 Associated Brokers / Dealers N/A CIK Number 0001711279 Filed Document 0001711279-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-18 15:36:49 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Sage Equity Partners Sirata Beach, LP See All Filings	D	2017-08-18 15:30:52 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001712250 Filed Document 0001712250-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 15:30:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
JSDI Pavey Square Holding, LLC See All Filings	D	2017-08-18 15:24:59 UTC
Amount To Be Raised $5,600,000 Associated Brokers / Dealers N/A CIK Number 0001715103 Filed Document 0001715103-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 15:24:59 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity