Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AIM-Servosity-2015 LLC See All Filings	D	2017-08-30 14:14:45 UTC
Amount To Be Raised $715,500 Associated Brokers / Dealers N/A CIK Number 0001709091 Filed Document 0001709091-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 14:14:45 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
BROOKWOOD U.S. REAL ESTATE OFFSHORE FUND II, L.P. See All Filings	D/A	2017-08-30 14:13:18 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers None CIK Number 0001683842 Filed Document 0001140361-17-033698 Exclusions or Exemptions 506b Accepted Date 2017-08-30 14:13:18 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
EverSource Wealth Advisors, LLC See All Filings	D	2017-08-30 14:12:08 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001710537 Filed Document 0001710537-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 14:12:08 UTC Type of Offering D Industry Insurance Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
AIM-OBMedical-2015 LLC See All Filings	D	2017-08-30 14:09:07 UTC
Amount To Be Raised $77,400 Associated Brokers / Dealers N/A CIK Number 0001709090 Filed Document 0001709090-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 14:09:07 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Artisan Elkhart LLC See All Filings	D/A	2017-08-30 14:04:06 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001707799 Filed Document 0001707799-17-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2017-08-30 14:04:06 UTC Type of Offering D/A Industry Restaurants Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-08-30 14:01:09 UTC
Amount To Be Raised $32,856 Associated Brokers / Dealers Curtis Wyrtzen CIK Number 0001135856 Filed Document 0001135856-17-000276 Exclusions or Exemptions 506b Accepted Date 2017-08-30 14:01:09 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AIM-Kredible-2015 LLC See All Filings	D	2017-08-30 14:00:49 UTC
Amount To Be Raised $889,880 Associated Brokers / Dealers N/A CIK Number 0001652360 Filed Document 0001652360-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 14:00:49 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Williams Learning Solutions, Inc. See All Filings	D/A	2017-08-30 13:56:05 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001668322 Filed Document 0001668322-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 13:56:05 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
AIM-Alii-2015 LLC See All Filings	D	2017-08-30 13:55:16 UTC
Amount To Be Raised $890,760 Associated Brokers / Dealers N/A CIK Number 0001652359 Filed Document 0001652359-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 13:55:16 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-08-30 13:54:58 UTC
Amount To Be Raised $14,948,970 Associated Brokers / Dealers Jason Burlie and Allen Cannon CIK Number 0001135856 Filed Document 0001135856-17-000275 Exclusions or Exemptions 506b Accepted Date 2017-08-30 13:54:58 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-08-30 13:48:45 UTC
Amount To Be Raised $13,356,382 Associated Brokers / Dealers Kristin Barens CIK Number 0001135856 Filed Document 0001135856-17-000274 Exclusions or Exemptions 506b Accepted Date 2017-08-30 13:48:45 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ZDry Santa Fe LLC See All Filings	D	2017-08-30 13:48:14 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001715891 Filed Document 0001715891-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 13:48:14 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Tree Trail Buligo LP See All Filings	D	2017-08-30 13:45:56 UTC
Amount To Be Raised $1,145,000 Associated Brokers / Dealers N/A CIK Number 0001715869 Filed Document 0001144204-17-045844 Exclusions or Exemptions 506b Accepted Date 2017-08-30 13:45:56 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Hooch Inc. See All Filings	D	2017-08-30 13:45:16 UTC
Amount To Be Raised $7,980,118 Associated Brokers / Dealers N/A CIK Number 0001715552 Filed Document 0001715552-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 13:45:16 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Belaire Buligo LP See All Filings	D	2017-08-30 13:44:59 UTC
Amount To Be Raised $1,405,000 Associated Brokers / Dealers N/A CIK Number 0001715875 Filed Document 0001144204-17-045843 Exclusions or Exemptions 506b Accepted Date 2017-08-30 13:44:59 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-08-30 13:44:12 UTC
Amount To Be Raised $47,420,978 Associated Brokers / Dealers Donald Tippett, Daniel Davis, Thomas Bass, Brian Sharkey, and Alice Neill CIK Number 0001135856 Filed Document 0001135856-17-000273 Exclusions or Exemptions 506b Accepted Date 2017-08-30 13:44:12 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AIM-RivalHealth-2015 LLC See All Filings	D	2017-08-30 13:39:23 UTC
Amount To Be Raised $607,080 Associated Brokers / Dealers N/A CIK Number 0001651995 Filed Document 0001651995-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 13:39:23 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-08-30 13:38:50 UTC
Amount To Be Raised $10,712,643 Associated Brokers / Dealers Randall E. O'Brian and Kevin Bauer CIK Number 0001135856 Filed Document 0001135856-17-000272 Exclusions or Exemptions 506b Accepted Date 2017-08-30 13:38:50 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Lumerit Education, LLC See All Filings	D	2017-08-30 13:29:57 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001678918 Filed Document 0001678918-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-30 13:29:57 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Foglamp Fund LP See All Filings	D/A	2017-08-30 13:29:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631091 Filed Document 0001405086-17-000192 Exclusions or Exemptions 506b Accepted Date 2017-08-30 13:29:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wink Robotics, Inc. See All Filings	D	2017-08-30 13:28:35 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001714989 Filed Document 0001714989-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 13:28:35 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Chefs' Warehouse, Inc. See All Filings	D	2017-08-30 13:26:44 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001517175 Filed Document 0000947871-17-000684 Exclusions or Exemptions 506b Accepted Date 2017-08-30 13:26:44 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Equity
4927 Washington, LLC See All Filings	D	2017-08-30 13:25:30 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001715395 Filed Document 0001715395-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-30 13:25:30 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AIM-Chrono-2016 LLC See All Filings	D	2017-08-30 13:20:39 UTC
Amount To Be Raised $779,200 Associated Brokers / Dealers N/A CIK Number 0001705184 Filed Document 0001705184-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 13:20:39 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Credit River Value, L.P. See All Filings	D/A	2017-08-30 13:19:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509072 Filed Document 0001509072-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 13:19:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRO Biosciences Inc. See All Filings	D	2017-08-30 12:57:44 UTC
Amount To Be Raised $2,099,998 Associated Brokers / Dealers N/A CIK Number 0001715412 Filed Document 0001715412-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 12:57:44 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Red Bridge Capital III LLC See All Filings	D/A	2017-08-30 12:54:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715038 Filed Document 0001715038-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-30 12:54:37 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
dBV II LLC See All Filings	D	2017-08-30 12:41:52 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001715809 Filed Document 0001144204-17-045811 Exclusions or Exemptions 506b Accepted Date 2017-08-30 12:41:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SmartLink Ventures, Inc. See All Filings	D	2017-08-30 12:36:20 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001715852 Filed Document 0001715852-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-30 12:36:20 UTC Type of Offering D Industry Other Technology Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Riv Data Corp. See All Filings	D	2017-08-30 12:31:11 UTC
Amount To Be Raised $2,829,075 Associated Brokers / Dealers N/A CIK Number 0001700433 Filed Document 0001700433-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-30 12:31:11 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CLEAR COVE CAPITAL LP See All Filings	D/A	2017-08-30 12:28:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001444513 Filed Document 0001315863-17-000713 Exclusions or Exemptions 506b Accepted Date 2017-08-30 12:28:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Patriot Finance, LLC See All Filings	D	2017-08-30 12:16:13 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001680782 Filed Document 0001680782-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 12:16:13 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
AHCO CORE FUND LLC See All Filings	D/A	2017-08-30 12:02:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001088968 Filed Document 0001088968-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 12:02:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
CFA Toronto Investment LLC See All Filings	D	2017-08-30 12:00:40 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001715503 Filed Document 0001715503-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-30 12:00:40 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
AHCO Bond Fund, LLC See All Filings	D/A	2017-08-30 11:52:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585243 Filed Document 0001585243-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 11:52:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Intellectus Ventures, LLC, Series 4 See All Filings	D	2017-08-30 11:46:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714971 Filed Document 0001714971-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 11:46:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fresenius Medical Care Zion, LLC See All Filings	D	2017-08-30 11:46:20 UTC
Amount To Be Raised $2,592,077 Associated Brokers / Dealers N/A CIK Number 0001715857 Filed Document 0001461373-17-000042 Exclusions or Exemptions 506b Accepted Date 2017-08-30 11:46:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Fireclay Tile, Inc. See All Filings	D	2017-08-30 11:46:20 UTC
Amount To Be Raised $1,007,251 Associated Brokers / Dealers N/A CIK Number 0001577815 Filed Document 0001577815-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-30 11:46:20 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Fresenius Medical Care Schaumburg, LLC See All Filings	D	2017-08-30 11:39:06 UTC
Amount To Be Raised $2,842,307 Associated Brokers / Dealers N/A CIK Number 0001715859 Filed Document 0001461373-17-000041 Exclusions or Exemptions 506b Accepted Date 2017-08-30 11:39:06 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Wise Owl Holdings LLC See All Filings	D	2017-08-30 11:38:15 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001598372 Filed Document 0001598372-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-30 11:38:15 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
TriPost Capital HSR Investments, LP See All Filings	D	2017-08-30 11:13:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715538 Filed Document 0001715538-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 11:13:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Classical Insights Fund LP See All Filings	D/A	2017-08-30 11:00:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001385560 Filed Document 0001385560-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-30 11:00:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kalev Capital Partners LP See All Filings	D/A	2017-08-30 10:58:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679638 Filed Document 0001013594-17-000656 Exclusions or Exemptions 506b Accepted Date 2017-08-30 10:58:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kyra Medical, Inc. See All Filings	D	2017-08-30 10:53:02 UTC
Amount To Be Raised $625,000 Associated Brokers / Dealers N/A CIK Number 0001693223 Filed Document 0001693223-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-08-30 10:53:02 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Black Diamond Self Storage, LLC See All Filings	D	2017-08-30 10:48:07 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001715402 Filed Document 0001715402-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 10:48:07 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Merchants Bancorp See All Filings	D	2017-08-30 10:45:50 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001629019 Filed Document 0001629019-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-30 10:45:50 UTC Type of Offering D Industry Commercial Banking Principal Place of Business INDIANA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
GLSP ESC LP See All Filings	D/A	2017-08-30 10:45:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001491736 Filed Document 0001712211-17-000013 Exclusions or Exemptions 506b Accepted Date 2017-08-30 10:45:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vintage 2017 Private Investments, LLC See All Filings	D/A	2017-08-30 10:45:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704687 Filed Document 0001012975-17-000671 Exclusions or Exemptions 506b Accepted Date 2017-08-30 10:45:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RH Medical 9 Buildings, LLC See All Filings	D	2017-08-30 10:41:22 UTC
Amount To Be Raised $3,820,470 Associated Brokers / Dealers Carlos Noe Otalvaro CIK Number 0001715879 Filed Document 0001715879-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 10:41:22 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
GLSP Offshore Emp LP See All Filings	D/A	2017-08-30 10:40:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001424676 Filed Document 0001712211-17-000012 Exclusions or Exemptions 506b Accepted Date 2017-08-30 10:40:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund