Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Codefied Inc. See All Filings	D	2017-08-30 16:33:09 UTC
Amount To Be Raised $11,049,997 Associated Brokers / Dealers N/A CIK Number 0001583975 Filed Document 0001583975-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-30 16:33:09 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NAM Biotech Fund II, LLC - Series V See All Filings	D	2017-08-30 16:29:25 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001714803 Filed Document 0000905718-17-000817 Exclusions or Exemptions 506b Accepted Date 2017-08-30 16:29:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIM-Kredible-2016 LLC See All Filings	D	2017-08-30 16:24:38 UTC
Amount To Be Raised $745,880 Associated Brokers / Dealers N/A CIK Number 0001709088 Filed Document 0001709088-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 16:24:38 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ-JTB, a series of Equidate Investments LLC See All Filings	D/A	2017-08-30 16:21:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Equidate Markets LLC CIK Number 0001692236 Filed Document 0001715130-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-30 16:21:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIM-Lasso-2015 LLC See All Filings	D	2017-08-30 16:15:33 UTC
Amount To Be Raised $604,000 Associated Brokers / Dealers N/A CIK Number 0001709089 Filed Document 0001709089-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 16:15:33 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Sunrun Inc. See All Filings	D	2017-08-30 16:12:13 UTC
Amount To Be Raised $117,934 Associated Brokers / Dealers N/A CIK Number 0001469367 Filed Document 0001469367-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-30 16:12:13 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Meson Constructive Capital LP See All Filings	D/A	2017-08-30 16:09:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652164 Filed Document 0001652164-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 16:09:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIM-Axial-2016 LLC See All Filings	D	2017-08-30 16:08:45 UTC
Amount To Be Raised $608,220 Associated Brokers / Dealers N/A CIK Number 0001709087 Filed Document 0001709087-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 16:08:45 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Ultra Athlete, LLC See All Filings	D	2017-08-30 16:06:12 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001548332 Filed Document 0001548332-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-30 16:06:12 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
TPEG Alliance Hyatt Investors LLC See All Filings	D	2017-08-30 16:02:26 UTC
Amount To Be Raised $4,320,882 Associated Brokers / Dealers TPEG Securities, LLC CIK Number 0001712835 Filed Document 0001712835-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 16:02:26 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
AIM-Social123-2015 LLC See All Filings	D	2017-08-30 16:02:08 UTC
Amount To Be Raised $974,240 Associated Brokers / Dealers N/A CIK Number 0001709086 Filed Document 0001709086-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 16:02:08 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
AIM-Bioscape-2016 LLC See All Filings	D	2017-08-30 15:54:22 UTC
Amount To Be Raised $509,580 Associated Brokers / Dealers N/A CIK Number 0001706544 Filed Document 0001706544-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 15:54:22 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Red Oak Fund, LP See All Filings	D	2017-08-30 15:52:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001397261 Filed Document 0001397261-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-30 15:52:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LOVE STORIES TV, INC. See All Filings	D	2017-08-30 15:50:15 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001715647 Filed Document 0001715647-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 15:50:15 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mountaingate Capital Fund I-FF, L.P. See All Filings	D/A	2017-08-30 15:48:47 UTC
Amount To Be Raised $23,756,872 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001649606 Filed Document 0001649606-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-08-30 15:48:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AIM-MemberSuite-2016 LLC See All Filings	D	2017-08-30 15:46:45 UTC
Amount To Be Raised $195,700 Associated Brokers / Dealers N/A CIK Number 0001706543 Filed Document 0001706543-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 15:46:45 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Mountaingate Capital Fund I-A, L.P. See All Filings	D/A	2017-08-30 15:46:10 UTC
Amount To Be Raised $371,243,128 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001637499 Filed Document 0001649606-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-08-30 15:46:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Mountaingate Capital Fund I, L.P. See All Filings	D/A	2017-08-30 15:44:09 UTC
Amount To Be Raised $371,243,128 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001637494 Filed Document 0001649606-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-08-30 15:44:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AIM-Predikto-2016 LLC See All Filings	D	2017-08-30 15:39:50 UTC
Amount To Be Raised $159,907 Associated Brokers / Dealers N/A CIK Number 0001706542 Filed Document 0001706542-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 15:39:50 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Quitchet, LLC See All Filings	D	2017-08-30 15:34:07 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001688375 Filed Document 0001688375-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-30 15:34:07 UTC Type of Offering D Industry Computers Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Misty Robotics, Inc. See All Filings	D	2017-08-30 15:33:13 UTC
Amount To Be Raised $120 Associated Brokers / Dealers N/A CIK Number 0001707787 Filed Document 0001707787-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-08-30 15:33:13 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
AIM-Preparis-2016 LLC See All Filings	D	2017-08-30 15:30:05 UTC
Amount To Be Raised $759,000 Associated Brokers / Dealers N/A CIK Number 0001706541 Filed Document 0001706541-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 15:30:05 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
SCOTT'S COVE SPECIAL CREDITS FUND I L P See All Filings	D/A	2017-08-30 15:28:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001054072 Filed Document 0000919574-17-006502 Exclusions or Exemptions 506b Accepted Date 2017-08-30 15:28:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Helios & Matheson Analytics Inc. See All Filings	D	2017-08-30 15:27:43 UTC
Amount To Be Raised $10,300,000 Associated Brokers / Dealers Palladium Capital Advisors, LLC CIK Number 0001040792 Filed Document 0001437749-17-015441 Exclusions or Exemptions 506b Accepted Date 2017-08-30 15:27:43 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Elefund Fastly Fund, LLC See All Filings	D	2017-08-30 15:23:43 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001715699 Filed Document 0001715699-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 15:23:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMPIRE INDUSTRIES LTD See All Filings	D	2017-08-30 15:23:30 UTC
Amount To Be Raised $84,333 Associated Brokers / Dealers N/A CIK Number 0001715462 Filed Document 0001715462-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 15:23:30 UTC Type of Offering D Industry Manufacturing Principal Place of Business MANITOBA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SCOTT'S COVE SPECIAL CREDITS OFFSHORE FUND I LTD See All Filings	D/A	2017-08-30 15:22:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MICHAEL H. OSHIRO and SCOTT J. MIBU CIK Number 0001429598 Filed Document 0000919574-17-006500 Exclusions or Exemptions 506b Accepted Date 2017-08-30 15:22:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AIM-OBMedical-2016 LLC See All Filings	D	2017-08-30 15:20:52 UTC
Amount To Be Raised $307,500 Associated Brokers / Dealers N/A CIK Number 0001706540 Filed Document 0001706540-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 15:20:52 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
A-RUN-22-Fund, a series of AX-WiEs-Funds, LLC See All Filings	D	2017-08-30 15:17:11 UTC
Amount To Be Raised $93,000 Associated Brokers / Dealers N/A CIK Number 0001715130 Filed Document 0001715130-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 15:17:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3883 Flamingo Center, LLC See All Filings	D/A	2017-08-30 15:16:26 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers SANDLAPPER Securities, LLC, Timothy Sherer, Ryan Sherer, William Swayne, III, Independent Financial Group, Philip Oleson, and Stewart Ginn CIK Number 0001705755 Filed Document 0001705755-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-30 15:16:26 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Bone Biologics Corp See All Filings	D	2017-08-30 15:13:41 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001419554 Filed Document 0001250853-17-000077 Exclusions or Exemptions 506b Accepted Date 2017-08-30 15:13:41 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Gorman 2017-11 Well Program Venture See All Filings	D/A	2017-08-30 15:13:19 UTC
Amount To Be Raised $3,269,102 Associated Brokers / Dealers N/A CIK Number 0001714632 Filed Document 0001714632-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-30 15:13:19 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
AIM-KIYATEC-2016 LLC See All Filings	D	2017-08-30 15:12:38 UTC
Amount To Be Raised $648,900 Associated Brokers / Dealers N/A CIK Number 0001706539 Filed Document 0001706539-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 15:12:38 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Rutherford CFL Holdings, LLC See All Filings	D	2017-08-30 15:11:44 UTC
Amount To Be Raised $20,146,705 Associated Brokers / Dealers N/A CIK Number 0001715713 Filed Document 0001016005-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 15:11:44 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
True Concepts Medical Technologies, LLC See All Filings	D	2017-08-30 14:58:08 UTC
Amount To Be Raised $660,000 Associated Brokers / Dealers N/A CIK Number 0001714317 Filed Document 0001714317-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 14:58:08 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
AIM-Kahua-2017 LLC See All Filings	D	2017-08-30 14:54:50 UTC
Amount To Be Raised $906,700 Associated Brokers / Dealers N/A CIK Number 0001709292 Filed Document 0001709292-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 14:54:50 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Quip NYC Inc. See All Filings	D	2017-08-30 14:50:25 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001715794 Filed Document 0001715794-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 14:50:25 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
UHY Advisors Inc See All Filings	D/A	2017-08-30 14:47:06 UTC
Amount To Be Raised $7,100,000 Associated Brokers / Dealers N/A CIK Number 0001413310 Filed Document 0001413310-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-30 14:47:06 UTC Type of Offering D/A Industry Business Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
DCM NMC Fund V, LLC See All Filings	D	2017-08-30 14:43:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715116 Filed Document 0001715116-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-30 14:43:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BIOVENTRIX INC See All Filings	D	2017-08-30 14:40:25 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers TAGLICH BROTHERS, INC. CIK Number 0001283259 Filed Document 0001461859-17-000023 Exclusions or Exemptions 506b Accepted Date 2017-08-30 14:40:25 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mandeville Brothers Real Estate Investment Fund VI, LLC See All Filings	D	2017-08-30 14:37:54 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001715828 Filed Document 0001715825-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-30 14:37:54 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Overwatch.ID, Inc. See All Filings	D/A	2017-08-30 14:32:51 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001702870 Filed Document 0001702870-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-30 14:32:51 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Middle River Power II LLC See All Filings	D	2017-08-30 14:30:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715619 Filed Document 0001140361-17-033715 Exclusions or Exemptions 506b Accepted Date 2017-08-30 14:30:03 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Middle River Power I LLC See All Filings	D	2017-08-30 14:28:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715620 Filed Document 0001140361-17-033714 Exclusions or Exemptions 506b Accepted Date 2017-08-30 14:28:25 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Abilis Life Science, Inc. See All Filings	D	2017-08-30 14:27:27 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001713661 Filed Document 0001713661-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 14:27:27 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Panoramic Offshore, Ltd. See All Filings	D/A	2017-08-30 14:24:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683509 Filed Document 0000935836-17-000423 Exclusions or Exemptions 506b Accepted Date 2017-08-30 14:24:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIM-Vehcon-2016 LLC See All Filings	D	2017-08-30 14:20:40 UTC
Amount To Be Raised $397,100 Associated Brokers / Dealers N/A CIK Number 0001709092 Filed Document 0001709092-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 14:20:40 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
COLUMBIA FOCUSED LARGE CAP GROWTH PRIVATE FUND, LLC See All Filings	D/A	2017-08-30 14:18:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529543 Filed Document 0001140361-17-033708 Exclusions or Exemptions 506b Accepted Date 2017-08-30 14:18:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Lianhong LLC Real Estate Investment Fund Series I See All Filings	D	2017-08-30 14:18:31 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers None CIK Number 0001715825 Filed Document 0001715825-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 14:18:31 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
BROOKWOOD U.S. REAL ESTATE ONSHORE FUND II, L.P. See All Filings	D/A	2017-08-30 14:16:20 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers None CIK Number 0001683841 Filed Document 0001140361-17-033701 Exclusions or Exemptions 506b Accepted Date 2017-08-30 14:16:20 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other